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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001506073-17-000001) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
101 PNC FINL SVCS GROUP INC 6,342 742 0.39%
102 PROCTER AND GAMBLE CO 13,375 1,125 0.59%
103 ROYAL DUTCH SHELL PLC 4,866 265 0.14%
104 SCHLUMBERGER LTD 2,600 218 0.11%
105 SELECT SECTOR SPDR TR 3,558 268 0.14%
106 SOUTHERN CO 16,339 804 0.42%
107 SPDR SER TR 5,478 324 0.17%
108 SPECTRA ENERGY CORP 5,900 242 0.13%
109 SPECTRANETICS CORP 878,451 21,522 11.27%
110 SYSCO CORP 4,000 221 0.12%
111 Sensient Technologies Corp 3,000 236 0.12%
112 THOMASVILLE BANCSHARES INC 10,500 367 0.19%
113 TIFFANY 3,200 248 0.13%
114 TRINITY INDS INC 26,329 731 0.38%
115 TVA GROUP INC CL B 19,800 48 0.03%
116 UMB FINL CORP 20,000 1,542 0.81%
117 UNION PAC CORP 20,720 2,148 1.12%
118 UNITED PARCEL SERVICE INC 2,300 264 0.14%
119 UNITED TECHNOLOGIES CORP 2,885 316 0.17%
120 UNIVERSAL ELECTRS INC 359,455 23,203 12.15%
121 VASO CORPORATION 11,000 1 0.00%
122 VECTREN CORP 4,798 250 0.13%
123 VERIZON COMMUNICATIONS INC 46,507 2,483 1.30%
124 W P CAREY INC 37,532 2,218 1.16%
125 WAL-MART STORES INC 3,646 252 0.13%
126 WASTE MGMT INC DEL 11,083 786 0.41%
127 WEST PHARMACEUTICAL SVSC INC 4,000 339 0.18%
128 WEYERHAEUSER CO 53,361 1,606 0.84%
129 Xerox Corp 31,216 273 0.14%
130 YUM BRANDS INC 6,570 416 0.22%
131 ZOETIS INC 5,900 316 0.17%
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