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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 180 4 0.00%
2 ALLIANCEBERNSTEIN NATL MUNI 1,150 28 0.00%
3 ALPS ETF TR 41,431 6,214 0.98%
4 BARCLAYS BK PLC 706 36 0.01%
5 BARCLAYS BK PLC IPATH S&P500 VIX 1,154 30 0.00%
6 BLACKROCK INCOME TR INC 1,731 185 0.03%
7 BLACKROCK TAX MUNICPAL BD TR 18,901 240 0.04%
8 Barings Global Short Duration 149,393 18,522 2.91%
9 CALAMOS CONV OPP AND INC FD 50 1 0.00%
10 CAMBRIA ETF TR 556 47 0.01%
11 CLEARBRIDGE ENERGY MLP FD IN 1,000 15 0.00%
12 DEUTSCHE BK AG LDN BRH 1,500 28 0.00%
13 DIREXION SHS ETF TR DL FTSE BLL 3X 2,235 279 0.04%
14 DIREXION SHS ETF TR DLY FIN BULL NEW 7,164 962 0.15%
15 EATON VANCE ENH EQTY INC FD 640 57 0.01%
16 EATON VANCE FLTING RATE INC 507 37 0.01%
17 EATON VANCE TX MGD DIV EQ IN 153,435 41,919 6.59%
18 FLAHERTY&CRMN PFD SEC INCOM 7,096 530 0.08%
19 GAMCO GLOBAL GOLD NAT RES & 233 36 0.01%
20 GLOBAL X FDS 39 2 0.00%
21 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 4,695 192 0.03%
22 GUGGENHEIM ENHANCED EQUITY S 1,230 29 0.00%
23 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 46,348 5,464 0.86%
24 HANCOCK JOHN PFD INCOME FD 16,050 391 0.06%
25 HANCOCK JOHN PFD INCOME FD I 2,266 245 0.04%
26 INDEXIQ ETF TR 380 12 0.00%
27 ISHARES 1,250 23 0.00%
28 ISHARES 350 7 0.00%
29 ISHARES 9,686 371 0.06%
30 ISHARES 924 97 0.02%
31 ISHARES 9,050 125 0.02%
32 ISHARES 1,348,115 277,509 43.65%
33 ISHARES 2,775 221 0.03%
34 ISHARES 26,237 1,274 0.20%
35 ISHARES 156,432 6,195 0.97%
36 ISHARES BARCLAYS 1-3 YEAR CR ETF 3,500 48 0.01%
37 ISHARES COHEN & STEERS REIT 4,600 274 0.04%
38 ISHARES CORE MSCI EMERGING 19,998 2,321 0.37%
39 ISHARES DJ SELECT DIVIDEND ETF 26 3 0.00%
40 ISHARES MSCI ACWI ETF 4,800 126 0.02%
41 ISHARES MSCI TAIWAN INDEX FD 1,105 9 0.00%
42 ISHARES RUSSELL 1000 GROWTH ETF 4,184 70 0.01%
43 ISHARES RUSSELL MIDCAP ETF 39,310 698 0.11%
44 ISHARES S&P 100 ETF 30 2 0.00%
45 ISHARES S&P GSCI COMMODITY I 411 23 0.00%
46 ISHARES SILVER TRUST 2,665 34 0.01%
47 ISHARES TR 4,000 80 0.01%
48 ISHARES TR 948 48 0.01%
49 ISHARES TR 1,712 105 0.02%
50 ISHARES TR 1,232 30 0.00%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,348,115 277,509 43.65%
2 ISHARES TR 1,179,537 74,889 11.78%
3 ISHARES TR 282,597 58,560 9.21%
4 ISHARES TR 640,100 45,639 7.18%
5 SPDR S&P MIDCAP 400 ETF TRUST 153,435 41,919 6.59%
6 ISHARES 229,390 28,642 4.51%
7 ISHARES TR 185,620 20,192 3.18%
8 ISHARES TR 149,393 18,522 2.91%
9 VANGUARD DIVIDEND APPREC ETF 139,159 10,935 1.72%
10 VANGUARD INTL EQUITY INDEX F 132,533 7,154 1.13%
11 ISHARES TR 41,431 6,214 0.98%
12 JPMORGAN CHASE & CO 156,432 6,195 0.97%
13 ISHARES TR 46,348 5,464 0.86%
14 ISHARES TR 28,938 3,039 0.48%
15 ISHARES TR 19,998 2,321 0.37%
16 ISHARES TR 20,294 2,274 0.36%
17 VANGUARD INDEX FDS 12,139 1,299 0.20%
18 VANGUARD INTL EQUITY INDEX F 26,237 1,274 0.20%
19 ISHARES 28,213 1,105 0.17%
20 ISHARES RUSSELL MIDCAP ETF 5,707 972 0.15%
21 VANGUARD INDEX FDS 7,164 962 0.15%
22 BARCLAYS BK PLC 32,290 938 0.15%
23 VANGUARD INDEX FDS 8,648 926 0.15%
24 VANGUARD TAX MANAGED INTL FD 21,360 847 0.13%
25 ISHARES DJ SELECT DIVIDEND ETF 11,156 838 0.13%
26 SPDR SERIES TRUST 9,981 761 0.12%
27 ISHARES S&P GSCI COMMODITY I 33,878 715 0.11%
28 Market Vectors Etf TRU 39,310 698 0.11%
29 VANGUARD INDEX FDS 6,185 659 0.10%
30 SPDR SERIES TRUST Barclays Cap Intl Corp Bd ETF 17,647 554 0.09%
31 VANGUARD INDEX FDS 6,499 542 0.09%
32 VANGUARD INDEX FDS 7,096 530 0.08%
33 POWERSHARES DB COMMODITY INDEX TRACKING FUND 29,077 523 0.08%
34 VANGUARD HIGH DVD YIELD ETF 7,640 514 0.08%
35 POWERSHARES ETF TR II 12,960 475 0.07%
36 ISHARES TR 3,632 427 0.07%
37 VANGUARD S&P MID CAP 400 ETF 4,053 411 0.06%
38 SELECT SECTOR SPDR TR 16,050 391 0.06%
39 SCHWAB STRATEGIC TR 9,686 371 0.06%
40 SPDR STREETTRACKS GOLD TR GOLD SHS 3,033 341 0.05%
41 WISDOMTREE TR 5,808 332 0.05%
42 SPDR INDEX SHS FDS 9,541 328 0.05%
43 GLOBAL X FDS 12,045 318 0.05%
44 SPDR BARCLAYS MUNI BOND ETF 12,177 289 0.05%
45 VANGUARD WORLD FDS 2,235 279 0.04%
46 WISDOMTREE TR 4,600 274 0.04%
47 VANGUARD INDEX FDS 2,502 270 0.04%
48 ISHARES TR 6,712 266 0.04%
49 ISHARES TR 2,132 247 0.04%
50 POWERSHARES ETF TRUST 14,411 246 0.04%
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