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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 43 Institutional holders with a total value of $160,858,779.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 578,594 27,777,000 17.27%
2 QS Investors, LLC 577,077 27,694,000 17.22%
3 MORGAN STANLEY 482,292 23,145,000 14.39%
4 ENVESTNET ASSET MANAGEMENT INC 474,511 22,772,000 14.16%
5 BANK OF AMERICA CORP /DE/ 205,125 9,844,000 6.12%
6 LPL Financial LLC 162,391 7,785,000 4.84%
7 AFAM CAPITAL, INC. 135,142 6,485,000 4.03%
8 GUGGENHEIM CAPITAL LLC 89,047 4,274,000 2.66%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 72,768 3,493,000 2.17%
10 JANE STREET GROUP, LLC 64,446 3,093,000 1.92%
11 UBS Group AG 50,796 2,438,000 1.52%
12 STIFEL FINANCIAL CORP 48,838 2,344,000 1.46%
13 ROYAL BANK OF CANADA 47,392 2,274,000 1.41%
14 Freedom Investment Management, Inc. 46,171 2,216,000 1.38%
15 Raymond James Financial Services Advisors, Inc. 42,027 2,017,000 1.25%
16 LifePlan Financial Group, Inc 36,187 1,737,000 1.08%
17 RAYMOND JAMES & ASSOCIATES 35,084 1,684,000 1.05%
18 JPMORGAN CHASE & CO 30,632 1,470,000 0.91%
19 AMERICAN INTERNATIONAL GROUP, INC. 29,611 1,421,028 0.88%
20 Weatherstone Capital Management 22,912 1,100,000 0.68%
21 First Allied Advisory Services, Inc. 18,900 906,000 0.56%
22 WELLS FARGO & COMPANY/MN 16,192 777,000 0.48%
23 FLOW TRADERS U.S. LLC 15,463 742,000 0.46%
24 CYPRESS WEALTH ADVISORS LLC 14,758 708,000 0.44%
25 REGIONS FINANCIAL CORP 10,000 480,000 0.30%
26 Concert Wealth Management Inc. 7,622 365,000 0.23%
27 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 7,009 336,000 0.21%
28 HSBC HOLDINGS PLC 6,500 312,000 0.19%
29 MML INVESTORS SERVICES, INC. 6,505 312,000 0.19%
30 NewEdge Advisors, LLC 5,428 260,000 0.16%
31 Haverford Trust Co 5,090 244,000 0.15%
32 D.A. DAVIDSON & CO. 1,872 89,000 0.06%
33 Shamrock Asset Management LLC 1,824 88,000 0.05%
34 HUNTINGTON NATIONAL BANK 1,105 53,000 0.03% PRN
35 Simplicity Solutions, LLC 870 41,751 0.03%
36 Hudock, Inc. 526 25,000 0.02%
37 MANAGED ACCOUNT ADVISORS LLC 367 18,000 0.01%
38 CAPTRUST FINANCIAL ADVISORS 363 17,000 0.01%
39 CITIGROUP INC 285 14,000 0.01%
40 MSI Financial Services Inc 153 7,000 0.00%
41 BlackRock Investment Management, LLC 27 1,000 0.00%
42 Regal Investment Advisors LLC 250 0 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.