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GUGGENHEIM ENHANCED EQUITY S
GUGGENHEIM ENHANCED EQUITY S. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 24 Institutional holders with a total value of $13,956,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 155,741 2,624,000 18.80%
2 GUGGENHEIM CAPITAL LLC 152,323 2,566,000 18.39% PRN
3 MORGAN STANLEY 104,258 1,757,000 12.59%
4 BAIRD FINANCIAL GROUP, INC. 65,415 1,102,000 7.90%
5 CORNERSTONE ADVISORS INC 57,302 970,000 6.95%
6 Thomas J. Herzfeld Advisors, Inc. 56,860 931,000 6.67%
7 CLOUGH CAPITAL PARTNERS L P 47,100 794,000 5.69%
8 CSS LLC/IL 46,211 779,000 5.58%
9 Shaker Financial Services, LLC 39,499 666,000 4.77%
10 UBS Group AG 23,948 404,000 2.89%
11 WELLS FARGO & COMPANY/MN 15,486 261,000 1.87%
12 ROYAL BANK OF CANADA 13,891 234,000 1.68%
13 AMERICAN INTERNATIONAL GROUP, INC. 12,977 218,664 1.57%
14 LPL Financial LLC 11,946 204,000 1.46%
15 First Allied Advisory Services, Inc. 11,300 186,000 1.33%
16 BRUDERMAN ASSET MANAGEMENT, LLC 5,100 86,000 0.62%
17 CITIGROUP INC 3,081 52,000 0.37%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3,001 51,000 0.37%
19 WOLVERINE ASSET MANAGEMENT LLC 1,386 23,000 0.16%
20 WFG Advisors, LP 1,000 17,000 0.12%
21 B. Riley Wealth Management, Inc. 1,000 16,000 0.11%
22 DEUTSCHE BANK AG\ 500 8,000 0.06%
23 CAPTRUST FINANCIAL ADVISORS 231 4,000 0.03%
24 Tower Research Capital LLC (TRC) 166 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.