| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PEDEVCO CORP | 15,000 | 4,000 | 0.00% | ||
| 2 | PROVECTUS | 10,000 | 4,000 | 0.00% | ||
| 3 | THRESHOLD PHARMACEUTICAL INC | 11,500 | 7,000 | 0.00% | ||
| 4 | GOLDEN STAR RES LTD CDA | 11,000 | 7,000 | 0.00% | ||
| 5 | OREXIGEN THERAPEUTICS INC COM | 26,601 | 11,000 | 0.00% | ||
| 6 | MANNKIND CORP. | 10,637 | 13,000 | 0.00% | ||
| 7 | DENISON MINES CORP | 24,600 | 14,000 | 0.00% | ||
| 8 | Curis, Inc | 10,000 | 16,000 | 0.00% | ||
| 9 | PULMATRIX INC | 15,600 | 31,000 | 0.00% | ||
| 10 | CREDIT SUISSE HIGH YIELD BD | 13,000 | 31,000 | 0.00% | ||
| 11 | Mueller Industries Inc | 13,500 | 32,000 | 0.00% | ||
| 12 | SEADRILL LIMITED | 10,800 | 35,000 | 0.00% | ||
| 13 | Mizuho Financial Group | 12,271 | 36,000 | 0.00% | ||
| 14 | EMPIRE RES INC DEL COM | 11,800 | 43,000 | 0.00% | ||
| 15 | U S GLOBAL INVS INC | 26,500 | 45,000 | 0.00% | ||
| 16 | KITOV PHARMACEUTICALS HLDGS | 15,000 | 46,000 | 0.00% | ||
| 17 | SPRINT CORP | 10,945 | 50,000 | 0.00% | ||
| 18 | DREYFUS HIGH YIELD STRATEGIE | 15,000 | 50,000 | 0.00% | ||
| 19 | MFS HIGH YIELD MUN TR | 11,100 | 55,000 | 0.00% | ||
| 20 | APOLLO INVT CORP | 10,390 | 59,000 | 0.00% | ||
| 21 | FIFTH STREET FINANCE CORP | 13,465 | 66,000 | 0.00% | ||
| 22 | ASHFORD HOSPITALITY TR INC | 12,536 | 69,000 | 0.00% | ||
| 23 | NOVAVAX INC COM | 10,255 | 75,000 | 0.00% | ||
| 24 | MCDERMOTT INTL INC | 15,032 | 75,000 | 0.00% | ||
| 25 | AGENUS INC | 20,000 | 81,000 | 0.00% | ||
| 26 | MIMEDX GROUP INC COM | 10,464 | 83,000 | 0.00% | ||
| 27 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 18,795 | 84,000 | 0.00% | ||
| 28 | ENCANA CORP | 11,069 | 85,000 | 0.00% | ||
| 29 | MFS GOVT MKTS INCOME TR | 16,481 | 89,000 | 0.00% | ||
| 30 | RITE AID CORP | 12,050 | 90,000 | 0.01% | ||
| 31 | NORTHSTAR REALTY EUROPE CORPORATION | 10,673 | 93,000 | 0.01% | ||
| 32 | DUFF & PHELPS SLCT ENGY MLP FD COM | 11,950 | 94,000 | 0.01% | ||
| 33 | OASIS PETE INC NEW | 10,275 | 97,000 | 0.01% | ||
| 34 | GENWORTH FINL INC | 37,869 | 98,000 | 0.01% | ||
| 35 | CVR PARTNERS LP | 12,432 | 102,000 | 0.01% | ||
| 36 | CEMEX SAB DE CV | 16,830 | 102,000 | 0.01% | ||
| 37 | Cincinnati Bell Inc | 22,558 | 103,000 | 0.01% | ||
| 38 | AK STL HLDG CORP | 23,487 | 107,000 | 0.01% | ||
| 39 | CREDIT SUISSE GROUP | 10,058 | 108,000 | 0.01% | ||
| 40 | BARCLAYS PLC | 14,417 | 110,000 | 0.01% | ||
| 41 | NUVEEN PFD INCOME OPPORTUN | 11,109 | 111,000 | 0.01% | ||
| 42 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 30,428 | 115,000 | 0.01% | ||
| 43 | EATON VANCE TAX MANAGED DIVE | 11,083 | 115,000 | 0.01% | ||
| 44 | SIRIUS XM HOLDINGS INC | 28,903 | 116,000 | 0.01% | ||
| 45 | ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF | 11,507 | 116,000 | 0.01% | ||
| 46 | PACIFIC BIOSCIENCES CALIF IN | 16,669 | 117,000 | 0.01% | ||
| 47 | DREYFUS STRATEGIC MUN BD FD | 13,000 | 118,000 | 0.01% | ||
| 48 | DNP SELECT INCOME FD INC | 11,218 | 118,000 | 0.01% | ||
| 49 | POWERSHS DB MULTI SECT COMM | 13,166 | 121,000 | 0.01% | ||
| 50 | NUVEEN TX ADV TOTAL RET STRG | 10,750 | 121,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001512647-16-000012, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
