| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 5,384,170 | 29,128,000 | 46.27% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,142,117 | 11,515,000 | 18.29% | ||
| 3 | UNIPLAN INVESTMENT COUNSEL, INC. | 2,016,776 | 10,911,000 | 17.33% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 702,636 | 3,801,000 | 6.04% | ||
| 5 | Invesco Ltd. | 268,727 | 1,454,000 | 2.31% | ||
| 6 | Commonwealth Equity Services, Inc | 173,484 | 939,000 | 1.49% | ||
| 7 | LPL Financial LLC | 100,059 | 544,000 | 0.86% | ||
| 8 | FIFTH THIRD BANCORP | 80,076 | 433,000 | 0.69% | ||
| 9 | DEUTSCHE BANK AG\ | 79,316 | 429,000 | 0.68% | ||
| 10 | CITIGROUP INC | 75,836 | 410,000 | 0.65% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 74,461 | 403,000 | 0.64% | ||
| 12 | MSI Financial Services Inc | 72,866 | 394,000 | 0.63% | ||
| 13 | WEDBUSH SECURITIES INC | 69,963 | 379,000 | 0.60% | ||
| 14 | GRACE & WHITE INC /NY | 58,778 | 318,000 | 0.51% | ||
| 15 | MORGAN STANLEY | 49,001 | 265,000 | 0.42% | ||
| 16 | Gilman Hill Asset Management, LLC | 43,150 | 233,000 | 0.37% | ||
| 17 | ROYAL BANK OF CANADA | 30,010 | 163,000 | 0.26% | ||
| 18 | DOLIVER ADVISORS, LP | 25,430 | 138,000 | 0.22% | ||
| 19 | Laurion Capital Management LP | 21,151 | 114,000 | 0.18% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 20,139 | 109,000 | 0.17% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 20,165 | 109,000 | 0.17% | ||
| 22 | UBS Group AG | 19,744 | 107,000 | 0.17% | ||
| 23 | Shaker Financial Services, LLC | 16,442 | 89,000 | 0.14% | ||
| 24 | First Allied Advisory Services, Inc. | 16,481 | 89,000 | 0.14% | ||
| 25 | Yellowstone Partners, LLC | 13,690 | 74,000 | 0.12% | ||
| 26 | PAYDEN & RYGEL | 12,433 | 67,000 | 0.11% | ||
| 27 | M&T BANK CORP | 11,220 | 61,000 | 0.10% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 10,957 | 59,000 | 0.09% | ||
| 29 | Fiera Capital Corp | 10,989 | 59,000 | 0.09% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 6,902 | 37,000 | 0.06% | ||
| 31 | IFP ADVISORS, INC | 5,000 | 27,000 | 0.04% | ||
| 32 | Iowa State Bank | 5,000 | 27,000 | 0.04% | ||
| 33 | Advisory Services Network, LLC | 3,500 | 19,000 | 0.03% | ||
| 34 | ADVISOR GROUP, INC. | 3,678 | 19,000 | 0.03% | ||
| 35 | Creative Planning | 2,000 | 11,000 | 0.02% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,800 | 10,000 | 0.02% | ||
| 37 | BRONFMAN E.L. ROTHSCHILD, L.P. | 633 | 3,000 | 0.00% | ||
| 38 | WOLVERINE TRADING LP /BD | 51 | 276 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
