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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ARCH COAL INC 16,464 29 0.00%
2 DYAX CORP COM CVR 106,814 1,502 0.01%
3 HERSHA HOSPITALITY TR 8,313,697 58,445 0.32%
4 LATAM AIRLINES GROUP S A 60,411 3,420 0.02%
5 Mylan Laboratories Inc 779,779 43,956 0.24%
6 Williams Partners Lp 230,089 10,296 0.06%
7 * SANDRIDGE ENERGY INC COM 269,151 490 0.00%
8 3-D SYS CORP DEL 42,016 1,381 0.01%
9 3M CO 148,000 24,319 0.13% Call
10 3M CO 277,894 45,664 0.25%
11 A O SMITH 31,685 1,787 0.01%
12 ABBOTT LABS 188,270 8,476 0.05%
13 ABBVIE INC 415,994 27,223 0.15%
14 ABERCROMBIE & FITCH CO 34,417 986 0.01%
15 ABIOMED INC 287,782 10,953 0.06%
16 ACADIA COMPANY COM 5,601 343 0.00%
17 ACADIA RLTY TR COM SH BEN INT 2,004,040 64,189 0.36%
18 ACCENTURE PLC IRELAND 212,078 18,941 0.11%
19 ACCESS MIDSTREAM PARTNERS LP 74,288 4,026 0.02%
20 ACE LTD 23,075 2,651 0.01%
21 ACI WORLDWIDE INC 60,030 1,211 0.01%
22 ACTAVIS PLC 135,277 34,822 0.19%
23 ACTIVISION BLIZZARD INC 1,412,703 28,466 0.16%
24 ACUITY BRANDS INC 17,577 2,462 0.01%
25 ADOBE INC 31,674 2,303 0.01%
26 ADVANCE AUTO PARTS INC 203,062 32,344 0.18%
27 ADVANCED MICRO DEVICES INC 885,680 2,365 0.01%
28 AECOM 297,862 9,046 0.05%
29 AES CORP 99,707 1,373 0.01%
30 AES TRUST III 6.75 3.375 PFD 4,476 228 0.00% PRN
31 AETNA INC NEW 353,791 31,427 0.17%
32 AFFILIATED MANAGERS GROUP 3,940 836 0.00%
33 AFLAC INC 30,797 1,881 0.01%
34 AGCO CORP 37,995 1,717 0.01%
35 AGILENT TECHNOLOGIES INC 74,185 3,037 0.02%
36 AGIOS PHARMACEUTICALS INC COM 11,134 1,247 0.01%
37 AGL Resources Inc 38,810 2,116 0.01%
38 AGREE RLTY CORP COM 184,965 5,751 0.03%
39 AIR PRODS & CHEMS INC 16,734 2,414 0.01%
40 AIRGAS INC 4,485 517 0.00%
41 AK STL HLDG CORP 13,731 82 0.00%
42 AKAMAI TECHNOLOGIES INC 40,172 2,529 0.01%
43 ALASKA AIR GROUP INC 55,729 3,330 0.02%
44 ALBEMARLE CORP 282,289 16,974 0.09%
45 ALEX REAL ESTATE EQ 29,177 2,589 0.01%
46 ALEXANDER & BALDWIN INC NEW COM 21,100 828 0.00%
47 ALEXANDERS INC 4,294 1,877 0.01%
48 ALEXION PHARMACEUTICALS INC 131,003 24,239 0.13%
49 ALIBABA GROUP HLDG LTD 72,834 7,570 0.04%
50 ALIGN TECHNOLOGY INC 29,250 1,635 0.01%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
901 GLOBUS MED INC 74,654 1,775 0.01%
902 JETBLUE AIRWAYS CORP 111,590 1,770 0.01%
903 KEURIG GREEN MTN INC 13,311 1,762 0.01%
904 PACWEST BANCORP DEL COM 38,710 1,760 0.01%
905 ISHARES TR 19,501 1,747 0.01%
906 CREE INC 54,142 1,744 0.01%
907 FIRST AMERN FINL CORP 51,441 1,744 0.01%
908 PERRIGO CO PLC 10,415 1,741 0.01%
909 PUMA BIOTECHNOLOGY 9,194 1,740 0.01%
910 LEGGETT &PLATT INC 40,837 1,740 0.01%
911 SPDR SERIES TRUST 51,000 1,740 0.01%
912 DREYFUS STRATEGIC MUN BD FD 218,117 1,736 0.01%
913 WELLCARE HEALTH PLANS INC 21,124 1,733 0.01%
914 CONAGRA BRANDS INC 47,759 1,733 0.01%
915 ZEBRA TECHNOLOGIES CORPORATION CL A 22,322 1,728 0.01%
916 AMERICAN ELEC PWR INC 28,455 1,728 0.01%
917 TE CONNECTIVITY LTD 27,281 1,726 0.01%
918 SELECT SECTOR SPDR TR 25,180 1,722 0.01%
919 APACHE CORP 27,437 1,719 0.01%
920 AGCO CORP 37,995 1,717 0.01%
921 CEDAR REALTY TRUST INC COM NEW 233,428 1,713 0.01%
922 POWERSHARES ETF TRUST II 71,000 1,706 0.01%
923 FORTINET INC 55,630 1,706 0.01%
924 LENNOX INTL INC 17,935 1,705 0.01%
925 Chubb Corporation 16,417 1,699 0.01%
926 VERIFONE SYS INC 45,673 1,699 0.01%
927 EAGLE MATERIALS INC 22,284 1,694 0.01%
928 INVESCO DYNAMIC CR OPPORTUNI 142,500 1,689 0.01%
929 LA Z BOY INC COM 62,887 1,688 0.01%
930 ESTERLINE TECHNOLOGIES CORP 15,382 1,687 0.01%
931 OSHKOSH CORP 34,598 1,683 0.01%
932 ITT Corp 41,581 1,682 0.01%
933 VCA 34,357 1,676 0.01%
934 INTEGRATED DEVICE TECHNOLOGY 85,402 1,674 0.01%
935 COGNEX CORP 40,494 1,674 0.01%
936 FIRSTMERIT CORPORATION 88,190 1,666 0.01%
937 NATIONAL INSTRS CORP 53,495 1,663 0.01%
938 PORTLAND GEN ELEC CO 43,911 1,661 0.01%
939 ROYAL GOLD INC 26,426 1,657 0.01%
940 ORION ENGINEERED CARBONS S A 97,341 1,654 0.01%
941 BELDEN INC 20,993 1,654 0.01%
942 COVANTA HLDG CORP 75,000 1,651 0.01% Call
943 OLD REP INTL CORP 112,760 1,650 0.01%
944 FRANKLIN RESOURCES INC 29,782 1,649 0.01%
945 KATE SPADE & CO 51,475 1,648 0.01%
946 FIDELITY NATIONAL FINANCIAL 47,843 1,648 0.01%
947 CARRIZO OIL & GAS INC 39,596 1,647 0.01%
948 DST SYS INC DEL 17,487 1,646 0.01%
949 HILL ROM HLDGS INC 35,882 1,637 0.01%
950 Corrections Cp Amer Ne 45,000 1,635 0.01% Call
Page 19 of 33