| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,764,787 | 56,462,000 | 23.13% | ||
| 2 | Invesco Ltd. | 2,115,058 | 25,063,000 | 10.27% | PRN | |
| 3 | Advisors Asset Management, Inc. | 1,784,578 | 21,147,000 | 8.66% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,378,936 | 16,340,000 | 6.69% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 1,103,205 | 13,073,000 | 5.36% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 764,092 | 9,054,000 | 3.71% | ||
| 7 | Saba Capital Management, L.P. | 749,394 | 8,880,000 | 3.64% | ||
| 8 | WELLS FARGO & COMPANY/MN | 540,015 | 6,399,000 | 2.62% | ||
| 9 | CITIGROUP INC | 490,055 | 5,808,000 | 2.38% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 445,794 | 5,249,000 | 2.15% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 414,120 | 4,907,000 | 2.01% | ||
| 12 | STEEL PARTNERS HOLDINGS L.P. | 411,217 | 4,873,000 | 2.00% | ||
| 13 | JPMORGAN CHASE & CO | 402,493 | 4,770,000 | 1.95% | ||
| 14 | UBS Group AG | 392,724 | 4,654,000 | 1.91% | ||
| 15 | LPL Financial LLC | 370,996 | 4,396,000 | 1.80% | ||
| 16 | BB&T SECURITIES, LLC | 34,025 | 4,031,000 | 1.65% | ||
| 17 | Trust Asset Management LLC | 314,299 | 3,724,000 | 1.53% | ||
| 18 | 1832 Asset Management L.P. | 300,000 | 3,551,000 | 1.45% | ||
| 19 | Horizon Kinetics LLC | 265,862 | 3,150,000 | 1.29% | ||
| 20 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 194,313 | 2,303,000 | 0.94% | ||
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 177,397 | 2,102,000 | 0.86% | ||
| 22 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 175,888 | 2,084,000 | 0.85% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 174,403 | 2,067,000 | 0.85% | ||
| 24 | DEUTSCHE BANK AG\ | 160,930 | 1,907,000 | 0.78% | ||
| 25 | CREDIT SUISSE AG/ | 155,267 | 1,840,000 | 0.75% | ||
| 26 | Taylor Frigon Capital Management LLC | 153,740 | 1,822,000 | 0.75% | ||
| 27 | Laurion Capital Management LP | 151,084 | 1,790,000 | 0.73% | ||
| 28 | Nuveen Asset Management, LLC | 142,500 | 1,689,000 | 0.69% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 134,447 | 1,593,000 | 0.65% | ||
| 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 130,298 | 1,544,000 | 0.63% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 129,250 | 1,532,000 | 0.63% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 119,383 | 1,415,000 | 0.58% | ||
| 33 | NATIONAL PLANNING CORP | 118,263 | 1,380,129 | 0.57% | ||
| 34 | AQR CAPITAL MANAGEMENT LLC | 109,565 | 1,299,000 | 0.53% | ||
| 35 | SG Americas Securities, LLC | 108,412 | 1,285,000 | 0.53% | ||
| 36 | ROYAL BANK OF CANADA | 101,539 | 1,203,000 | 0.49% | ||
| 37 | STIFEL FINANCIAL CORP | 96,698 | 1,146,000 | 0.47% | ||
| 38 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 90,000 | 1,064,000 | 0.44% | ||
| 39 | Kamunting Street Capital Management, L.P. | 79,184 | 938,000 | 0.38% | ||
| 40 | HUNTINGTON NATIONAL BANK | 72,764 | 862,000 | 0.35% | PRN | |
| 41 | FIRST TRUST ADVISORS LP | 59,347 | 703,000 | 0.29% | ||
| 42 | Capital Investment Advisors, LLC | 58,369 | 692,000 | 0.28% | ||
| 43 | CTC Alternative Strategies, Ltd. | 51,740 | 613,119 | 0.25% | ||
| 44 | Shaker Financial Services, LLC | 37,998 | 450,000 | 0.18% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 25,718 | 304,758 | 0.12% | ||
| 46 | FIRST NEW YORK SECURITIES LLC /NY | 23,900 | 283,215 | 0.12% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 21,794 | 258,000 | 0.11% | ||
| 48 | Coe Capital Management, LLC | 20,000 | 237,000 | 0.10% | ||
| 49 | Sigma Planning Corp | 18,915 | 224,000 | 0.09% | ||
| 50 | RAYMOND JAMES TRUST N.A. | 17,971 | 213,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
