| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 13,339,830 | 320,556,000 | 9.75% | ||
| 2 | AOZORA BANK, LTD. | 12,070,000 | 290,042,000 | 8.82% | ||
| 3 | GOLDMAN SACHS GROUP INC | 10,837,549 | 260,427,000 | 7.92% | ||
| 4 | MORGAN STANLEY | 8,287,803 | 199,156,000 | 6.06% | ||
| 5 | UBS Group AG | 6,890,158 | 165,571,000 | 5.04% | ||
| 6 | IndexIQ Advisors LLC | 5,262,102 | 126,448,000 | 3.85% | ||
| 7 | QS Investors, LLC | 4,231,762 | 101,690,000 | 3.09% | ||
| 8 | AVIANCE CAPITAL MANAGEMENT, LLC | 4,135,030 | 99,365,000 | 3.02% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 3,958,775 | 95,129,000 | 2.89% | ||
| 10 | FRANKLIN RESOURCES INC | 3,473,100 | 83,459,000 | 2.54% | ||
| 11 | TD ASSET MANAGEMENT INC | 3,347,188 | 80,433,000 | 2.45% | ||
| 12 | Invesco Ltd. | 2,652,164 | 63,731,000 | 1.94% | ||
| 13 | Valmark Advisers, Inc. | 2,557,344 | 61,453,000 | 1.87% | ||
| 14 | WELLS FARGO & COMPANY/MN | 2,508,664 | 60,283,000 | 1.83% | ||
| 15 | VOYA INVESTMENT MANAGEMENT LLC | 2,452,000 | 58,922,000 | 1.79% | ||
| 16 | ParenteBeard Wealth Management, LLC | 1,197 | 49,812,000 | 1.51% | ||
| 17 | LPL Financial LLC | 2,026,237 | 48,690,000 | 1.48% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 1,967,489 | 47,279,000 | 1.44% | ||
| 19 | Orion Porfolio Solutions, LLC | 1,579,773 | 37,962,000 | 1.15% | ||
| 20 | PineBridge Investments, L.P. | 1,359,669 | 32,673,000 | 0.99% | ||
| 21 | Windham Capital Management, LLC | 1,161,368 | 27,908,000 | 0.85% | ||
| 22 | WELLINGTON MANAGEMENT GROUP LLP | 1,097,799 | 26,380,000 | 0.80% | ||
| 23 | ROYAL BANK OF CANADA | 1,097,531 | 26,373,000 | 0.80% | ||
| 24 | BARCLAYS PLC | 1,087,055 | 26,089,000 | 0.79% | ||
| 25 | Gradient Investments LLC | 1,047,157 | 25,163,000 | 0.77% | ||
| 26 | Main Management LLC | 1,008,400 | 24,232,000 | 0.74% | ||
| 27 | Simply Money Advisors | 950,945 | 22,851,000 | 0.69% | ||
| 28 | Robert W. Baird & Co. Inc | 949,198 | 22,809,000 | 0.69% | ||
| 29 | CITY NATIONAL BANK | 945,274 | 22,715,000 | 0.69% | ||
| 30 | EP Wealth Advisors, LLC | 875,985 | 21,050,000 | 0.64% | ||
| 31 | Buckingham Capital Management, Inc. | 860,462 | 20,677,000 | 0.63% | ||
| 32 | ENVESTNET ASSET MANAGEMENT INC | 820,789 | 19,724,000 | 0.60% | ||
| 33 | Hoxton Financial, Inc. | 803,158 | 19,300,000 | 0.59% | ||
| 34 | WELCH & FORBES LLC | 780,673 | 18,759,000 | 0.57% | ||
| 35 | Braver Wealth Management, LLC | 775,221 | 18,629,000 | 0.57% | ||
| 36 | ASSETMARK, INC | 748,492 | 17,986,000 | 0.55% | ||
| 37 | 10-15 ASSOCIATES, INC. | 737,147 | 17,713,000 | 0.54% | ||
| 38 | Evanston Investments, Inc., dba Evanston Advisors | 672,079 | 16,150,000 | 0.49% | ||
| 39 | SUNTRUST BANKS INC | 650,500 | 15,630,000 | 0.48% | ||
| 40 | MATHER GROUP, LLC. | 644,298 | 15,482,000 | 0.47% | ||
| 41 | Neuberger Berman Group LLC | 600,732 | 14,435,000 | 0.44% | ||
| 42 | KEMPER Corp | 600,000 | 14,418,000 | 0.44% | ||
| 43 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 594,300 | 14,281,000 | 0.43% | Put | |
| 44 | BANK OF MONTREAL /CAN/ | 591,328 | 14,209,000 | 0.43% | ||
| 45 | CITIGROUP INC | 546,040 | 13,121,000 | 0.40% | ||
| 46 | 3D ASSET MANAGEMENT, INC | 530,529 | 12,749,000 | 0.39% | ||
| 47 | BANK OF THE WEST | 468,141 | 11,249,000 | 0.34% | ||
| 48 | Muzinich & Co., Inc. | 467,425 | 11,232,000 | 0.34% | ||
| 49 | Jefferies Group LLC | 463,800 | 11,145,000 | 0.34% | Put | |
| 50 | CREDIT SUISSE AG/ | 453,435 | 10,897,000 | 0.33% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
