| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PARETEUM CORP | 14,122 | 2,000 | 0.00% | ||
| 2 | PALATIN TECHNOLOGIES INC COM | 16,155 | 8,000 | 0.00% | ||
| 3 | INTERNATIONAL TOWER HILL MIN | 13,075 | 8,000 | 0.00% | ||
| 4 | CORINDUS VASCULAR ROBOTICS INCORPORATED | 13,000 | 9,000 | 0.00% | ||
| 5 | MANNKIND CORP. | 15,150 | 9,000 | 0.00% | ||
| 6 | WEB COM GROUP INC | 15,000 | 14,000 | 0.00% | PRN | |
| 7 | PROSPECT CAPITAL CORPORATION | 22,000 | 22,000 | 0.00% | PRN | |
| 8 | CHESAPEAKE GRANITE WASH TR COM | 10,000 | 24,000 | 0.00% | ||
| 9 | GLOWPOINT INC | 94,020 | 25,000 | 0.00% | ||
| 10 | GLOBALSTAR INC | 16,930 | 27,000 | 0.00% | ||
| 11 | PDL BIOPHARMA INC | 15,000 | 31,000 | 0.00% | ||
| 12 | GOLD FIELDS LTD NEW | 12,500 | 38,000 | 0.00% | ||
| 13 | PENN WEST PETE LTD NEW | 20,437 | 40,000 | 0.00% | ||
| 14 | HARMONY GOLD MINING CO LTD | 18,000 | 40,000 | 0.00% | ||
| 15 | AMARIN CORP PLC | 13,200 | 41,000 | 0.00% | ||
| 16 | SEADRILL LIMITED | 11,959 | 41,000 | 0.00% | ||
| 17 | SANDRIDGE PERMIAN TR | 14,298 | 42,000 | 0.00% | ||
| 18 | LEGACY RESVS LP | 20,000 | 42,000 | 0.00% | ||
| 19 | STARWOOD PPTY TR INC SR CV NT 3.75 17 | 50,000 | 51,000 | 0.00% | PRN | |
| 20 | KOPIN CORP | 19,000 | 53,000 | 0.00% | ||
| 21 | ORGANOVO HLDGS INC | 16,202 | 55,000 | 0.00% | ||
| 22 | SIRIUS XM HOLDINGS INC | 13,335 | 57,000 | 0.00% | ||
| 23 | GABELLI EQUITY TR INC | 10,479 | 58,000 | 0.00% | ||
| 24 | TCW STRATEGIC INCOME FD INC | 11,250 | 60,000 | 0.00% | ||
| 25 | EVOLVING SYSTEMS | 17,000 | 69,000 | 0.01% | ||
| 26 | ANWORTH MTG ASSET CORP | 14,620 | 74,000 | 0.01% | ||
| 27 | TETRA TECHNOLOGIES INC DEL COM | 15,100 | 76,000 | 0.01% | ||
| 28 | VOYA GLBL EQTY DIV & PREM OP | 12,112 | 81,000 | 0.01% | ||
| 29 | PROSPECT CAPITAL CORPORATION | 82,000 | 84,000 | 0.01% | PRN | |
| 30 | FIFTH STREET FINANCE CORP | 15,987 | 86,000 | 0.01% | ||
| 31 | FERRELLGAS PARTNERS L.P. UNIT LTD PART | 13,016 | 88,000 | 0.01% | ||
| 32 | EATON VANCE SR INCOME TR | 14,500 | 97,000 | 0.01% | ||
| 33 | PETROLEO BRASILEIRO SA PETRO | 10,190 | 102,000 | 0.01% | ||
| 34 | PIMCO INCOME STRATEGY FD | 10,293 | 109,000 | 0.01% | ||
| 35 | TRANSALTA CORP | 20,934 | 116,000 | 0.01% | ||
| 36 | MACQUARIE FIRST TR GLOBAL | 10,280 | 117,000 | 0.01% | ||
| 37 | NOBLE CORP PLC | 19,908 | 119,000 | 0.01% | ||
| 38 | EATON VANCE TAX MANAGED DIVE | 12,646 | 129,000 | 0.01% | ||
| 39 | NUVEEN FLOATING RATE INCOME | 11,284 | 132,000 | 0.01% | ||
| 40 | ALLIANCEBERNSTEIN GLOBAL HIG | 10,563 | 133,000 | 0.01% | ||
| 41 | FRONTIER COMMUNICATIONS CORP | 41,133 | 136,000 | 0.01% | ||
| 42 | FLAHERTY & CRUMRINE PFD INC | 12,585 | 139,000 | 0.01% | ||
| 43 | EATON VANCE MUNI INCOME TRUS | 11,176 | 140,000 | 0.01% | ||
| 44 | Jones Energy Inc | 28,952 | 145,000 | 0.01% | ||
| 45 | EATON VANCE TAX-MANAGED GLOBAL COM | 18,384 | 146,000 | 0.01% | ||
| 46 | FRANKLIN UNVL TR | 22,741 | 152,000 | 0.01% | ||
| 47 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 17,409 | 155,000 | 0.01% | ||
| 48 | UNITED STATES NATL GAS FUND | 16,500 | 155,000 | 0.01% | ||
| 49 | WESTERN ASSET CLAYMORE INF | 14,000 | 156,000 | 0.01% | ||
| 50 | HERCULES CAPITAL INC | 11,091 | 156,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000797, filed 2017.02.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
