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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $9,595,022.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 169,626 1,886,000 19.66%
2 MORGAN STANLEY 141,197 1,570,000 16.36%
3 CEDAR HILL ASSOCIATES, LLC 103,200 1,148,000 11.96%
4 LPL Financial LLC 80,152 898,000 9.36%
5 Covington Capital Management 53,208 592,000 6.17%
6 GUGGENHEIM CAPITAL LLC 44,254 492,000 5.13%
7 WELLS FARGO & COMPANY/MN 30,988 345,000 3.60%
8 IFP ADVISORS, INC 27,000 300,000 3.13%
9 CITIGROUP INC 22,407 249,000 2.60%
10 First Allied Advisory Services, Inc. 20,187 224,000 2.33%
11 Invesco Ltd. 15,904 177,000 1.84%
12 ALLEGIS INVESTMENT ADVISORS, LLC 15,702 175,000 1.82%
13 Commonwealth Equity Services, Inc 14,545 162,000 1.69%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,044 145,000 1.51%
15 MOSAIC FAMILY WEALTH, LLC 13,041 145,000 1.51%
16 Cetera Advisors LLC 12,585 139,000 1.45%
17 CLIFFORD SWAN INVESTMENT COUNSEL LLC 12,500 139,000 1.45%
18 Horizon Kinetics LLC 12,290 137,000 1.43%
19 US BANCORP \DE\ 11,396 127,000 1.32%
20 SII INVESTMENTS INC/WI 10,750 121,000 1.26%
21 D.A. DAVIDSON & CO. 9,245 102,000 1.06%
22 BANK OF AMERICA CORP /DE/ 6,774 75,000 0.78%
23 UBS Group AG 4,522 50,000 0.52%
24 SYNOVUS FINANCIAL CORP 3,817 42,000 0.44%
25 ROYAL BANK OF CANADA 3,485 39,000 0.41%
26 RISK PARADIGM GROUP, LLC 2,520 28,022 0.29%
27 ADVISOR GROUP, INC. 2,054 23,000 0.24%
28 Creative Planning 2,066 23,000 0.24%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,013 22,000 0.23%
30 GENEOS WEALTH MANAGEMENT INC. 1,700 18,000 0.19%
31 NEXT Financial Group, Inc 200 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.