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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF COM 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 Medtronic Inc 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 Solar Capital Ltd. 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 PIEDMONT NAT GAS INC 889 33 0.06%
252 MANCHESTER UTD PLC NEW ORD CL A 1,872 33 0.06%
253 COGNIZANT TECHNOLOGY SOLUTIO 680 33 0.06%
254 AETNA INC NEW 406 33 0.06%
255 STATE STR CORP 484 33 0.06%
256 CVB FINL CORP COM 2,043 33 0.06%
257 ZIOPHARM ONCOLOGY INC 8,079 33 0.06%
258 PPL CORP 906 32 0.06%
259 DEVRY EDUCATION 767 32 0.06%
260 WHOLE FOODS MKT INC 822 32 0.06%
261 MARSH & MCLENNAN COS INC 614 32 0.06%
262 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
263 PACIFIC PREMIER BANCORP 2,263 32 0.06%
264 INSYS THERAPEUTICS INC NEW COM NEW 1,021 32 0.06%
265 ZIONS BANCORPORATION 1,089 32 0.06%
266 CORNING INC 1,464 32 0.06%
267 Spectra Energy Corp Com 750 32 0.06%
268 Invacare Corp 572 32 0.06%
269 MARATHON OIL CORP 780 31 0.06%
270 Fidus Investment Corp 1,506 31 0.06%
271 PREFORMED LINE PRODS CO 572 31 0.06%
272 NOBLE ENERGY INC 402 31 0.06%
273 MEREDITH CORP COM 631 31 0.06%
274 Clarcor Inc Com 500 31 0.06%
275 MITEL NETWORKS CORP 2,960 31 0.06%
276 AON PLC 338 30 0.06%
277 VALERO ENERGY CORP NEW 596 30 0.06%
278 HESS CORP 306 30 0.06%
279 CAPITAL SOUTHWEST CORP COM 840 30 0.06%
280 FLUIDIGM CORP DEL COM 1,019 30 0.06%
281 PIER 1 IMPORTS INC 1,959 30 0.06%
282 CUMMINS INC 194 30 0.06%
283 ISHARES TR 264 30 0.06%
284 KROGER CO 578 29 0.06%
285 TUESDAY MORNING CORP 1,612 29 0.06%
286 NETFLIX INC 66 29 0.06%
287 NORTHROP GRUMMAN CORP 242 29 0.06%
288 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,408 29 0.06%
289 CIGNA CORPORATION 306 28 0.05%
290 PUBLIC STORAGE 162 28 0.05%
291 EXONE CO 710 28 0.05%
292 NORDSON CORP 346 28 0.05%
293 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
294 IMPAX LABORATORIES INC 925 28 0.05%
295 PROSHARES TR MSCI EMRG 347 28 0.05%
296 Winmark Corp 398 28 0.05%
297 CROWN CASTLE INTL CORP 374 28 0.05%
298 TE CONNECTIVITY LTD 460 28 0.05%
299 ETFS PHYSICAL PLATINUM SHARES 192 28 0.05%
300 STRYKER CORP 330 28 0.05%
Page 6 of 40