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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1901 SELECT SECTOR SPDR TR 1 54 0.00%
1902 FIDELITY 2 54 0.00%
1903 WIRELESS TELECOM GROUP INC 20 53 0.00%
1904 POINT.360 137 49 0.00%
1905 METHES ENERGIES INTL LTD 200 48 0.00%
1906 ArQule Inc 31 48 0.00%
1907 VILLAGE SUPER MKT INC CL A NEW 2 47 0.00%
1908 ATLANTICUS HLDGS CORP 16 45 0.00%
1909 RENESOLA LTD 15 44 0.00%
1910 China Sunergy Co Ltd 13 44 0.00%
1911 CENTRAL FED CORP 29 43 0.00%
1912 PRO-DEX INC COLO 20 42 0.00%
1913 PERMA-FIX ENVIRONMENTAL SVCS 8 37 0.00%
1914 STERLING BANCORP DEL COM 3 36 0.00%
1915 PUTNAM MANAGED MUN INCOME TR 5 36 0.00%
1916 INTELLIGENT SYS CORP NEW 25 34 0.00%
1917 ZBB ENERGY CORPORATION 20 32 0.00%
1918 OCERA THERAPEUTICS INC 4 31 0.00%
1919 Pacific Sunwear Calif Inc 13 31 0.00%
1920 CONATUS PHARMACEUTICALS INC 3 27 0.00%
1921 CADIZ INC COM USD0.01 3 25 0.00%
1922 REALPAGE INC COM 1 22 0.00%
1923 Ultrapetrol (Bahamas) Ltd 7 21 0.00%
1924 ROI ACQUISITION CORP II 60 21 0.00%
1925 CAROLINA TR BK LINCOLNTON NC 4 20 0.00%
1926 OSSEN INNOVATION CO LTD 20 20 0.00%
1927 RADNET INC COM 3 20 0.00%
1928 BODY CENT CORP 23 20 0.00%
1929 INFOSONICS CORP 8 19 0.00%
1930 OPTICAL CABLE CORP COM NEW 4 16 0.00%
1931 NEUROCRINE BIOSCIE COM USD0.001 1 15 0.00%
1932 TILE SHOP HLDGS INC 1 15 0.00%
1933 BG Medicine, Inc. 8 8 0.00%
1934 MEDGENICS INC 1 8 0.00%
1935 MAJESCO ENTERTAINMENT CO COM PAR NEW 3 7 0.00%
1936 SMTC CORP 2 4 0.00%
1937 COEUR MNG INC 3 3 0.00%
1938 Apricus Biosciences, Inc. 1 2 0.00%
1939 IKANOS COMMUNICATIONS INC 1 0 0.00%
Page 39 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WisdomTree Earnings 500 ETF 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 49 0.10%
154 CLAYMORE EXCHANGE TRD FD TR 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 PHILLIPS 66 PARTNERS LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES N 484 47 0.09%
161 WISDOMTREE TR 1,551 47 0.09%
162 ISHARES MSCI BIC ETF 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 TRAVELERS COMPANIES INC 494 46 0.09%
165 DOMINION ENERGY INC 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 ISHARES 760 46 0.09%
170 PRUDENTIAL FINL INC 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC DEL 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORPORATION 1,099 44 0.09%
178 PRAXAIR INC 330 44 0.09%
179 OLD LINE BANCSHARES INC COM 2,814 44 0.09%
180 YUM BRANDS INC 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 FAIR ISAAC CORP 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL EXCHANGE IN 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS CORP 364 42 0.08%
190 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42 0.08%
191 DEVON ENERGY CORP NEW 528 42 0.08%
192 TJX COS INC NEW 796 42 0.08%
193 RAYTHEON CO 452 42 0.08%
194 TARGET CORP 708 41 0.08%
195 EATON CORP PLC 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 KRAFT HEINZ CO COM 668 40 0.08%
200 STERIS PLC 754 40 0.08%
Page 4 of 40