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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
351 Gyrodyne Company of America 181 929 0.00%
352 SCRIPPS E W CO OHIO CL A NEW 44 931 0.00%
353 Amyris 251 936 0.00%
354 IMAGE SENSING SYS INC 285 941 0.00%
355 SINO GLOBAL SHIPPING AMER LT 477 959 0.00%
356 STREAMLINE HEALTH SOLUTIONS COM 200 960 0.00%
357 RADIO ONE INC CL A 200 968 0.00%
358 WisdomTree Middle East Dividend ETF 46 968 0.00%
359 MGC DIAGNOSTICS CORP 116 972 0.00%
360 CALAMOS STRATEGIC TOTL RETN 81 973 0.00%
361 BLUEROCK RESIDENTIAL GRW REI 74 975 0.00%
362 PENN WEST PETE LTD NEW 100 976 0.00%
363 NCI INC 110 977 0.00%
364 XRS CORP 382 982 0.00%
365 VANDA PHARMACEUTICALS INC COM 61 987 0.00%
366 NYMOX PHARMACEUTICAL CORP 202 1,000 0.00%
367 ENDOLOGIX INC 66 1,004 0.00%
368 ZIONS BANCORPORATION 300 1,005 0.00%
369 ZAGG INCORPORATED 185 1,005 0.00%
370 AMBIT BIOSCIENCES CORP 147 1,016 0.00%
371 SPEEDWAY MOTORSPORTS INC 56 1,022 0.00%
372 GLOBAL DEFENSE & NATL SEC SY 100 1,023 0.00%
373 MAUI LD AND PINEAPPLE INC COM 150 1,029 0.00%
374 GABELLI HLTHCARE & WELLNESS 100 1,032 0.00%
375 WISDOMTREE JAPAN 34 1,033 0.00%
376 Agile Therapeutics, Inc. 119 1,038 0.00%
377 EURO TECH HOLDINGS CO LTD 250 1,038 0.00%
378 Polonia Bancorp, Inc. 104 1,042 0.00%
379 CELGENE CORP 400 1,044 0.00%
380 WISDOMTREE TR 17 1,044 0.00%
381 LEJU HLDGS LTD 100 1,046 0.00%
382 GENIE ENERGY LTD CL B 134 1,055 0.00%
383 CENVEO INC 285 1,057 0.00%
384 TROVAGENE INC 390 1,057 0.00%
385 MAM SOFTWARE GROUP INC 200 1,076 0.00%
386 GLADSTONE CAPITAL CORP 108 1,086 0.00%
387 DEUTSCHE BK AG LONDON 73 1,088 0.00%
388 REGIONAL MGMT CORP 71 1,098 0.00%
389 GENCOR INDS INC 100 1,101 0.00%
390 FIRST TR EXCHANGE TRADED FD 54 1,105 0.00%
391 SUPREME INDS INC 170 1,105 0.00%
392 TECHNICAL COMMUNICATIONS CORP COM 240 1,106 0.00%
393 REEDS INCORPORATED 212 1,109 0.00%
394 VERSAR INC 344 1,118 0.00%
395 AMERICAN EAGLE OUTFITTERS NE 100 1,122 0.00%
396 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 248 1,126 0.00%
397 MEDIA GENERAL, INC. 55 1,129 0.00%
398 SPARK NETWORKS INC 200 1,134 0.00%
399 MEI PHARMA INC 179 1,135 0.00%
400 NORDIC AMERICAN OFFSHORE LTD 60 1,148 0.00%
Page 8 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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