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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1601 SOUTHWESTERN ENERGY CO 396 18 0.03%
1602 SP PLUS CORP 382 8 0.02%
1603 SPARK NETWORKS INC 200 1 0.00%
1604 SPARTAN MOTORS INC 200 1 0.00%
1605 SPARTON CORP COM 487 14 0.03%
1606 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42 0.08%
1607 SPDR INDEX SHS FDS 152 11 0.02%
1608 SPDR INDEX SHS FDS 682 56 0.11%
1609 SPDR INDEX SHS FDS 1,665 88 0.17%
1610 SPDR INDEX SHS FDS 1,594 43 0.08%
1611 SPDR INDEX SHS FDS 517 10 0.02%
1612 SPDR INDEX SHS FDS 212 14 0.03%
1613 SPDR S&P 500 ETF TR 4 1 0.00%
1614 SPDR S&P 600 SMALL CAP VALUE ETF 668 74 0.14%
1615 SPDR S&P International Industrial Sector ETF 162 5 0.01%
1616 SPDR S&P International Materials Sector ETF 401 10 0.02%
1617 SPDR SER TR 119 4 0.01%
1618 SPDR SER TR 82 6 0.01%
1619 SPDR SERIES TRUST 44 3 0.01%
1620 SPDR SERIES TRUST 150 7 0.01%
1621 SPECIAL OPPORTUNITIES FUND INC COM 166 3 0.01%
1622 SPECTRA ENERGY CORP 750 32 0.06%
1623 SPECTRUM PHARMACEUTICALS INC COM 2,096 17 0.03%
1624 SPEED COMM INC 754 3 0.01%
1625 SPEEDWAY MOTORSPORTS INC 56 1 0.00%
1626 SPLUNK INC 100 6 0.01%
1627 SPORTSMANS WAREHOUSE 243 2 0.00%
1628 SPRAGUE RES LP 83 2 0.00%
1629 SPS COMM INC COM 25 2 0.00%
1630 SRC ENERGY INC 788 10 0.02%
1631 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
1632 ST JUDE MED INC 318 22 0.04%
1633 STAAR SURGICAL CO 740 12 0.02%
1634 STANLEY BLACK & DECKER INC 72 8 0.02%
1635 STANLEY BLACK &DECKER INC 174 15 0.03%
1636 STANLEY FURNITURE CO INC 300 1 0.00%
1637 STAPLES INC 728 8 0.02%
1638 STARBUCKS CORP 846 65 0.13%
1639 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 214 17 0.03%
1640 STARWOOD WAYPOINT RESIDENTIAL 176 5 0.01%
1641 STARZ 224 7 0.01%
1642 STATE STR CORP 484 33 0.06%
1643 STEALTHGAS INC SHS 145 2 0.00%
1644 STEEL DYNAMICS INC 100 2 0.00%
1645 STEEL PARTNERS HLDGS L P 117 2 0.00%
1646 STERICYCLE INC 96 11 0.02%
1647 STERIS PLC 754 40 0.08%
1648 STERLING BANCORP DEL COM 203 2 0.00%
1649 STERLING FINL CORP WASH 130 4 0.01%
1650 STEWARDSHIP FINL CORP 635 3 0.01%
Page 33 of 40