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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 46 Institutional holders with a total value of $44,590,772.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 164,097 7,163,000 16.06%
2 STATE STREET CORP 123,730 5,401,000 12.11%
3 American Research & Management Co. 107,484 4,692,000 10.52%
4 BANK OF AMERICA CORP /DE/ 97,735 4,267,000 9.57%
5 HANCOCK WHITNEY CORP 75,999 3,317,000 7.44%
6 ROYAL BANK OF CANADA 72,229 3,153,000 7.07%
7 Steinberg Global Asset Management 54,829 2,393,000 5.37%
8 Regal Investment Advisors LLC 54,756 2,390,000 5.36%
9 Windsor Capital Management, LLC 39,114 1,707,000 3.83%
10 UBS AG 34,884 1,522,000 3.41%
11 SYNOVUS FINANCIAL CORP 22,805 995,000 2.23%
12 OPTIMUM INVESTMENT ADVISORS 21,055 919,000 2.06%
13 Chevy Chase Trust Holdings, LLC 19,175 837,000 1.88%
14 LPL Financial LLC 15,683 685,000 1.54%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,352 626,000 1.40%
16 Hillsdale Investment Management Inc. 12,500 546,000 1.22%
17 BANK OF MONTREAL /CAN/ 10,919 477,000 1.07%
18 Cambridge Investment Research Advisors, Inc. 9,572 418,000 0.94%
19 SII INVESTMENTS INC/WI 9,200 398,000 0.89%
20 HBK Sorce Advisory LLC 8,285 362,000 0.81%
21 Commonwealth Equity Services, Inc 8,020 350,000 0.78%
22 SignalPoint Asset Management, LLC 6,841 299,000 0.67%
23 WELLS FARGO & COMPANY/MN 5,523 242,000 0.54%
24 Private Advisor Group, LLC 4,975 217,000 0.49%
25 North Star Investment Management Corp. 4,854 212,000 0.48%
26 JANE STREET GROUP, LLC 4,749 207,000 0.46%
27 PNC FINANCIAL SERVICES GROUP, INC. 3,036 132,000 0.30%
28 ENVESTNET ASSET MANAGEMENT INC 2,990 131,000 0.29%
29 Efficient Market Advisors, LLC 2,089 91,000 0.20%
30 Winslow, Evans & Crocker, Inc. 1,795 78,352 0.18%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,330 58,055 0.13%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 987 43,000 0.10%
33 Vantage Investment Advisors, LLC 900 39,000 0.09%
34 DEUTSCHE BANK AG\ 900 39,000 0.09%
35 Smithfield Trust Co 800 35,000 0.08%
36 CITIGROUP INC 804 35,000 0.08%
37 AlphaMark Advisors, LLC 632 28,000 0.06% SH
38 Creative Planning 611 27,000 0.06%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 310 14,000 0.03%
40 NEW ENGLAND SECURITIES CORP /MA/ 239 10,000 0.02%
41 Financial Architects, Inc 226 10,000 0.02%
42 People's United Financial, Inc. 200 9,000 0.02%
43 Ground Swell Capital, LLC 150 7,000 0.02%
44 B. Riley Wealth Advisors, Inc. 100 4,365 0.01%
45 AMERIPRISE FINANCIAL INC 100 4,000 0.01%
46 Transamerica Financial Advisors, LLC 1 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.