| 1 |
Relative Value Partners, LLC |
2,380,860 |
39,760,000 |
50.06% |
|
|
| 2 |
Horizon Kinetics LLC |
685,312 |
11,444,000 |
14.41% |
|
|
| 3 |
Ancora Advisors LLC |
357,003 |
5,962,000 |
7.51% |
|
|
| 4 |
CSS LLC/IL |
303,687 |
5,072,000 |
6.39% |
|
|
| 5 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
292,313 |
4,882,000 |
6.15% |
|
|
| 6 |
Shaker Financial Services, LLC |
124,129 |
2,073,000 |
2.61% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
123,135 |
2,056,000 |
2.59% |
|
|
| 8 |
MORGAN STANLEY |
119,375 |
1,993,000 |
2.51% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
119,119 |
1,989,000 |
2.50% |
|
|
| 10 |
Commonwealth Equity Services, Inc |
60,288 |
1,007,000 |
1.27% |
|
|
| 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
59,537 |
994,000 |
1.25% |
|
|
| 12 |
Independence Trust CO |
25,270 |
422,000 |
0.53% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
24,165 |
404,000 |
0.51% |
|
|
| 14 |
NWAM LLC |
17,369 |
290,000 |
0.37% |
|
|
| 15 |
UBS AG |
14,795 |
247,000 |
0.31% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
11,387 |
190,000 |
0.24% |
|
|
| 17 |
Financial Architects, Inc |
9,154 |
153,000 |
0.19% |
|
|
| 18 |
FIRST MANHATTAN CO. LLC. |
8,608 |
143,000 |
0.18% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,897 |
82,000 |
0.10% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,142 |
70,000 |
0.09% |
|
|
| 21 |
PRELUDE CAPITAL MANAGEMENT, LLC |
3,570 |
60,000 |
0.08% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
2,688 |
45,000 |
0.06% |
|
|
| 23 |
Plante Moran Financial Advisors, LLC |
1,827 |
31,000 |
0.04% |
|
|
| 24 |
Carroll Financial Associates, Inc. |
1,200 |
20,000 |
0.03% |
|
|
| 25 |
ROYAL BANK OF CANADA |
980 |
16,000 |
0.02% |
|
|
| 26 |
US BANCORP \DE\ |
769 |
13,000 |
0.02% |
|
|
| 27 |
Ground Swell Capital, LLC |
166 |
3,000 |
0.00% |
|
|
