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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1851 FOX CHASE BANCORP INC NEW COM 59 1 0.00%
1852 FORTEGRA FINL CORP 194 1 0.00%
1853 FORBES ENERGY SERVICES LTD 200 1 0.00%
1854 FONAR CORP 50 1 0.00%
1855 SOLAZYME INC 109 1 0.00%
1856 BLUEROCK RESIDENTIAL GRW REI 74 1 0.00%
1857 FLANIGANS ENTERPRISES INC 102 1 0.00%
1858 BLACKROCK STRATEGIC MUN TR COM 108 1 0.00%
1859 BLACKROCK N Y MUN INCOME TR 63 1 0.00%
1860 FIRST UTD CORP COM 159 1 0.00%
1861 SOUTHERN NATL BANCORP OF VA COM 121 1 0.00%
1862 BLACKROCK N J MUN INCOME TR 100 1 0.00%
1863 FIRST TR EXCHANGE TRADED FD 54 1 0.00%
1864 FIRST FINL BANCORP OH 100 1 0.00%
1865 SPARK NETWORKS INC 200 1 0.00%
1866 SPARTAN MOTORS INC 200 1 0.00%
1867 Civista Bancshares Inc 97 1 0.00%
1868 FIRST CAPITAL BANCORP VA 141 1 0.00%
1869 FIRST BK WILLIAMSTOWN NEW JE 200 1 0.00%
1870 First Bancshares Inc/The 100 1 0.00%
1871 FIRST BANCORP N C 41 1 0.00%
1872 FIDELITY AND GTY LIFE COM 56 1 0.00%
1873 SPDR S&P 500 ETF TR 4 1 0.00%
1874 AMERESCO INC 196 1 0.00%
1875 NOVADAQ TECHNOLOGIES INC 88 1 0.00%
1876 NII HOLDINGS INC. CL B 1,842 1 0.00%
1877 NW Biotherapeutics 17WTS 199 1 0.00%
1878 FATE THERAPEUTICS INC 100 1 0.00%
1879 Western Asset Emerging Markets 100 1 0.00%
1880 SPEEDWAY MOTORSPORTS INC 56 1 0.00%
1881 BLACKROCK FLOATING RATE INCO 100 1 0.00%
1882 EXA CORP 79 1 0.00%
1883 EVOLVING SYS INC 167 1 0.00%
1884 EURO TECH HOLDINGS CO LTD 250 1 0.00%
1885 STANLEY FURNITURE CO INC 300 1 0.00%
1886 ESSEX RENTAL CORP 300 1 0.00%
1887 BLACKROCK CORPOR HI YLD FD I 100 1 0.00%
1888 ESPEY MFG & ELECTRS CORP COM 40 1 0.00%
1889 ERIE INDEMNITY CO-CL A 15 1 0.00%
1890 ERBA Diagnostics, Inc. 300 1 0.00%
1891 Enservco Corp 200 1 0.00%
1892 XRS CORP 382 1 0.00%
1893 WESTERN ASSET 90 1 0.00%
1894 ENERGY FUELS INC 200 1 0.00%
1895 ENDOLOGIX INC 66 1 0.00%
1896 STRATEGIC HOTELS & RESORTS I 100 1 0.00%
1897 ENCORE CAP GROUP INC 32 1 0.00%
1898 STREAMLINE HEALTH SOLUTIONS COM 200 1 0.00%
1899 EMPRESA DIST Y COMERCIAL NOR 100 1 0.00%
1900 STURM RUGER & CO INC 15 1 0.00%
Page 38 of 40