| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 184,472 | 2,593,000 | 35.54% | ||
| 2 | Invesco Ltd. | 73,164 | 1,029,000 | 14.10% | ||
| 3 | Focused Wealth Management, Inc | 39,861 | 560,000 | 7.67% | ||
| 4 | Harbour Capital Advisors, LLC | 36,150 | 508,000 | 6.96% | ||
| 5 | CITIGROUP INC | 31,318 | 440,000 | 6.03% | ||
| 6 | Joel Isaacson & Co., LLC | 30,000 | 422,000 | 5.78% | ||
| 7 | MORGAN STANLEY | 28,610 | 402,000 | 5.51% | ||
| 8 | UBS AG | 27,591 | 388,000 | 5.32% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 18,642 | 262,000 | 3.59% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,542 | 247,000 | 3.39% | ||
| 11 | M&R CAPITAL MANAGEMENT INC | 13,500 | 190,000 | 2.60% | ||
| 12 | Edge Wealth Management LLC | 4,268 | 60,000 | 0.82% | ||
| 13 | WELLS FARGO & COMPANY/MN | 4,094 | 58,000 | 0.79% | ||
| 14 | ROYAL BANK OF CANADA | 3,157 | 44,000 | 0.60% | ||
| 15 | ADIRONDACK TRUST CO | 2,000 | 28,000 | 0.38% | ||
| 16 | NEXT Financial Group, Inc | 1,920 | 27,000 | 0.37% | ||
| 17 | D.A. DAVIDSON & CO. | 1,000 | 14,000 | 0.19% | ||
| 18 | B. Riley Wealth Management, Inc. | 764 | 10,000 | 0.14% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 638 | 8,965 | 0.12% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 321 | 4,513 | 0.06% | ||
| 21 | Ground Swell Capital, LLC | 63 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
