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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
501 DR PEPPER SNAPPLE GROUP INC 330 21,222 0.04%
502 PENTAIR PLC 324 21,219 0.04%
503 Territorial Bancorp Inc 1,045 21,203 0.04%
504 AUTODESK INC 384 21,158 0.04%
505 POWERSHARES ETF TRUST 382 21,090 0.04%
506 KOHLS CORP 345 21,055 0.04%
507 ROWAN COMPANIES PLC SHS CL A 830 21,007 0.04%
508 CALUMET SPECIALTY PRODS PTNR 765 20,999 0.04%
509 Endurance Specialty 380 20,968 0.04%
510 DELUXE CORP COM 380 20,961 0.04%
511 JACOBS ENGR GROUP INC 429 20,944 0.04%
512 ALASKA AIR GROUP INC 480 20,899 0.04%
513 STERICYCLE INC 179 20,864 0.04%
514 AMETEK INC NEW 414 20,787 0.04%
515 LIBERTY TAX INC 643 20,769 0.04%
516 SOUTHWESTERN ENERGY CO 594 20,760 0.04%
517 PULTE GROUP INC 1,170 20,662 0.04%
518 CRACKER BARREL OLD CTRY STOR 200 20,638 0.04%
519 FASTENAL CO 459 20,609 0.04%
520 WESTMORELAND COAL CO 333 20,609 0.04%
521 ENDOLOGIX INC 1,937 20,532 0.04%
522 AMERICAS CAR-MART INC COM 517 20,468 0.04%
523 INFINITY PHARMACEUTICALS INC 1,524 20,452 0.04%
524 LAM RESEARCH CORP 273 20,393 0.04%
525 EASTMAN CHEM CO 252 20,384 0.04%
526 GLADSTONE CAPITAL CORP 2,323 20,373 0.04%
527 TECO ENERGY INC 1,166 20,265 0.04%
528 REALTY INCOME CORP 496 20,232 0.04%
529 ISHARES TR 180 20,212 0.04%
530 MCCORMICK CO INC 300 20,109 0.04%
531 HAWAIIAN TELCOM HOLDCO INC COM 779 20,013 0.04%
532 PENNYMAC MTG INVT TR 930 19,930 0.04%
533 XILINX INC 470 19,905 0.04%
534 MOLSON COORS BREWING CO 267 19,875 0.04%
535 REED ELSEVIER N V 439 19,838 0.04%
536 GW PHARMACEUTICALS PLC 245 19,808 0.04%
537 KEYCORP NEW 1,479 19,715 0.04%
538 PHI NON VTNG 477 19,629 0.04%
539 PIEDMONT NAT GAS INC 584 19,582 0.04%
540 PRIMERICA INC 405 19,529 0.04%
541 WINTRUST FINL CORP 800 19,512 0.04%
542 DOLLAR TREE INC 348 19,512 0.04%
543 T2 BIOSYSTEMS INC COM 1,078 19,501 0.04%
544 REVLON INC 614 19,458 0.04%
545 NEWMONT CORP 840 19,362 0.04%
546 RANGE RES CORP 285 19,326 0.04%
547 UNIFIRST CORP MASS COM 200 19,318 0.04%
548 ESSEX PPTY TR INC 108 19,305 0.04%
549 UNDER ARMOUR INC 279 19,279 0.04%
550 GAP 462 19,261 0.04%
Page 11 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 KIMBERLY CLARK CORP 630 68 0.13%
152 DOMINION ENERGY INC 981 68 0.13%
153 INTERCONTINENTAL EXCHANGE IN 345 67 0.13%
154 UNITED PARCEL SERVICE INC 685 67 0.13%
155 ISHARES 1,374 67 0.13%
156 TARGET CORP 1,068 67 0.13%
157 WISDOMTREE TR 2,368 67 0.13%
158 ONEOK INC NEW 1,003 66 0.12%
159 COVIDIEN PLC 762 66 0.12%
160 SOUTHERN CO 1,509 66 0.12%
161 GENERAL MTRS CO 2,071 66 0.12%
162 Anthem, Inc. 545 65 0.12%
163 BAXTER INTL INC 912 65 0.12%
164 CONSOL ENERGY INC 1,687 64 0.12%
165 YAHOO INC 1,560 64 0.12%
166 TRAVELERS COMPANIES INC 679 64 0.12%
167 PRAXAIR INC 492 63 0.12%
168 WILLIAMS COS INC DEL 1,134 63 0.12%
169 MICRON TECHNOLOGY INC 1,806 62 0.12%
170 FINANCIAL ENGINES INC 1,822 62 0.12%
171 STATE STR CORP 849 62 0.12%
172 APACHE CORP 645 61 0.12%
173 MCCORMICK & CO INC 918 61 0.12%
174 SLM CORP 7,081 61 0.12%
175 CIGNA CORPORATION 671 61 0.12%
176 TERADATA CORP DEL 1,461 61 0.12%
177 ACE LTD 567 59 0.11%
178 GENUINE PARTS CO 658 58 0.11%
179 ALEXANDERS INC 156 58 0.11%
180 PRECISION CASTPARTS 243 58 0.11%
181 SCHWAB CHARLES CORP 1,932 57 0.11%
182 SEALED AIR CORP NEW 1,593 56 0.11%
183 LUMEN TECHNOLOGIES INC 1,360 56 0.11%
184 PROSHARES TRUST RAFI LONG/SHORT 1,335 56 0.11%
185 UBS AG JERSEY BRH 2,933 56 0.11%
186 AETNA INC NEW 697 56 0.11%
187 NATIONAL OILWELL VARCO INC 726 55 0.10%
188 SONUS NETWORKS INC 16,017 55 0.10%
189 ADOBE INC 798 55 0.10%
190 REVENUESHARES ETF TR SMALL CAP 1,068 55 0.10%
191 PPG INDS INC 281 55 0.10%
192 FIRST TR EXCHANGE TRADED FD 983 55 0.10%
193 ALEXION PHARMACEUTICALS INC 329 55 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54 0.10%
195 BALL CORP 854 54 0.10%
196 CBS CORP NEW 1,002 54 0.10%
197 CSX CORP 1,686 54 0.10%
198 WEBSITE PROS INC COM 2,683 54 0.10%
199 ISHARES TR 3YRTB ETF 600 54 0.10%
200 ADVISORSHARES TR 1,074 54 0.10%
Page 4 of 48