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GW PHARMACEUTICALS PLC
GW PHARMACEUTICALS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 97 Institutional holders with a total value of $726,909,603.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 2,048,820 165,647,000 22.79%
2 PRUDENTIAL PLC 836,124 67,601,000 9.30%
3 FEDERATED HERMES, INC. 587,808 47,524,000 6.54%
4 FMR LLC 537,927 43,492,000 5.98%
5 ALLIANCEBERNSTEIN L.P. 471,134 38,091,000 5.24%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 426,400 34,474,000 4.74% Put
7 JANUS HENDERSON INVESTORS US LLC 363,082 29,355,000 4.04%
8 CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD 354,278 28,643,000 3.94%
9 WELLS FARGO & COMPANY/MN 331,027 26,763,000 3.68%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 330,200 26,697,000 3.67% Call
11 VHCP Management, LLC 311,853 25,213,000 3.47%
12 FARALLON CAPITAL MANAGEMENT LLC 244,000 19,727,000 2.71%
13 FRANKLIN RESOURCES INC 232,770 18,819,000 2.59%
14 MORGAN STANLEY 231,424 18,711,000 2.57%
15 ORBIMED ADVISORS LLC 221,000 17,868,000 2.46%
16 CLOUGH CAPITAL PARTNERS L P 192,600 15,572,000 2.14%
17 BANK OF AMERICA CORP /DE/ 145,425 11,757,000 1.62%
18 CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD 105,200 8,505,000 1.17% Put
19 Cupps Capital Management, LLC 100,213 8,102,000 1.11%
20 Visium Asset Management, LP 99,144 8,016,000 1.10%
21 DRIEHAUS CAPITAL MANAGEMENT LLC 70,396 5,692,000 0.78%
22 Fiera Capital Corp 64,100 5,182,000 0.71%
23 JANE STREET GROUP, LLC 54,676 4,635,000 0.64%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,398 4,479,000 0.62%
25 Asset Management One Co., Ltd. 48,937 4,193,000 0.58%
26 Iguana Healthcare Management, LLC 50,000 4,043,000 0.56%
27 MANAGED ACCOUNT ADVISORS LLC 41,941 3,391,000 0.47%
28 Ghost Tree Capital, LLC 35,000 2,830,000 0.39%
29 A.R.T. Advisors, LLC 30,207 2,442,000 0.34%
30 CITADEL ADVISORS LLC 26,014 2,103,000 0.29%
31 Nationwide Fund Advisors 25,300 2,046,000 0.28%
32 BALYASNY ASSET MANAGEMENT L.P. 25,000 2,021,000 0.28% Call
33 EVENTIDE ASSET MANAGEMENT, LLC 25,000 2,021,000 0.28%
34 SABBY MANAGEMENT, LLC 250 2,021,000 0.28% Call
35 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 20,937 1,693,000 0.23%
36 D. E. Shaw & Co., Inc. 17,100 1,383,000 0.19% Put
37 MILLENNIUM MANAGEMENT LLC 15,200 1,229,000 0.17%
38 D. E. Shaw & Co., Inc. 14,799 1,196,000 0.16%
39 GROUP ONE TRADING LLC 14,485 1,171,000 0.16%
40 GARDNER LEWIS ASSET MANAGEMENT L P 13,700 1,108,000 0.15%
41 MOORE CAPITAL MANAGEMENT, LP 13,500 1,091,000 0.15%
42 ROYAL BANK OF CANADA 10,500 849,000 0.12%
43 Bank of New York Mellon Corp 9,610 777,000 0.11%
44 Commonwealth Equity Services, Inc 8,644 699,000 0.10%
45 UBS AG 7,000 566,000 0.08% Call
46 Informed Momentum Co LLC 6,058 490,000 0.07%
47 UBS AG 5,900 477,000 0.07% Put
48 CREDIT SUISSE AG/ 5,676 459,000 0.06%
49 Prospera Financial Services Inc 5,580 451,000 0.06%
50 Spot Trading L.L.C 5,000 404,000 0.06% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.