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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD COM 856 160,140 0.30%
53 3M Company 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC COM 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 Linear Technology 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 Starbucks Corp 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 Goldman Sachs Group Inc 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS Corp 1,553 123,603 0.23%
71 Mastercard Inc 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC COM 2,896 116,014 0.22%
77 Abbott Laboratories 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 HP Inc. 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD EXTENDED DUR 984 107,699 0.20%
85 RANDGOLD RES LTD ADR 1,590 107,468 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 106,580 0.20%
87 Nike Inc 1,185 105,702 0.20%
88 Celgene Corp 1,110 105,206 0.20%
89 CATERPILLAR INC DEL 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS Investment Corp 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronic 1,650 102,218 0.19%
95 Metlife Inc 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR US SMALLCP ERNGS 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FINANCE ONLINE 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
301 MARKET VECTORS ETF TR 496 36 0.07%
302 FOOT LOCKER INC COM 650 36 0.07%
303 ISHARES TR 713 36 0.07%
304 LORILLARD 606 36 0.07%
305 WESTERN DIGITAL CORP 372 36 0.07%
306 INVESTORS TITLE CO 488 36 0.07%
307 PAYCHEX INC 644 36 0.07%
308 Lowes Companies Inc 671 36 0.07%
309 RYDEX ETF TRUST 472 36 0.07%
310 POLYONE CORP COM 1,011 36 0.07%
311 PROSHARES TR 413 35 0.07%
312 NV5 GLOBAL INC COM 3,700 35 0.07%
313 MICHAEL KORS HLDGS LTD SHS 484 35 0.07%
314 MACYS INC COM 594 35 0.07%
315 PRICE T ROWE GROUP INC 444 35 0.07%
316 Health Care Ppty Inv Inc 546 34 0.06%
317 AMPHASTAR PHARMACEUTICALS IN 2,887 34 0.06%
318 INTL PAPER CO 720 34 0.06%
319 CHIPOTLE MEXICAN GRILL INC 51 34 0.06%
320 HUMANA INC 261 34 0.06%
321 SUNTRUST BKS INC 894 34 0.06%
322 PACCAR INC 597 34 0.06%
323 CHESAPEAKE ENERGY CORP 359 34 0.06%
324 ALTISOURCE ASSET MGMT CORP 51 34 0.06%
325 PRINCIPAL FINL GROUP INC COM 651 34 0.06%
326 ALLIANCE DATA SYSTEMS CORP 138 34 0.06%
327 FACTSET RESH SYS INC 281 34 0.06%
328 ISHARES TR 426 34 0.06%
329 MEASUREMENT SPECIA 400 34 0.06%
330 OXFORD INDS INC 550 34 0.06%
331 INDEXIQ ETF TR 1,221 34 0.06%
332 SOUTH ST CORP 613 34 0.06%
333 AMERICAN ASSETS TR INC COM 1,000 33 0.06%
334 TYCO INTL LTD. 747 33 0.06%
335 MEAD JOHNSON NUTRITION CO 342 33 0.06%
336 DOVER CORP 406 33 0.06%
337 SK TELECOM LTD SPONS ADR 1,100 33 0.06%
338 DENTSPLY INTL INC NEW 723 33 0.06%
339 WASHINGTON FED INC 1,601 33 0.06%
340 ENSCO PLC SHS CLASS A 793 33 0.06%
341 CAMERON INTERNATIONAL COMPANY 492 33 0.06%
342 BIO RAD LABS INC 287 33 0.06%
343 AGILENT TECHNOLOGIES INC 561 32 0.06%
344 EXPEDIA INC DEL 368 32 0.06%
345 SELECTIVE INS GROUP INC 1,455 32 0.06%
346 DEUTSCHE BK AG LONDON 1,514 32 0.06%
347 SPDR S&P EMERGING 873 32 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 32 0.06%
349 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 700 32 0.06%
350 PROLOGIS INC 843 32 0.06%
Page 7 of 48