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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 97,973 0.19%
102 WISDOMTREE TR 2,103 97,201 0.18%
103 FORD MTR CO DEL 6,537 96,682 0.18%
104 ACCENTURE PLC IRELAND 1,186 96,446 0.18%
105 KROGER CO 1,825 94,900 0.18%
106 HALLIBURTON CO 1,434 92,507 0.17%
107 COSTCO WHSL CORP NEW 738 92,486 0.17%
108 EOG RES INC 924 91,494 0.17%
109 CA INC 3,247 90,721 0.17%
110 POLYCOM INC 7,311 89,816 0.17%
111 BLACKROCK INC 273 89,631 0.17%
112 MORGAN STANLEY 2,583 89,294 0.17%
113 NOBLE ENERGY INC 1,306 89,278 0.17%
114 Allergan plc 501 89,273 0.17%
115 DUKE ENERGY CORP NEW 1,191 89,051 0.17%
116 LYONDELLBASELL INDUSTRIES N 817 88,775 0.17%
117 E M C CORP MASS COM 3,020 88,365 0.17%
118 BIGLARI HLDGS INC COM 258 87,658 0.17%
119 MONDELEZ INTL INC 2,541 87,067 0.16%
120 ANADARKO PETE CORP 852 86,427 0.16%
121 SIMON PPTY GROUP INC NEW 525 86,321 0.16%
122 SEAGATE TECHNOLOGY PLC 1,502 86,020 0.16%
123 MCKESSON CORP 441 85,849 0.16%
124 ECOLAB INC 736 84,515 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 81,782 0.15%
126 TJX COS INC NEW 1,335 78,992 0.15%
127 DANAHER CORP DEL 1,029 78,183 0.15%
128 ISHARES TR 799 78,062 0.15%
129 PNC FINL SVCS GROUP INC 912 78,049 0.15%
130 PRUDENTIAL FINL INC 887 78,003 0.15%
131 CAPITAL ONE FINL CORP 945 77,131 0.15%
132 STANLEY BLACK &DECKER INC 864 76,715 0.14%
133 PHILLIPS 66 942 76,594 0.14%
134 COLGATE PALMOLIVE CO 1,166 76,047 0.14%
135 INNOVIVA INC COM 4,434 75,777 0.14%
136 TIME WARNER INC NEW 521 74,758 0.14%
137 BANK NEW YORK MELLON CORP 1,908 73,897 0.14%
138 MORGAN STANLEY 3,778 73,802 0.14%
139 EMERSON ELEC CO 1,176 73,594 0.14%
140 DirectTV Com 846 73,196 0.14%
141 SOUTHWEST AIRLS CO 2,150 72,606 0.14%
142 NORTHROP GRUMMAN CORP 551 72,600 0.14%
143 DOW CHEM CO 1,383 72,525 0.14%
144 FEDEX CORP 447 72,168 0.14%
145 ATRION CORP 233 71,067 0.13%
146 DEXCOM INC 1,748 69,903 0.13%
147 NEXTERA ENERGY INC 735 69,002 0.13%
148 ROPER TECHNOLOGIES INC 468 68,464 0.13%
149 NORFOLK SOUTHERN CORP 611 68,188 0.13%
150 GENERAL DYNAMICS CORP 534 67,866 0.13%
Page 3 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2201 NORTHWEST BIOTHERAPEUTICS 240 1 0.00%
2202 NORTHERN TECH INTL CORP 55 1 0.00%
2203 NORTECH SYS INC 260 1 0.00%
2204 NISKA GAS STORAGE PARTNERS L 97 1 0.00%
2205 NEW MEDIA INVT GROUP INC COM 72 1 0.00%
2206 NBT BANCORP INC COM 49 1 0.00%
2207 NAVIOS MARITIME PARTNERS L P 50 1 0.00%
2208 NAUTILUS INC 125 1 0.00%
2209 NATIONAL RESH CORP CL A 100 1 0.00%
2210 SEMLER SCIENTIFIC INC 196 1 0.00%
2211 NATIONAL HEALTHCARE CORP 71 1 0.00%
2212 NASDAQ OMX GROUP 32 1 0.00%
2213 NANOSTRING TECHNOLOGIES INC 103 1 0.00%
2214 SERVICESOURCE INTL 230 1 0.00%
2215 SEVCON INC 179 1 0.00%
2216 SHENANDOAH TELECOMM CO CDT COM 57 1 0.00%
2217 MYR GROUP INC DEL COM 48 1 0.00%
2218 MORGAN STANLEY 12 1 0.00%
2219 SHORE BANCSHARES INC COM 69 1 0.00%
2220 MONMOUTH REAL ESTATE INVT CO 60 1 0.00%
2221 MOKO SOCIAL MEDIA LTD 234 1 0.00%
2222 SIGMATRON INTL INC 194 1 0.00%
2223 MODUSLINK GLOBAL SOLUTIONS INC 150 1 0.00%
2224 MIX TELEMATICS LTD 99 1 0.00%
2225 SINOVAC BIOTECH LTD 145 1 0.00%
2226 MICROVISION INC DEL 291 1 0.00%
2227 MICRONET ENERTEC TECH INC COM 200 1 0.00%
2228 SMART AND FINAL STORES INC COM 70 1 0.00%
2229 SMART TECHNOLOGIES INC 892 1 0.00%
2230 Smartpros Ltd 317 1 0.00%
2231 MICREL INC 100 1 0.00%
2232 MGP INGREDIENTS INC NEW COM 48 1 0.00%
2233 MFS INTERMEDIATE INCOME TRUST SH BEN INT 100 1 0.00%
2234 SOLAR SENIOR 95 1 0.00%
2235 MFS CALIF MUN FD 110 1 0.00%
2236 MEXCO ENERGY CORP 200 1 0.00%
2237 SOTHERLY HOTELS INC COM 95 1 0.00%
2238 MERIT MED SYS INC COM 117 1 0.00%
2239 MEI PHARMA INC 200 1 0.00%
2240 Medical Action Industries Inc OLD 100 1 0.00%
2241 MECOX LANE LIMITED SPON ADR REP 35 246 1 0.00%
2242 MARKET VECTORS ETF TR 34 1 0.00%
2243 MARINE PRODS CORP 120 1 0.00%
2244 MARATHON PATENT GROUP INCORPORATED COM NEW 67 1 0.00%
2245 MANITEX INTL INC COM 65 1 0.00%
2246 MANDALAY DIGITAL GROUP INC 187 1 0.00%
2247 MALIBU BOATS INCORPORATED COM CLASS A 36 1 0.00%
2248 MAINSOURCE FINANCIAL GP INC 34 1 0.00%
2249 LOGITECH INTL S A 81 1 0.00%
2250 LO-JACK CORP 140 1 0.00%
Page 45 of 48