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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
151 DOMINION ENERGY INC 981 67,777 0.13%
152 KIMBERLY CLARK CORP 630 67,769 0.13%
153 UNITED PARCEL SERVICE INC 685 67,329 0.13%
154 INTERCONTINENTAL EXCHANGE IN 345 67,292 0.13%
155 WISDOMTREE TR 2,368 67,062 0.13%
156 TARGET CORP 1,068 66,942 0.13%
157 ISHARES 1,374 66,708 0.13%
158 GENERAL MTRS CO 2,071 66,148 0.12%
159 COVIDIEN PLC 762 65,921 0.12%
160 SOUTHERN CO 1,509 65,868 0.12%
161 ONEOK INC NEW 1,003 65,747 0.12%
162 BAXTER INTL INC 912 65,454 0.12%
163 Anthem, Inc. 545 65,193 0.12%
164 CONSOL ENERGY INC 1,687 63,870 0.12%
165 TRAVELERS COMPANIES INC 679 63,785 0.12%
166 YAHOO INC 1,560 63,570 0.12%
167 PRAXAIR INC 492 63,468 0.12%
168 WILLIAMS COS INC DEL 1,134 62,767 0.12%
169 STATE STR CORP 849 62,495 0.12%
170 FINANCIAL ENGINES INC 1,822 62,340 0.12%
171 MICRON TECHNOLOGY INC 1,806 61,874 0.12%
172 MCCORMICK & CO INC 918 61,414 0.12%
173 TERADATA CORP DEL 1,461 61,245 0.12%
174 CIGNA CORPORATION 671 60,853 0.11%
175 SLM CORP 7,081 60,613 0.11%
176 APACHE CORP 645 60,546 0.11%
177 ACE LTD 567 59,461 0.11%
178 ALEXANDERS INC 156 58,330 0.11%
179 GENUINE PARTS CO 658 57,713 0.11%
180 PRECISION CASTPARTS 243 57,562 0.11%
181 SCHWAB CHARLES CORP 1,932 56,781 0.11%
182 AETNA INC NEW 697 56,457 0.11%
183 PROSHARES TRUST RAFI LONG/SHORT 1,335 56,137 0.11%
184 LUMEN TECHNOLOGIES INC 1,360 55,610 0.11%
185 SEALED AIR CORP NEW 1,593 55,564 0.10%
186 UBS AG JERSEY BRH 2,933 55,522 0.10%
187 REVENUESHARES ETF TR SMALL CAP 1,068 55,394 0.10%
188 PPG INDS INC 281 55,284 0.10%
189 NATIONAL OILWELL VARCO INC 726 55,249 0.10%
190 ADOBE INC 798 55,214 0.10%
191 FIRST TR EXCHANGE TRADED FD 983 54,842 0.10%
192 SONUS NETWORKS INC 16,017 54,778 0.10%
193 ALEXION PHARMACEUTIC 329 54,555 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54,095 0.10%
195 CSX CORP 1,686 54,053 0.10%
196 BALL CORP 854 54,033 0.10%
197 ADVISORSHARES TR 1,074 53,840 0.10%
198 MYOS CORP 3,778 53,610 0.10%
199 CBS CORP NEW 1,002 53,607 0.10%
200 ISHARES TR 3YRTB ETF 600 53,586 0.10%
Page 4 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2201 NORTHWEST BIOTHERAPEUTICS 240 1 0.00%
2202 NORTHERN TECH INTL CORP 55 1 0.00%
2203 NORTECH SYS INC 260 1 0.00%
2204 NISKA GAS STORAGE PARTNERS L 97 1 0.00%
2205 NEW MEDIA INVT GROUP INC COM 72 1 0.00%
2206 NBT BANCORP INC COM 49 1 0.00%
2207 NAVIOS MARITIME PARTNERS L P 50 1 0.00%
2208 NAUTILUS INC 125 1 0.00%
2209 NATIONAL RESH CORP CL A 100 1 0.00%
2210 SEMLER SCIENTIFIC INC 196 1 0.00%
2211 NATIONAL HEALTHCARE CORP 71 1 0.00%
2212 NASDAQ OMX GROUP 32 1 0.00%
2213 NANOSTRING TECHNOLOGIES INC 103 1 0.00%
2214 SERVICESOURCE INTL 230 1 0.00%
2215 SEVCON INC 179 1 0.00%
2216 SHENANDOAH TELECOMM CO CDT COM 57 1 0.00%
2217 MYR GROUP INC DEL COM 48 1 0.00%
2218 MORGAN STANLEY 12 1 0.00%
2219 SHORE BANCSHARES INC COM 69 1 0.00%
2220 MONMOUTH REAL ESTATE INVT CO 60 1 0.00%
2221 MOKO SOCIAL MEDIA LTD 234 1 0.00%
2222 SIGMATRON INTL INC 194 1 0.00%
2223 MODUSLINK GLOBAL SOLUTIONS INC 150 1 0.00%
2224 MIX TELEMATICS LTD 99 1 0.00%
2225 SINOVAC BIOTECH LTD 145 1 0.00%
2226 MICROVISION INC DEL 291 1 0.00%
2227 MICRONET ENERTEC TECH INC COM 200 1 0.00%
2228 SMART AND FINAL STORES INC COM 70 1 0.00%
2229 SMART TECHNOLOGIES INC 892 1 0.00%
2230 Smartpros Ltd 317 1 0.00%
2231 MICREL INC 100 1 0.00%
2232 MGP INGREDIENTS INC NEW COM 48 1 0.00%
2233 MFS INTERMEDIATE INCOME TRUST SH BEN INT 100 1 0.00%
2234 SOLAR SENIOR 95 1 0.00%
2235 MFS CALIF MUN FD 110 1 0.00%
2236 MEXCO ENERGY CORP 200 1 0.00%
2237 SOTHERLY HOTELS INC COM 95 1 0.00%
2238 MERIT MED SYS INC COM 117 1 0.00%
2239 MEI PHARMA INC 200 1 0.00%
2240 Medical Action Industries Inc OLD 100 1 0.00%
2241 MECOX LANE LIMITED SPON ADR REP 35 246 1 0.00%
2242 MARKET VECTORS ETF TR 34 1 0.00%
2243 MARINE PRODS CORP 120 1 0.00%
2244 MARATHON PATENT GROUP INCORPORATED COM NEW 67 1 0.00%
2245 MANITEX INTL INC COM 65 1 0.00%
2246 MANDALAY DIGITAL GROUP INC 187 1 0.00%
2247 MALIBU BOATS INCORPORATED COM CLASS A 36 1 0.00%
2248 MAINSOURCE FINANCIAL GP INC 34 1 0.00%
2249 LOGITECH INTL S A 81 1 0.00%
2250 LO-JACK CORP 140 1 0.00%
Page 45 of 48