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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2251 Crown Crafts Inc 118 879 0.00%
2252 VANGUARD LONG-TERM GOVERNMENT BOND ETF 12 868 0.00%
2253 SEACHANGE INTL INC 124 863 0.00%
2254 PRIMO WTR CORP COM 200 862 0.00%
2255 GALMED PHARMACEUTICALS LTD 100 860 0.00%
2256 MANDALAY DIGITAL GROUP INC 187 856 0.00%
2257 HF2 Financial Management Inc Sponser Shares 82 853 0.00%
2258 GRAY TELEVISION, INC CL A 134 847 0.00%
2259 INSTEEL IND 41 843 0.00%
2260 Odyssey Marine Exploration Inc 923 840 0.00%
2261 AIR INDS GROUP 79 837 0.00%
2262 TCF FINL CORP 300 834 0.00%
2263 GENOCEA BIOSCIENCES INC 92 833 0.00%
2264 EUROPEAN EQUITY FUND 101 829 0.00%
2265 SANDY SPRING BANCORP INC COM 36 824 0.00%
2266 NV5 HLDGS INC 300 822 0.00%
2267 COVISINT CORP 198 822 0.00%
2268 THL CR SR LN FD 47 819 0.00%
2269 TRIO TECH INTL 200 812 0.00%
2270 ALCOBRA LTD 52 803 0.00%
2271 FX ENERGY INC 262 796 0.00%
2272 BALDWIN AND LYONS INC CL B 32 790 0.00%
2273 FRIEDMAN INDS INC 99 787 0.00%
2274 LMI Aerospace, Inc. 61 781 0.00%
2275 ACTUATE CORP 200 780 0.00%
2276 CLEAN ENERGY FUELS CORPORATION COM 100 780 0.00%
2277 DIGITAL PWR CORP 600 773 0.00%
2278 ISHARES TR 7 772 0.00%
2279 T.G.C. INDUSTRIES INC 200 770 0.00%
2280 Integrated Electrical Svc 93 767 0.00%
2281 INDUSTRIAL SVCS AMER INC FLA 128 763 0.00%
2282 TCP INTL HLDGS LTD 100 762 0.00%
2283 TOWNEBANK PORTSMOUTH VA COM 56 760 0.00%
2284 UPBOUND GROUP INC COM 25 759 0.00%
2285 TORTOISE MLP FD INCORPORATED 26 755 0.00%
2286 TAIWAN FD INC 40 752 0.00%
2287 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 747 0.00%
2288 PMC-SIERRA INC 100 746 0.00%
2289 STERLING CONSTRUCTION CO INC 97 744 0.00%
2290 TILLYS INC CL A 99 744 0.00%
2291 SERVICESOURCE INTL 230 743 0.00%
2292 SOTHERLY HOTELS INC 95 741 0.00%
2293 BAZAARVOICE INC 100 739 0.00%
2294 BIOAMBER INC 300 735 0.00%
2295 MANITEX INTL INC 65 734 0.00%
2296 FRANCO NEVADA CORP 15 733 0.00%
2297 WISDOMTREE TR 28 720 0.00%
2298 WCI COMMUNITIES ORD 39 719 0.00%
2299 CAPITAL BK FINL CORP CL A COM 30 716 0.00%
2300 CONCURRENT COMPUTER CORP NEW COM PAR $.01 98 713 0.00%
Page 46 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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