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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2651 GERON CORP 352 0 0.00%
2652 AQUASITION CORP 500 0 0.00%
2653 TEXAS CAPITAL BANCSHARES INC 300 0 0.00%
2654 VECTRUS INC 300 0 0.00%
2655 AMERICAN SPECTRUM REALTY INC COM 32 0 0.00%
2656 ALPS ETF TR 500 0 0.00%
2657 INTERMUNE INC 50 0 0.00%
2658 AMBIENT CORPORATION NEW 200 0 0.00%
Page 54 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 DEVON ENERGY CORP NEW 648 44 0.08%
252 APPLIED MATLS INC 2,055 44 0.08%
253 MARATHON OIL CORP 1,137 43 0.08%
254 CUMMINS INC 329 43 0.08%
255 Alcoa 2,702 43 0.08%
256 AON PLC 489 43 0.08%
257 FIRST TR EXCNGE TRD ALPHADEX 1,552 43 0.08%
258 HORIZON PHARMA PLC SHS 3,505 43 0.08%
259 HESS CORP 441 42 0.08%
260 CME GROUP INC 531 42 0.08%
261 M D C HLDGS INC 1,644 42 0.08%
262 INTUIT 480 42 0.08%
263 AIR PRODS & CHEMS INC 324 42 0.08%
264 PUBLIC SVC ENTERPRISE GRP IN 1,120 42 0.08%
265 EXELON CORP 1,241 42 0.08%
266 STRYKER CORP 504 41 0.08%
267 DOMINOS PIZZA (USD) 529 41 0.08%
268 Pope Resources Ltd 600 41 0.08%
269 SEMPRA ENERGY 390 41 0.08%
270 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41 0.08%
271 CONAGRA BRANDS INC 1,213 40 0.08%
272 MICROSTRATEGY INC CL A NEW 302 40 0.08%
273 MARKEL CORP 63 40 0.08%
274 PUBLIC STORAGE 243 40 0.08%
275 VANGUARD SCOTTSDALE FDS 505 40 0.08%
276 SPDR INDEX SHS FDS 580 40 0.08%
277 DISH NETWORK A 627 40 0.08%
278 AMERIPRISE FINL INC 315 39 0.07%
279 MARRIOTT INTL INC NEW 565 39 0.07%
280 ZIMMER BIOMET HLDGS INC 384 39 0.07%
281 AUTONATION INC 782 39 0.07%
282 DUNKIN BRANDS GROUP INC COM 876 39 0.07%
283 ST JUDE MED INC 645 39 0.07%
284 HINGHAM INSTN SVGS MASS 467 38 0.07%
285 VIPSHOP HLDGS LTD 200 38 0.07%
286 EQUITY RESIDENTIAL 609 38 0.07%
287 AMERICANCAPITALA 1,773 38 0.07%
288 TE CONNECTIVITY LTD 690 38 0.07%
289 DBX ETF TR 1,449 37 0.07%
290 SANDISK CORP 378 37 0.07%
291 BECTON DICKINSON & CO 324 37 0.07%
292 AVAGO TECHNOLOGIES LTD SHS 423 37 0.07%
293 SPDR INDEX SHS FDS 1,447 37 0.07%
294 HOST HOTELS & RESORTS INC 1,742 37 0.07%
295 COGNIZANT TECHNOLOGY SOLUTIO 826 37 0.07%
296 SPDR S&P 600 SMALL CAP VALUE ETF 364 37 0.07%
297 Chubb Corporation 405 37 0.07%
298 POLYONE CORP 1,011 36 0.07%
299 WESTERN DIGITAL CORP 372 36 0.07%
300 TRIPADVISOR INC 389 36 0.07%
Page 6 of 48