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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $23,048,236.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 338,612 9,384,000 40.71%
2 WELLS FARGO & COMPANY/MN 202,180 5,604,000 24.31%
3 LPL Financial LLC 68,917 1,874,000 8.13%
4 GOLDMAN SACHS GROUP INC 64,989 1,801,000 7.81%
5 UBS AG 56,588 1,568,000 6.80%
6 BANK OF AMERICA CORP /DE/ 28,037 777,000 3.37%
7 OLD NATIONAL BANCORP /IN/ 24,245 672,000 2.92%
8 ROYAL BANK OF CANADA 15,452 428,000 1.86%
9 M&T BANK CORP 10,499 291,000 1.26%
10 Cambridge Investment Research Advisors, Inc. 10,409 288,000 1.25%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 6,814 189,000 0.82%
12 WFG Advisors, LP 2,501 69,000 0.30%
13 AMERIPRISE FINANCIAL INC 1,610 45,000 0.20%
14 Ground Swell Capital, LLC 1,552 43,000 0.19%
15 Winslow, Evans & Crocker, Inc. 226 6,236 0.03%
16 Private Advisor Group, LLC 200 6,000 0.03%
17 ENVESTNET ASSET MANAGEMENT INC 102 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.