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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 650 36,173 0.07%
302 JD COM INC 1,400 36,148 0.07%
303 PAYCHEX INC 644 36,128 0.07%
304 POLYONE CORP 1,011 35,971 0.07%
305 MARKET VECTORS ETF TR 496 35,851 0.07%
306 PG&E CORP 795 35,807 0.07%
307 INVESTORS TITLE CO NC COM 488 35,722 0.07%
308 RYDEX ETF TRUST 472 35,608 0.07%
309 TRIPADVISOR INC 389 35,562 0.07%
310 LOWES COS INC 671 35,509 0.07%
311 PROSHARES TR 413 35,458 0.07%
312 NV5 GLOBAL INC COM 3,700 34,965 0.07%
313 PRICE T ROWE GROUP INC 444 34,810 0.07%
314 MACYS INC 594 34,559 0.07%
315 MICHAEL KORS HLDGS LTD 484 34,553 0.07%
316 ALTISOURCE ASSET MGMT CORP 51 34,426 0.07%
317 ISHARES TR 426 34,421 0.07%
318 INTL PAPER CO 720 34,373 0.06%
319 SOUTH STATE CORP COM USD2.5 613 34,279 0.06%
320 ALLIANCE DATA SYSTEMS CORP 138 34,261 0.06%
321 MEASUREMENT SPECIA 400 34,244 0.06%
322 PRINCIPAL FIN GROUP 651 34,158 0.06%
323 FACTSET RESH SYS INC 281 34,150 0.06%
324 Welltower Inc. 546 34,054 0.06%
325 HUMANA INC 261 34,006 0.06%
326 SUNTRUST BKS INC 894 33,999 0.06%
327 CHIPOTLE MEXICAN GRILL INC 51 33,996 0.06%
328 PACCAR INC 597 33,954 0.06%
329 CHESAPEAKE ENERGY CORP 359 33,839 0.06%
330 INDEXIQ ETF TR 1,221 33,785 0.06%
331 AMPHASTAR PHARMACEUTICALS IN COM 2,887 33,634 0.06%
332 OXFORD INDS INC COM 550 33,545 0.06%
333 SK TELECOM LTD 1,100 33,374 0.06%
334 TYCO INTL LTD. 747 33,294 0.06%
335 AMERICAN ASSETS TR INC COM 1,000 32,970 0.06%
336 Dentsply Intl Inc 723 32,969 0.06%
337 MEAD JOHNSON NUTRITI 342 32,907 0.06%
338 ENSCO PLC 793 32,759 0.06%
339 CAMERON INTERNATIONAL COMPANY 492 32,659 0.06%
340 DOVER CORP 406 32,614 0.06%
341 WASHINGTON FED INC 1,601 32,596 0.06%
342 BIO RAD LABS INC 287 32,546 0.06%
343 EXPEDIA INC DEL 368 32,244 0.06%
344 SELECTIVE INS GROUP INC 1,455 32,214 0.06%
345 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,514 32,112 0.06%
346 AGILENT TECHNOLOGIES INC 561 31,966 0.06%
347 SPDR INDEX SHS FDS 873 31,943 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 31,854 0.06%
349 SHINHAN FINANCIAL GROUP CO L 700 31,822 0.06%
350 PROLOGIS INC 843 31,781 0.06%
Page 7 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48