Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
351 SMUCKER J M CO 318 31,479 0.06%
352 ISHARES 780 31,411 0.06%
353 WISDOMTREE TR 599 31,406 0.06%
354 AVALONBAY COMM 222 31,295 0.06%
355 ZOETIS INC 846 31,260 0.06%
356 DAVITA INC 427 31,231 0.06%
357 DOLLAR GEN CORP NEW 510 31,166 0.06%
358 MURPHY OIL CORP 547 31,130 0.06%
359 CAPITALA FIN CORP 1,748 30,975 0.06%
360 DELPHI AUTOMOTIVE PLC 504 30,915 0.06%
361 SHERWIN WILLIAMS CO 141 30,878 0.06%
362 ISHARES 600 30,780 0.06%
363 RYDEX ETF TRUST 377 30,707 0.06%
364 EDISON INTL 549 30,700 0.06%
365 VENTAS INC 495 30,665 0.06%
366 CLOROX CO DEL 319 30,637 0.06%
367 CERNER CORP 513 30,559 0.06%
368 CARNIVAL CORP 759 30,489 0.06%
369 MARATHON PETE CORP 359 30,397 0.06%
370 IMPAX LABORATORIES INC 1,276 30,254 0.06%
371 CHESAPEAKE ENERGY CORP 1,310 30,117 0.06%
372 MESA LABS INC 521 30,103 0.06%
373 BOSTON PROPERTIES 258 29,866 0.06%
374 BRF SA 1,250 29,738 0.06%
375 EXPRESS SCRIPTS HLDG CO 419 29,594 0.06%
376 MOODYS CORP 312 29,484 0.06%
377 TYSON FOODS INC 748 29,449 0.06%
378 ProShares UltraShort Nasdaq Bi 2,426 29,209 0.06%
379 NUCOR CORP 537 29,148 0.06%
380 OMNICOM GROUP INC 423 29,128 0.06%
381 RED HAT INC 518 29,086 0.05%
382 TERRA NITROGEN CO L P 200 28,880 0.05%
383 POWELL INDS INC COM 706 28,847 0.05%
384 PHOENIX COS INC NEW COM NEW 514 28,815 0.05%
385 INVESCO LTD 729 28,781 0.05%
386 WEYERHAEUSER CO 891 28,387 0.05%
387 EAGLE BANCORP INC MD 892 28,383 0.05%
388 SHUTTERFLY INC 581 28,318 0.05%
389 EDWARDS LIFESCIENCES CORP 277 28,296 0.05%
390 LAUDER ESTEE COS INC 378 28,244 0.05%
391 HARTFORD FINL SVCS GROUP INC 756 28,161 0.05%
392 CONSOLIDATED EDISON INC 495 28,047 0.05%
393 VITAMIN SHOPPE INC 629 27,921 0.05%
394 Atlantic Tele Netwrk N 517 27,866 0.05%
395 AMERISOURCEBERGEN CORP 360 27,828 0.05%
396 HELMERICH & PAYNE INC 284 27,795 0.05%
397 SEARS HLDGS CORP 1,100 27,753 0.05%
398 L BRANDS INC 414 27,730 0.05%
399 INTUITIVE SURGICAL INC 60 27,709 0.05%
400 ISHARES 500 27,476 0.05%
Page 8 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
201 MYOS CORP 3,778 54 0.10%
202 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53 0.10%
203 YUM BRANDS INC 741 53 0.10%
204 RAYTHEON CO 525 53 0.10%
205 INSULET CORPORATION 1,435 53 0.10%
206 GENERAL MLS INC 1,032 52 0.10%
207 CARDINAL HEALTH INC 699 52 0.10%
208 POWERSHARES ETF TRUST II 2,074 51 0.10%
209 EATON CORP PLC 801 51 0.10%
210 VALERO ENERGY CORP NEW 1,107 51 0.10%
211 CORNING INC 2,625 51 0.10%
212 DELTA AIRLINES INC DEL 1,422 51 0.10%
213 KRAFT HEINZ CO COM 902 51 0.10%
214 Nielsen Holdings B.V. 1,120 50 0.09%
215 GLOBAL X FDS 4,928 50 0.09%
216 SPDR INDEX SHS FDS 1,764 50 0.09%
217 AUTOZONE INC 98 50 0.09%
218 DISCOVER FINL SVCS 780 50 0.09%
219 CABOT OIL & GAS CORP 1,533 50 0.09%
220 GLOBAL X FDS 2,371 50 0.09%
221 MARTIN MARIETTA MATLS INC 380 49 0.09%
222 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49 0.09%
223 VIACOM INC NEW 642 49 0.09%
224 NXSTAGE MED INC COM 3,720 49 0.09%
225 JOHNSON CTLS INTL PLC 1,122 49 0.09%
226 CLAYMORE EXCHANGE TRADED FUND TST 2 GUGGENHEIM CHINA ALL-CAP ETF 1,810 49 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 49 0.09%
228 AMERICAN ELEC PWR INC 910 48 0.09%
229 NETEASE INC 562 48 0.09%
230 RYDEX ETF TRUST 818 48 0.09%
231 MARSH & MCLENNAN COS INC 918 48 0.09%
232 BAKER HUGHES INC 732 48 0.09%
233 McGraw Hill Group Inc 573 48 0.09%
234 AMEDISYS INC COM 2,397 48 0.09%
235 PIONEER NAT RES CO 240 47 0.09%
236 FREEPORT-MCMORAN INC 1,452 47 0.09%
237 NETFLIX INC 102 46 0.09%
238 CLAYMORE EXCHANGE TRD FD TR 1,017 46 0.09%
239 FRANKLIN RESOURCES INC 845 46 0.09%
240 BB&T CORP 1,212 45 0.09%
241 AFLAC INC 765 45 0.09%
242 ALLSTATE CORP 732 45 0.09%
243 ENSTAR GROUP LIMITED COM 327 45 0.09%
244 WASTE MGMT INC DEL 942 45 0.09%
245 ISHARES TR 495 45 0.09%
246 DEERE & CO 553 45 0.09%
247 VERTEX PHARMACEUTICALS INC 402 45 0.09%
248 SPDR INDEX SHS FDS 739 45 0.09%
249 PERRIGO CO PLC 291 44 0.08%
250 FIRST TR LRG CP VL ALPHADEX 1,029 44 0.08%
Page 5 of 48