Dark
Light
System
Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 131 holdings with a total value of $704,235,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 Arrowhead Pharma Inc 1,053,031 7,529,000 1.07%
102 URTHECAST CORP COM 2,450,900 7,726,000 1.10%
103 Trillium Therapeutics @19.50 U 359,202 7,838,000 1.11%
104 REPLIGEN CORP COM 190,000 7,841,000 1.11%
105 Carbon Natural Gas Company 10,888,889 8,058,000 1.14%
106 INCONTACT INC 842,949 8,320,000 1.18%
107 AEROVIRONMENT INC 336,159 8,767,000 1.24%
108 ARATANA THERAPEUTICS INC 600,000 9,072,000 1.29%
109 LRAD CORP 4,667,710 9,289,000 1.32%
110 CPI AEROSTRUCTURES INC COM NEW 931,040 9,320,000 1.32%
111 GIGAMON INC 284,585 9,388,000 1.33%
112 ULTRA CLEAN HLDGS INC 1,650,000 10,279,000 1.46%
113 Pure Technologies Ltd. 1,869,300 10,843,000 1.54%
114 MOSYS INC 6,036,615 11,470,000 1.63%
115 MAXLINEAR INC COM 968,397 11,718,000 1.66%
116 TREE.COM INC 152,469 11,986,000 1.70%
117 VITAE PHARMACEUTICALS INC 872,000 12,557,000 1.78%
118 Brightcove, Inc. 1,918,557 13,161,000 1.87%
119 ADEPT TECHNOLOGY INC 1,854,812 13,355,000 1.90%
120 NeoPhotonics Corp 1,467,481 13,398,000 1.90%
121 IDEAL PWR INC 1,681,935 14,111,000 2.00%
122 POWERSECURE INTL INC 1,018,018 15,026,000 2.13%
123 LEMAITRE VASCULAR INC COM 1,329,858 16,038,000 2.28%
124 Trillium Therapeutics Corp. 12,033,160 16,156,000 2.29%
125 PFENEX INC COM 858,775 16,660,000 2.37%
126 LIVEPERSON INC 1,895,455 18,594,000 2.64%
127 KOPIN CORP 6,126,598 21,137,000 3.00%
128 CEVA Inc 1,264,846 24,576,000 3.49%
129 Vocera Communications Inc 2,376,325 27,209,000 3.86%
130 PFSWEB INC COM STK 2,067,859 28,661,000 4.07%
131 OneSource Annuity Janus Aspen 111,068,490 41,338,000 5.87%
Page 3 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-15-000079, filed 2015.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.