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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001140361-15-020025) filed in 2015.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 11,477,646 14,498 14.61%
2 CASTLE A M & CO 2,900,000 3,402 3.43%
3 ISHARES TR 2,635,000 2,653 2.67%
4 CENVEO INC 1,751,600 1,519 1.53%
5 COACH INC 1,040,000 1,057 1.07%
6 RYERSON HLDG CORP COM 1,000,000 1,013 1.02%
7 GOOGLE INC 1,751 960 0.97%
8 EPLUS INC COM 10,574 919 0.93%
9 ISHARES TR 28,772 869 0.88%
10 NEWS CORP CL A 52,832 846 0.85%
11 LIGHT & WONDER INC COM 78,765 844 0.85%
12 NRG Yield Inc 16,162 820 0.83%
13 APPLE INC 6,133 763 0.77%
14 JD COM INC 25,731 756 0.76%
15 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 0.73%
16 VULCAN MATLS CO 393,697 708 0.71%
17 SELECT SECTOR SPDR TR 15,838 704 0.71%
18 NETFLIX INC 650,000 667 0.67%
19 CONSOLIDATED TOMOKA LD CO 10,948 653 0.66%
20 CSG SYS INTL INC 20,790 632 0.64%
21 SEMPRA ENERGY 5,666 618 0.62%
22 EXTREME NETWORKS INC 188,280 595 0.60%
23 AUTODESK INC 10,068 590 0.59%
24 Global Ship Lease Inc 24,810,068 585 0.59%
25 UNITED PARCEL SERVICE INC 5,600 543 0.55%
26 HELEN OF TROY CORP LTD 6,638 541 0.55%
27 CREDIT SUISSE GROUP 500,000 531 0.54%
28 AUTOZONE INC 779 531 0.54%
29 IAC INTERACTIVECORP 7,809 527 0.53%
30 CONSOL ENERGY INC 520,000 513 0.52%
31 TABLEAU SOFTWARE INC 5,470 506 0.51%
32 HUBBELL INC CLASS B 4,610 505 0.51%
33 SPDR SERIES TRUST 13,707 505 0.51%
34 ARGAN INC 13,797 499 0.50%
35 LINCOLN ELEC HLDGS INC 7,576 495 0.50%
36 DSW INC CL A 13,422 495 0.50%
37 MOLSON COORS BREWING CO 6,491 483 0.49%
38 AMDOCS LTD 8,842 481 0.48%
39 FLEETCOR TECHNOLOGIES INC 3,120 471 0.47%
40 A10 NETWORKS INC 106,702 462 0.47%
41 QUAD/GRAPHICS INC 20,053 461 0.46%
42 CHIPMOS TECH BERMUDA LTD 18,626 459 0.46%
43 CARBONITE INC COM 32,023 458 0.46%
44 ANALOG DEVICES INC 7,231 456 0.46%
45 GRACO INC 6,279 453 0.46%
46 USG Corp 16,965 453 0.46%
47 M D C HLDGS INC COM 15,879 453 0.46%
48 TIME WARNER INC NEW 2,972 445 0.45%
49 ALLIANCE DATA SYSTEMS CORP 1,500 444 0.45%
50 MORGANS HOTEL GROUP CO 56,482 438 0.44%
Page 1 of 6
New Holding filing (0001493152-17-007908) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 153,500 31,687 48.93% Call
2 SPDR S&P 500 ETF TR 25,000 5,161 7.97% Put
3 SPDR S&P 500 ETF TR 20,000 4,129 6.38% Put
4 Ishares - Japan 29,200 1,464 2.26% Call
5 WESTERN DIGITAL CORP 15,000 1,365 2.11% Call
6 BROADCOM CORP CL A 30,000 1,299 2.01% Call
7 XILINX INC 30,000 1,269 1.96% Call
8 XILINX INC 30,000 1,269 1.96% Call
9 E M C CORP MASS COM 45,000 1,150 1.78% Call
10 CISCO SYS INC 35,000 963 1.49% Call
11 BROADCOM CORP CL A 20,000 866 1.34% Call
12 YELP INC 17,200 814 1.26% Call
13 MAXIM INTEGR 22,500 783 1.21% Call
14 YUM BRANDS INC 13,500 764 1.18% Call
15 Market Vectors Biotech 5,500 713 1.10% Put
16 DELPHI AUTOMOTIVE PLC 8,000 638 0.99% Call
17 F5 NETWORKS INC 5,500 632 0.98% Call
18 ISHARES TR 5,000 622 0.96% Put
19 MAXIM INTEGR 16,900 588 0.91% Call
20 YUM BRANDS INC 10,000 566 0.87% Call
21 OMNIVISION TECHS INC 19,600 517 0.80% Put
22 TIVO INC 25,700 468 0.72% Call
23 HD SUPPLY HLDGS INCORPORATED 15,000 467 0.72% Call
24 NVIDIA CORPORATION 22,200 465 0.72% Call
25 DOVER CORP 5,900 408 0.63% Call
26 DIEBOLD NXDF INC 11,400 404 0.62% Call
27 VMWARE INC 4,600 377 0.58% Call
28 FORTINET INC 10,500 367 0.57% Put
29 TECH DATA CORP 6,300 364 0.56% Call
30 QORVO INC 4,500 359 0.55% Call
31 ALIBABA GROUP HLDG LTD 4,200 350 0.54% Call
32 ARM HOLDINGS PLC ADR 7,000 345 0.53% Call
33 CITRIX SYS INC 5,800 295 0.46% Call
34 ROCKWELL AUTOMATION INC 2,500 290 0.45% Call
35 TERADYNE INC 15,000 283 0.44% Call
36 MAXIM INTEGR 8,000 278 0.43% Call
37 CURRENCYSHARES JAPANESE YEN TRUST 3,400 275 0.42% Put
38 BAIDU INC 1,300 271 0.42% Call
39 AT&T INC 8,000 261 0.40% Call
40 INTERSIL CORP 18,000 258 0.40% Call
41 MICROSOFT CORP 6,000 244 0.38% Call
42 AMERICAN EXPRESS CO 3,000 234 0.36% Call
43 INFORMATICA CORP 5,000 219 0.34% Call
44 PROSHARES TR 10,000 213 0.33% Call
New Holding filing (0001493152-16-010672) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 25,042 5,169 31.07%
2 ISHARES TR 7,051 877 5.27%
3 Vaneck Vectors Gold 28,248 515 3.10%
4 LYONDELLBASELL INDUSTRIES N 4,588 403 2.42%
5 BAIDU INC 1,760 367 2.21%
6 SOUTHERN CO 8,088 358 2.15%
7 DISNEY WALT CO 3,291 345 2.07%
8 SALESFORCE COM INC 4,528 303 1.82%
9 AECOM 9,775 301 1.81%
10 GAMESTOP CORP NEW 7,870 299 1.80%
11 COGENT COMMUNICATIONS HLDGS IN COM NEW 8,412 297 1.79%
12 ISHARES NASDAQ BIOTECHNOLOGY ETF 495 275 1.65%
13 GRAHAM HLDGS CO 260 273 1.64%
14 TRUEBLUE INC COM 11,163 272 1.63%
15 OCCIDENTAL PETE CORP DEL 3,696 270 1.62%
16 BROOKDALE SR LIVING INC 6,897 260 1.56%
17 WELLS FARGO & CO NEW 4,659 253 1.52%
18 NEWPORT CORP 13,219 252 1.51%
19 GARMIN LTD 5,115 243 1.46%
20 AMERICAN EXPRESS CO 3,060 239 1.44%
21 BECTON DICKINSON & CO 1,579 227 1.36%
22 WINNEBAGO INDS INC COM 10,450 222 1.33%
23 COMMUNITY HEALTH SYS INC NEW 4,180 219 1.32%
24 DISH NETWORK A 3,096 217 1.30%
25 VERISIGN INC 3,207 215 1.29%
26 KENNAMETAL INC 6,324 213 1.28%
27 YAHOO INC 4,801 213 1.28%
28 DARDEN RESTAURANTS INC 3,043 211 1.27%
29 WILLIAMS COS INC DEL 4,155 210 1.26%
30 CORNERSTONE ONDEMAND INC 7,220 209 1.26%
31 RALLY SOFTWARE DEV CORP 13,300 209 1.26%
32 PUBLIC SVC ENTERPRISE GRP IN 4,901 205 1.23%
33 REMY INTL INC NEW 9,218 205 1.23%
34 MARINEMAX INC COM 7,686 204 1.23%
35 ALTRIA GROUP INC 4,020 201 1.21%
36 VITESSE SEMICONDUCTOR CORP 34,842 185 1.11%
37 Pandora Media Inc 11,400 185 1.11%
38 FORD MTR CO DEL 11,400 184 1.11%
39 PIER 1 IMPORTS INC 12,112 169 1.02%
40 RPX CORP 11,181 161 0.97%
41 BANC OF CALIFORNIA INC COM 12,650 156 0.94%
42 KBR INC 10,484 152 0.91%
43 AMERICAN VANGUARD CORP COM 10,801 115 0.69%
44 BARRICK GOLD CORP 10,100 111 0.67%
45 OPOWER INC 10,133 103 0.62%
46 RIO ALTO MNG LTD NEW 42,025 103 0.62%
47 PDL BIOPHARMA INC 11,005 77 0.46%
48 EVINE LIVE INC 10,268 69 0.41%
49 MAGNACHIP SEMICONDUCTOR CORP 11,302 62 0.37%
50 CLIFFS NAT RES INC 11,221 54 0.32%
Restatement filing (0001493152-16-010670) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
101 HD SUPPLY HLDGS INCORPORATED 9,686 302 0.43%
102 DOLLAR GEN CORP NEW 3,990 301 0.43%
103 MERCK & CO INC 5,208 299 0.43%
104 FACEBOOK INC 3,631 299 0.43%
105 MONSANTO CO NEW 2,646 298 0.42%
106 KELLY SVCS INC CL A 17,100 298 0.42%
107 SELECT SECTOR SPDR TR 6,072 296 0.42%
108 CALPINE CORP 12,959 296 0.42%
109 EL POLLO LOCO HLDGS INC 11,450 293 0.42%
110 NISOURCE 6,550 289 0.41%
111 LIMONEIRA CO 13,212 288 0.41%
112 TUTOR PERINI CORP 12,300 287 0.41%
113 VECTOR GROUP LTD 12,910 284 0.40%
114 KORN FERRY COM NEW 8,612 283 0.40%
115 GENERAL DYNAMICS CORP 2,086 283 0.40%
116 CISCO SYS INC 10,246 282 0.40%
117 CHECK POINT SOFTWARE TECH LT 3,437 282 0.40%
118 BAXTER INTL INC 4,104 281 0.40%
119 S&P GLOBAL INC 2,719 281 0.40%
120 VIPSHOP HLDGS LTD 9,500 280 0.40%
121 UNITED RENTALS INC 3,057 279 0.40%
122 NORTH AMERN ENERGY PARTNERS COM 95,807 279 0.40%
123 SHOE CARNIVAL INC 9,302 274 0.39%
124 NOKIA CORP 36,045 273 0.39%
125 Nielsen Holdings B.V. 6,088 271 0.39%
126 LEVEL 3 COMM 5,015 270 0.38%
127 PATTERN ENERGY GROUP INC 9,285 263 0.37%
128 BANK AMER CORP 17,100 263 0.37%
129 LIBERTY PROP 7,341 262 0.37%
130 LIONS GATE ENTERTN 7,600 258 0.37%
131 PG&E CORP 4,797 255 0.36%
132 EAST WEST BANCORP INC 6,183 250 0.36%
133 TEVA PHARMACEUTICAL INDS LTD 3,990 249 0.35%
134 NOODLES AND CO CL A 14,250 249 0.35%
135 ADOBE INC 3,372 249 0.35%
136 LIBERTY BROADBAND CORP COM SER A 4,389 248 0.35%
137 WORTHINGTON INDS INC 9,313 248 0.35%
138 VIACOM INC NEW 3,610 248 0.35%
139 Royal Gold Inc 19,223 247 0.35%
140 DANAHER CORP DEL 2,914 247 0.35%
141 BANCORPSOUTH INC 10,533 245 0.35%
142 MBIA INC 26,049 242 0.34%
143 EXAR CORPORATION 24,039 242 0.34%
144 AV HOMES INC 14,944 239 0.34%
145 ACCURAY INCORPORATED COM 25,650 239 0.34%
146 TANGOE INC COM DELETED 17,100 236 0.34%
147 Monster Beverage Corpo 1,703 236 0.34%
148 CABELAS INC 4,188 234 0.33%
149 JOHNSON & JOHNSON 2,266 228 0.32%
150 VISTEON CORP COM NEW 2,352 227 0.32%
Page 3 of 5
Restatement filing (0001140361-15-023794) filed in 2015.06.10. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 ON TRACK INNOVATION LTD 15,380 23 0.03%
2 ION GEOPHYSICAL CORP 16,046 35 0.04%
3 MERU NETWORKS INC 24,375 35 0.04%
4 FRONTLINE LTD ORD 15,769 35 0.04%
5 ATLANTIC PWR CORP 12,882 36 0.04%
6 PARKER DRILLING COMPANY 10,334 36 0.04%
7 RIGEL PHARMACEUTICAL INC 10,893 39 0.04%
8 VAALCO ENERGY INC 17,334 42 0.05%
9 GIGPEAK INC 38,447 47 0.05%
10 TeleCommunication Systems Inc. 12,170 47 0.05%
11 REX ENERGY CORPORATION 15,456 57 0.07%
12 MERGE HEALTHCARE INC 13,937 62 0.07%
13 COMSTOCK RES INC COM NEW 17,422 62 0.07%
14 CAREER EDUCATION CRP 12,566 63 0.07%
15 ADCARE HEALTH SYSTEMS INC 14,589 64 0.07%
16 BAZAARVOICE INC 11,474 65 0.07%
17 EMCORE CORP 12,020 65 0.07%
18 STERLING CONSTRUCTION CO INC 14,820 67 0.08%
19 HUDSON TECHNOLOGIES INC 16,368 68 0.08%
20 ANGIES LIST INC 13,300 78 0.09%
21 Nuverra Environmental Solutions Inc 22,981 82 0.09%
22 Cinedigm Corp 52,233 85 0.10%
23 API TECHNOLOGIES CORP 41,934 87 0.10%
24 LATTICE SEMICONDUCTOR CORP 14,652 93 0.11%
25 SFX ENTMT INC 22,707 93 0.11%
26 PMC-SIERRA INC 10,379 96 0.11%
27 FIVE STAR SENIOR LIVING INC 22,230 99 0.11%
28 INVESTORS REAL 13,300 100 0.11%
29 CHRISTOPHER & BANKS CORP 18,000 100 0.11%
30 New York REIT Inc 10,333 108 0.12%
31 CHANNELADVISOR CORP COM 11,439 111 0.13%
32 NUVEEN PREFERRED SECURITIES 12,409 113 0.13%
33 ABERDEEN ASIA PACIFIC INCOM 20,970 113 0.13%
34 COMMERCIAL VEH GROUP INC 17,670 114 0.13%
35 QUANTUM CORP COM DSSG 72,085 115 0.13%
36 BUILDERS FIRSTSOURCE 17,232 115 0.13%
37 ALLOT COMMUNICATIONS LTD 13,110 115 0.13%
38 GREAT LAKES DREDGE & DOCK CO 19,290 116 0.13%
39 RIGHTSIDE GROUP LTD 11,928 121 0.14%
40 ZYNGA INC 44,034 125 0.14%
41 ENERNOC INC 11,400 130 0.15%
42 SCICLONE PHARMACEUTICALS INC 14,742 131 0.15%
43 PENN WEST PETE LTD NEW 80,297 133 0.15%
44 TREMOR VIDEO INC 56,868 133 0.15%
45 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 50,627 135 0.15%
46 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 23,585 144 0.16%
47 COVISINT CORP 70,843 144 0.16%
48 INTRALINKS HLDGS INC 14,033 145 0.17%
49 EARTHLINK HOLDINGS ORD 33,639 149 0.17%
50 LEVY ACQUISITION CORP 11,400 150 0.17%
Page 1 of 5