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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
51 FEDEX CORP 4,116 593 0.33%
52 GOODYEAR TIRE & RUBR CO 20,217 593 0.33%
53 GENERAL DYNAMICS CORP 4,282 591 0.33%
54 GALLAGHER ARTHUR J & CO 14,012 578 0.33%
55 DU PONT E I DE NEMOURS & CO 11,904 574 0.32%
56 WHIRLPOOL CORP 3,880 571 0.32%
57 MOBILEYE N V AMSTELVEEN 12,500 569 0.32% Call
58 GENERAC HLDGS INC 18,800 566 0.32% Put
59 SAFETY INS GROUP INC COM 10,353 561 0.32%
60 HELEN OF TROY CORP LTD 6,266 560 0.32%
61 COTT CORP QUE 51,722 560 0.32%
62 WESTERN DIGITAL CORP 6,763 537 0.30%
63 CURENCYSHARES EURO TR EURO SHS 4,900 537 0.30% Put
64 ALLIED WRLD ASSUR COM HLDG A 14,012 535 0.30%
65 AUTOZONE INC 737 533 0.30%
66 AMERICAN EQTY INVT LIFE HLD 22,827 532 0.30%
67 YAHOO INC 18,284 526 0.30%
68 STARZ SERIES A 13,993 522 0.29%
69 DIAMOND FOODS INC 16,703 515 0.29%
70 FANG HOLDINGS LTD 77,926 514 0.29%
71 Aspen Insurance Holdingf 11,046 513 0.29%
72 MATRIX SVC CO 22,801 512 0.29%
73 EMERSON ELEC CO 11,496 508 0.29%
74 OCLARO INC 218,359 502 0.28%
75 EXPEDIA INC DEL 4,263 502 0.28%
76 CONNS INC 20,800 500 0.28% Call
77 Global Ship Lease Inc 107,685 500 0.28%
78 BROADSOFT INC 16,665 499 0.28%
79 NIELSEN HLDGS PLC 11,206 498 0.28%
80 XPO LOGISTICS INC 20,900 498 0.28% Call
81 PEPCO HOLDINGS INC 20,536 497 0.28%
82 CONNS INC 20,003 497 0.28%
83 HONEYWELL INTL INC 5,108 484 0.27%
84 FLY LEASING LTD SPONSORED ADR 36,235 478 0.27%
85 XPO LOGISTICS INC 20,180 477 0.27%
86 ROCKWELL AUTOMATION INC 4,632 470 0.27%
87 Atlantica Yield plc 17,242 467 0.26%
88 BRANDYWINE RLTY TR 36,525 450 0.25%
89 HARTFORD FINL SVCS GROUP INC 9,800 449 0.25%
90 XL GROUP PLC 12,192 443 0.25%
91 ITT Corp 13,245 443 0.25%
92 DISCOVER FINL SVCS 8,398 437 0.25%
93 CABELAS INC 9,462 431 0.24%
94 ATLAS FINANCIAL HOLDINGS INC SHS NEW 23,113 428 0.24%
95 WAL-MART STORES INC 6,596 428 0.24%
96 ACE LTD 4,109 425 0.24%
97 D R HORTON INC 14,367 422 0.24%
98 SCHLUMBERGER LTD 6,117 422 0.24%
99 TERRAFORM PWR INC CL A COM 29,695 422 0.24%
100 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 70,000 418 0.24%
Page 2 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURENCYSHARES EURO TR EURO SHS 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
2 ISHARES TR 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 WHIRLPOOL CORP 3,887 572 1.82%
8 DANAHER CORP DEL 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 WAL-MART STORES INC 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 SELECT SECTOR SPDR TR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
17 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 ISHARES TR 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
21 KINDER MORGAN INC DEL 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 SOTHEBYS 10,892 348 1.11%
24 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
27 DOMINION ENERGY INC 4,169 293 0.93%
28 BROOKDALE SENIOR LIVING INC COM 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 CHEVRON CORP NEW 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO 6,736 270 0.86%
35 PRIMORIS SVCS CORP 15,100 270 0.86%
36 SELECT SECTOR SPDR TR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 MICROSOFT CORP 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 MONSANTO CO NEW 2,806 239 0.76%
46 CITIGROUP INC 4,801 238 0.76%
47 HD SUPPLY 8,126 233 0.74%
48 CARDTRONICS INC. 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY WALT CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 ZOGENIX INC 17,478 236 0.22%
2 ZAGG INCORPORATED 13,181 89 0.08%
3 YY INC 6,000 327 0.30%
4 YANDEX N V 34,686 372 0.35%
5 YAMANA GOLD INC 19,220 32 0.03%
6 WINDSTREAM HLDGS INC 21,761 134 0.12%
7 WESTERN ASSET HIGH INCM OPP FD 15,000 70 0.07%
8 WEBSITE PROS INC COM 21,278 449 0.42%
9 WABASH NATL CORP 15,232 161 0.15%
10 VOYA RISK MANAGED NAT RES FD 26,882 162 0.15%
11 VOYA EMERGING MKTS HIGH DIVI 31,928 246 0.23%
12 VONAGE HLDGS CORP 20,459 120 0.11%
13 VIVUS INC 16,050 26 0.02%
14 VISTEON CORP COM NEW 2,975 301 0.28%
15 VISA INC 3,877 270 0.25%
16 VINCE HLDG CORP 22,872 78 0.07%
17 VIAVI SOLUTIONS INC 24,245 130 0.12%
18 VIACOM INC NEW 7,707 333 0.31%
19 VIACOM INC NEW 8,800 390 0.36%
20 VALMONT INDS INC 3,079 292 0.27%
21 UNITED CONTL HLDGS INC 4,841 257 0.24%
22 ULTRA CLEAN HLDGS INC 19,901 114 0.11%
23 U S G CORP 11,217 299 0.28%
24 U S CONCRETE INC COM 8,516 407 0.38%
25 TWENTY FIRST CENTY FOX INC 28,305 764 0.71%
26 TRI CONTL CORP 11,163 218 0.20%
27 TREMOR VIDEO INC 85,905 160 0.15%
28 TRANSGLOBE ENERGY CORP 68,048 180 0.17%
29 TOPBUILD CORP 9,923 307 0.29%
30 TIMKEN CO COM 8,382 230 0.21%
31 TIME WARNER INC 3,895 268 0.25%
32 TILLYS INC CL A 17,840 131 0.12%
33 TEVA PHARMACEUTICAL INDS LTD 5,899 333 0.31%
34 TERRAFORM PWR INC CL A COM 34,537 491 0.46%
35 TERRAFORM GLOBAL INC CL A 17,247 115 0.11%
36 TENET HEALTHCARE CORP 6,869 254 0.24%
37 TANGOE INC 37,400 269 0.25%
38 TANGER FACTORY OUTLET CTRS I 12,450 410 0.38%
39 TA Associates Management LP 10,768 115 0.11%
40 SYSOREX GLOBAL COM NEW 19,316 20 0.02%
41 SUPERNUS PHARMACEUTICALS INC 13,913 195 0.18%
42 SUNEDISON INC 29,391 211 0.20%
43 SUNCOKE ENERGY INC COM 27,978 218 0.20%
44 STUDENT TRANSN INC 18,060 73 0.07%
45 STERLING CONSTRUCTION CO INC 45,960 189 0.18%
46 STARZ SERIES A 15,541 580 0.54%
47 STAPLES INC 10,242 120 0.11%
48 SPECTRANETICS CORP 16,703 197 0.18%
49 SPDR SERIES TRUST 8,993 607 0.57%
50 SPDR SERIES TRUST 25,527 849 0.79%
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