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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $19,772,091.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 842,532 5,080,000 25.69%
2 MORGAN STANLEY 680,912 4,105,000 20.76%
3 Invesco Ltd. 384,081 2,316,000 11.71%
4 RAYMOND JAMES & ASSOCIATES 206,028 1,242,000 6.28%
5 GUGGENHEIM CAPITAL LLC 206,009 1,242,000 6.28%
6 LPL Financial LLC 162,369 995,000 5.03%
7 BNP PARIBAS FINANCIAL MARKETS 140,760 848,783 4.29%
8 BANK OF AMERICA CORP /DE/ 136,827 825,000 4.17%
9 WOLVERINE ASSET MANAGEMENT LLC 120,746 728,000 3.68%
10 AMERIPRISE FINANCIAL INC 60,834 367,000 1.86%
11 Commonwealth Equity Services, Inc 48,069 290,000 1.47%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 35,974 217,000 1.10%
13 WELLS FARGO & COMPANY/MN 34,013 205,000 1.04%
14 AMERICAN INTERNATIONAL GROUP, INC. 32,800 198,000 1.00%
15 BOOTHBAY FUND MANAGEMENT, LLC 26,882 162,000 0.82%
16 ROBLE, BELKO & COMPANY, INC 22,404 135,000 0.68%
17 GEODE CAPITAL MANAGEMENT, LLC 21,213 127,000 0.64% PRN
18 Cambridge Investment Research Advisors, Inc. 18,638 112,000 0.57%
19 UBS Group AG 18,212 110,000 0.56%
20 Investors Capital Advisory Services 15,487 93,000 0.47%
21 BB&T SECURITIES, LLC 13,806 83,000 0.42%
22 OPPENHEIMER & CO INC 12,552 76,000 0.38%
23 WFG Advisors, LP 7,400 45,000 0.23%
24 US BANCORP \DE\ 7,000 42,000 0.21%
25 ROYAL BANK OF CANADA 6,657 40,000 0.20%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,907 24,000 0.12%
27 MSI Financial Services Inc 3,706 22,000 0.11%
28 Carroll Financial Associates, Inc. 3,000 18,000 0.09%
29 CITIGROUP INC 1,830 11,000 0.06%
30 DEUTSCHE BANK AG\ 1,190 7,000 0.04%
31 Cordasco Financial Network 575 3,000 0.02%
32 Windsor Capital Management, LLC 200 1,000 0.01%
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.01%
34 Creative Planning 170 1,000 0.01%
35 RISK PARADIGM GROUP, LLC 51 308 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.