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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
101 D R HORTON INC 14,367 422 0.24%
102 DDR CORP 24,797 381 0.22%
103 DEL FRISCOS RESTAURANT GROUP COM 42,779 594 0.34%
104 DELAWARE ENHANCED GBL DIV & 30,860 286 0.16%
105 DENBURY RESOURCES INC 15,700 38 0.02% Put
106 DEUTSCHE MULTI-MKT INCOME TR 21,800 161 0.09%
107 DEUTSCHE STRATEGIC INCOME TR SHS 15,921 164 0.09%
108 DIAMOND FOODS INC 16,703 515 0.29%
109 DICE HOLDINGS INC 11,695 85 0.05%
110 DINE BRANDS GLOBAL INC 2,562 235 0.13%
111 DISCOVER FINL SVCS 8,398 437 0.25%
112 DR PEPPER SNAPPLE GROUP INC 2,537 201 0.11%
113 DU PONT E I DE NEMOURS & CO 11,904 574 0.32%
114 Del Taco Restaurants, Inc. 19,952 279 0.16%
115 Dipexium Pharmaceuticals Inc 18,043 253 0.14%
116 Dynamic Materials 20,065 191 0.11%
117 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 70,000 418 0.24%
118 EAGLE MATERIALS INC 9,472 648 0.37%
119 EARTHLINK HOLDINGS ORD 21,032 164 0.09%
120 EASTERLY GOVT PPTYS INC 38,728 618 0.35%
121 EASTMAN CHEM CO 10,652 689 0.39%
122 EMCORE CORP 45,638 310 0.17%
123 EMERSON ELEC CO 11,496 508 0.29%
124 ENDO INTL PLC 3,854 265 0.15%
125 ENERGIZER HLDGS INC NEW COM 5,352 207 0.12%
126 ENERGY TRANSFER L P 8,900 185 0.10% Call
127 ENERNOC INC 17,600 139 0.08%
128 ENERSYS 3,898 209 0.12%
129 ENTERGY CORP NEW 3,273 213 0.12%
130 EPLUS INC COM 10,346 818 0.46%
131 EQT CORP 3,709 240 0.14%
132 EVERI HLDGS INC 45,743 235 0.13%
133 EXELON CORP 23,929 711 0.40%
134 EXFO INC 81,756 246 0.14%
135 EXPEDIA INC DEL 4,263 502 0.28%
136 EXTREME NETWORKS INC 440,272 1,479 0.83%
137 FCB FINL HLDGS INC CL A 9,210 300 0.17%
138 FEDEX CORP 4,116 593 0.33%
139 FERRO CORP 15,141 166 0.09%
140 FINISH LINE INC CL A 10,562 204 0.12%
141 FIRST HORIZON CORPORATION COM 21,654 307 0.17%
142 FIRST MAJESTIC SILVER CORP 46,005 148 0.08%
143 FIRST REP BK SAN FRANCISCO C 14,172 890 0.50%
144 FIRST TR HIGH INCOME L/S FD 10,596 149 0.08%
145 FIRSTENERGY CORP 7,033 220 0.12%
146 FLAGSTAR BANCORP INC 10,665 219 0.12%
147 FLAMEL TECHNOLOGIES SA SPONSORED ADR 17,368 283 0.16%
148 FLOTEK INDS INC DEL COM NEW 12,623 211 0.12%
149 FLOWSERVE CORP 8,700 358 0.20% Call
150 FLY LEASING LIMITED SPONSORED ADR 36,235 478 0.27%
Page 3 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
2 ISHARES TR 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 WHIRLPOOL CORP 3,887 572 1.82%
8 DANAHER CORP DEL 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 WAL-MART STORES INC 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 SELECT SECTOR SPDR TR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
17 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 ISHARES TR 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
21 KINDER MORGAN INC DEL 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 SOTHEBYS 10,892 348 1.11%
24 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
27 DOMINION ENERGY INC 4,169 293 0.93%
28 BROOKDALE SR LIVING INC 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 CHEVRON CORP NEW 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO 6,736 270 0.86%
35 PRIMORIS SVCS CORP 15,100 270 0.86%
36 SELECT SECTOR SPDR TR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 MICROSOFT CORP 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 MONSANTO CO NEW 2,806 239 0.76%
46 CITIGROUPINC 4,801 238 0.76%
47 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
48 CARDTRONICS INC COM 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY WALT CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 EXTREME NETWORKS INC 458,181 1,539 1.43%
2 LIGHT & WONDER INC COM 113,256 1,184 1.10%
3 CONSOLIDATED TOMOKA LD CO 23,319 1,161 1.08%
4 MCKESSON CORP 6,244 1,155 1.08%
5 GENERAL MTRS CO 34,843 1,046 0.98%
6 PPG INDS INC 10,542 924 0.86%
7 KANSAS CITY SOUTHERN 9,952 904 0.84%
8 FIRST REP BK SAN FRANCISCO C 14,172 890 0.83%
9 SHUTTERFLY INC 24,433 873 0.81%
10 NEWS CORP CL A 69,131 872 0.81%
11 SPDR SERIES TRUST 25,527 849 0.79%
12 EPLUS INC COM 10,346 818 0.76%
13 TWENTY FIRST CENTY FOX INC 28,305 764 0.71%
14 ROCKWELL AUTOMATION INC 7,459 757 0.71%
15 LYONDELLBASELL INDUSTRIES N 9,015 751 0.70%
16 QTS RLTY TR INC 16,493 721 0.67%
17 QIHOO 360 TECHNOLOGY CO LTD 15,000 717 0.67%
18 EXELON CORP 23,929 711 0.66%
19 EAGLE MATERIALS INC 10,214 699 0.65%
20 EASTMAN CHEM CO 10,763 697 0.65%
21 ITT Corp 20,860 697 0.65%
22 SOLERA HOLDINGS INC 12,746 688 0.64%
23 AUTOZONE INC 921 667 0.62%
24 ADTRAN INC COM 45,449 664 0.62%
25 AIR PRODS & CHEMS INC 5,198 663 0.62%
26 ASTORIA FINL CORPORATION 41,099 662 0.62%
27 ARGAN INC 19,047 661 0.62%
28 KORN FERRY COM NEW 19,723 652 0.61%
29 EMERSON ELEC CO 14,569 644 0.60%
30 AV HOMES INC 47,425 641 0.60%
31 COMCAST CORP NEW 11,245 640 0.60%
32 Red Lion Hotels 75,203 639 0.60%
33 PATRICK INDS INC 16,130 637 0.59%
34 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.59%
35 SONUS NETWORKS INC 109,366 626 0.58%
36 NEXTERA ENERGY INC 6,378 622 0.58%
37 EASTERLY GOVT PPTYS INC 38,728 618 0.58%
38 KAR AUCTION SVCS INC 17,340 616 0.57%
39 NAUTILUS INC 40,806 612 0.57%
40 DEL FRISCOS RESTAURANT GROUP COM 43,958 611 0.57%
41 SPDR SERIES TRUST 8,993 607 0.57%
42 GOODYEAR TIRE & RUBR CO 20,217 593 0.55%
43 FEDEX CORP 4,117 593 0.55%
44 GENERAL DYNAMICS CORP 4,295 592 0.55%
45 DU PONT E I DE NEMOURS & CO 12,179 587 0.55%
46 GALLAGHER ARTHUR J & CO 14,065 581 0.54%
47 STARZ SERIES A 15,541 580 0.54%
48 SAFETY INS GROUP INC COM 10,684 579 0.54%
49 SELECT SECTOR SPDR TR 14,048 561 0.52%
50 PEPCO HOLDINGS INC 22,212 538 0.50%
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