| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Atria Investments, Inc | 1,816 | 128,883,000 | 44.84% | ||
| 2 | MORGAN STANLEY | 2,827,788 | 39,843,000 | 13.86% | ||
| 3 | WELLS FARGO & COMPANY/MN | 990,707 | 13,959,000 | 4.86% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 963,594 | 13,577,000 | 4.72% | ||
| 5 | THIRD AVENUE MANAGEMENT LLC | 841,294 | 11,854,000 | 4.12% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 713,742 | 10,056,000 | 3.50% | ||
| 7 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 455,887 | 6,419,000 | 2.23% | ||
| 8 | BESSEMER GROUP INC | 420,000 | 5,918,000 | 2.06% | ||
| 9 | Pine River Capital Management L.P. | 384,994 | 5,424,000 | 1.89% | ||
| 10 | Saba Capital Management, L.P. | 378,229 | 5,329,000 | 1.85% | ||
| 11 | Invesco Ltd. | 372,353 | 5,246,000 | 1.83% | ||
| 12 | UBS Group AG | 279,947 | 3,944,000 | 1.37% | ||
| 13 | Carlson Capital, L.P. | 224,666 | 3,166,000 | 1.10% | ||
| 14 | AQR ARBITRAGE LLC | 202,932 | 2,859,000 | 0.99% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 178,274 | 2,512,000 | 0.87% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 145,974 | 2,057,000 | 0.72% | ||
| 17 | ROYAL BANK OF CANADA | 140,018 | 1,973,000 | 0.69% | ||
| 18 | GOLDMAN SACHS GROUP INC | 133,052 | 1,875,000 | 0.65% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 125,314 | 1,766,000 | 0.61% | ||
| 20 | Advisors Asset Management, Inc. | 118,455 | 1,669,000 | 0.58% | ||
| 21 | THRIVENT FINANCIAL FOR LUTHERANS | 109,209 | 1,539,000 | 0.54% | ||
| 22 | EnTrustPermal Management LLC | 95,600 | 1,348,000 | 0.47% | ||
| 23 | MARINER INVESTMENT GROUP LLC | 93,093 | 1,312,000 | 0.46% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 80,139 | 1,129,000 | 0.39% | ||
| 25 | LPL Financial LLC | 80,979 | 1,118,000 | 0.39% | ||
| 26 | CITIGROUP INC | 76,366 | 1,076,000 | 0.37% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 76,169 | 1,073,000 | 0.37% | ||
| 28 | Yorktown Management & Research Co Inc | 74,900 | 1,055,000 | 0.37% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 68,791 | 969,000 | 0.34% | ||
| 30 | BLACKROCK ADVISORS LLC | 61,309 | 864,000 | 0.30% | ||
| 31 | DOLIVER ADVISORS, LP | 59,982 | 845,000 | 0.29% | ||
| 32 | USCA RIA LLC | 59,350 | 836,000 | 0.29% | ||
| 33 | FRANKLIN RESOURCES INC | 50,594 | 713,000 | 0.25% | ||
| 34 | HL FINANCIAL SERVICES LLC | 47,803 | 674,000 | 0.23% | ||
| 35 | Janney Montgomery Scott LLC | 43,665 | 615,000 | 0.21% | ||
| 36 | EATON VANCE MANAGEMENT | 36,056 | 524,000 | 0.18% | ||
| 37 | WEDBUSH SECURITIES INC | 27,454 | 387,000 | 0.13% | ||
| 38 | OPPENHEIMER & CO INC | 25,461 | 359,000 | 0.12% | ||
| 39 | STIFEL FINANCIAL CORP | 23,850 | 336,000 | 0.12% | ||
| 40 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 19,696 | 278,000 | 0.10% | ||
| 41 | DRW Securities, LLC | 17,123 | 241,000 | 0.08% | ||
| 42 | Dorsey & Whitney Trust CO LLC | 16,500 | 232,000 | 0.08% | ||
| 43 | Global Endowment Management, LP | 16,000 | 225,000 | 0.08% | ||
| 44 | RAYMOND JAMES TRUST N.A. | 15,235 | 215,000 | 0.07% | ||
| 45 | NorthRock Partners, LLC | 13,382 | 189,000 | 0.07% | ||
| 46 | GEODE CAPITAL MANAGEMENT, LLC | 13,074 | 184,000 | 0.06% | PRN | |
| 47 | Kamunting Street Capital Management, L.P. | 12,500 | 176,000 | 0.06% | ||
| 48 | BOOTHBAY FUND MANAGEMENT, LLC | 10,596 | 149,000 | 0.05% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 7,906 | 111,000 | 0.04% | ||
| 50 | Evercore Wealth Management, LLC | 5,000 | 70,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
