| 1 |
Atria Investments, Inc |
190 |
25,660,000 |
42.89% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,580,472 |
11,680,000 |
19.52% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
604,145 |
4,465,000 |
7.46% |
|
|
| 4 |
CITIGROUP INC |
334,119 |
2,469,000 |
4.13% |
|
|
| 5 |
Invesco Ltd. |
331,647 |
2,451,000 |
4.10% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
326,889 |
2,416,000 |
4.04% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
256,990 |
1,899,000 |
3.17% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
194,307 |
1,435,000 |
2.40% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
132,802 |
981,000 |
1.64% |
|
|
| 10 |
MORGAN STANLEY |
115,746 |
855,000 |
1.43% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
111,534 |
825,000 |
1.38% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
104,329 |
771,000 |
1.29% |
|
|
| 13 |
SHUFRO ROSE & CO LLC |
71,600 |
529,000 |
0.88% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
61,540 |
454,000 |
0.76% |
|
PRN |
| 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
48,444 |
356,000 |
0.60% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
45,470 |
336,000 |
0.56% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
45,127 |
333,000 |
0.56% |
|
|
| 18 |
Capital Investment Advisors, LLC |
39,592 |
293,000 |
0.49% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
31,781 |
235,000 |
0.39% |
|
|
| 20 |
LPL Financial LLC |
30,784 |
227,000 |
0.38% |
|
|
| 21 |
CREDIT SUISSE AG/ |
26,667 |
197,000 |
0.33% |
|
|
| 22 |
BOOTHBAY FUND MANAGEMENT, LLC |
21,800 |
161,000 |
0.27% |
|
|
| 23 |
WEDBUSH SECURITIES INC |
19,003 |
140,000 |
0.23% |
|
|
| 24 |
UBS Group AG |
17,527 |
130,000 |
0.22% |
|
|
| 25 |
Thomas J. Herzfeld Advisors, Inc. |
12,133 |
90,000 |
0.15% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
11,903 |
88,000 |
0.15% |
|
|
| 27 |
JD CAPITAL MANAGEMENT LLC |
11,672 |
86,000 |
0.14% |
|
|
| 28 |
BANK OF MONTREAL /CAN/ |
7,198 |
53,000 |
0.09% |
|
|
| 29 |
FIFTH THIRD BANCORP |
6,985 |
52,000 |
0.09% |
|
|
| 30 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,517 |
26,000 |
0.04% |
|
|
| 31 |
Avior Wealth Management, LLC |
3,500 |
26,000 |
0.04% |
|
|
| 32 |
Creative Planning |
3,200 |
24,000 |
0.04% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,152 |
23,000 |
0.04% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,639 |
20,000 |
0.03% |
|
|
| 35 |
NEXT Financial Group, Inc |
1,927 |
14,000 |
0.02% |
|
|
| 36 |
DEUTSCHE BANK AG\ |
1,000 |
7,000 |
0.01% |
|
|
| 37 |
MSI Financial Services Inc |
1,000 |
7,000 |
0.01% |
|
|
| 38 |
ROYAL BANK OF CANADA |
826 |
6,000 |
0.01% |
|
|
| 39 |
Windsor Capital Management, LLC |
500 |
3,000 |
0.01% |
|
|
| 40 |
US BANCORP \DE\ |
300 |
2,000 |
0.00% |
|
|
| 41 |
Advisory Services Network, LLC |
0 |
0 |
0.00% |
|
|
