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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
201 ENDO INTL PLC 3,854 265 0.15%
202 A10 NETWORKS INC 44,248 265 0.15%
203 HERON THERAPEUTICS INC COM 10,854 265 0.15%
204 Alliance Fiber Optic Products 15,478 265 0.15%
205 CONIFER HLDGS INCORPORATED 27,002 263 0.15%
206 CLOUGH GLOBAL EQUITY FD 20,736 263 0.15%
207 BAXTER INTL INC 7,976 262 0.15%
208 FRANKS INTL N V 17,049 261 0.15%
209 GAIAM INC 42,282 260 0.15%
210 Mueller Industries Inc 40,398 259 0.15%
211 CROWN CASTLE INTL CORP NEW 3,267 258 0.15%
212 TENET HEALTHCARE CORP 6,869 254 0.14%
213 Dipexium Pharmaceuticals Inc 18,043 253 0.14%
214 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.14% Call
215 SunEdison Inc 12,512 249 0.14%
216 KROGER CO 6,868 248 0.14%
217 ADAM NAT RES FD INC 13,674 248 0.14%
218 VISA INC 3,544 247 0.14%
219 VOYA EMERGING MKTS HIGH DIVI 31,928 246 0.14%
220 EXFO INC 81,756 246 0.14%
221 VIPSHOP HLDGS LTD 14,600 245 0.14% Call
222 PROASSURANCE CORP COM 5,000 245 0.14%
223 ARGO GROUP INTERNATIONAL 4,276 242 0.14%
224 NORTHERN TRUST 3,526 240 0.14%
225 EQT CORP 3,709 240 0.14%
226 CITIZENS FINL GROUP INC 9,928 237 0.13%
227 UNITED CONTL HLDGS INC 4,457 236 0.13%
228 ADVANCED ENERGY INDS COM 8,976 236 0.13%
229 YELP INC 10,900 236 0.13% Call
230 NORTHERN OIL & GAS INC NEV 53,473 236 0.13%
231 ZOGENIX INC 17,478 236 0.13%
232 EVERI HLDGS INC 45,743 235 0.13%
233 DINE BRANDS GLOBAL INC 2,562 235 0.13%
234 HUBBELL INC CLASS B 2,754 234 0.13%
235 SONY GROUP CORP 9,561 234 0.13%
236 COMMERCIAL METALS CO COM 17,222 233 0.13%
237 USG Corp 8,700 232 0.13%
238 HARRIS CORP 3,139 230 0.13%
239 CISCO SYS INC 8,688 227 0.13%
240 QUAD/GRAPHICS INC 18,687 226 0.13%
241 OLIN CORP 13,366 225 0.13%
242 HALYARD HEALTH INC 7,801 222 0.13%
243 PAYCHEX INC 3,880 221 0.12%
244 NEWPORT CORP 16,107 221 0.12%
245 IAC INTERACTIVECORP 3,382 221 0.12%
246 FIRSTENERGY CORP 7,033 220 0.12%
247 LINCOLN ELEC HLDGS INC 4,201 220 0.12%
248 NUANCE COMM 13,384 219 0.12%
249 FLAGSTAR BANCORP INC 10,665 219 0.12%
250 FRANCO NEVADA CORP 4,931 218 0.12%
Page 5 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
2 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
3 ALBEMARLE CORP 5,519 243 0.77%
4 ALLIQUA BIOMEDICAL INC 10,242 32 0.10%
5 AMERICAN AXLE & MFG HLDGS INC COM 10,985 219 0.70%
6 AMERICAN VANGUARD CORP COM 18,067 209 0.67%
7 BLACK DIAMOND INC 11,986 75 0.24%
8 BROOKDALE SR LIVING INC 12,493 287 0.91%
9 CABOT OIL & GAS CORP 9,236 202 0.64%
10 CARDTRONICS INC COM 7,119 233 0.74%
11 CHEVRON CORP NEW 3,580 282 0.90%
12 CITIGROUPINC 4,801 238 0.76%
13 COCA COLA CO 6,736 270 0.86%
14 COEUR MNG INC 19,325 54 0.17%
15 CONSTELLIUM NV CL A 16,809 102 0.33%
16 CROWN MEDIA HLDGS INC 44,932 240 0.76%
17 CUMULUS MEDIA INC 30,000 21 0.07%
18 CommVault Systems Inc 6,471 220 0.70%
19 Con-Way Inc 8,184 388 1.24%
20 DANAHER CORP DEL 6,558 559 1.78%
21 DISNEY WALT CO 2,251 230 0.73%
22 DOMINION ENERGY INC 4,169 293 0.93%
23 ELECTRONIC ARTS INC 3,042 206 0.66%
24 EOG RES INC 3,053 222 0.71%
25 EVERSOURCE ENERGY 3,956 200 0.64%
26 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
27 EZCORP INC CL A NON VTG 13,713 85 0.27%
28 GLOBALSTAR INC 15,800 25 0.08%
29 GREAT LAKES DREDGE & DOCK CO 17,861 90 0.29%
30 GULFPORT ENERGY CORP 8,305 246 0.78%
31 HCP INC 5,632 210 0.67%
32 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
33 HUDSON CITY BANCORP INC 10,000 102 0.33%
34 IRIDIUM COMMUNICATIONS INC 13,032 80 0.25%
35 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
36 ISHARES TR 15,924 1,739 5.54%
37 ISHARES TR 1,250 379 1.21%
38 KINDER MORGAN INC DEL 13,192 365 1.16%
39 LEAR CORP 2,564 279 0.89%
40 LIBERTY GLOBAL PLC 5,010 206 0.66%
41 LILLY ELI & CO 2,590 217 0.69%
42 LOCKHEED MARTIN CORP 975 202 0.64%
43 MARINEMAX INC COM 10,017 142 0.45%
44 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
45 MEMORIAL RESOURCE DEV CORP 11,070 195 0.62%
46 MICROSOFT CORP 5,877 260 0.83%
47 MONSANTO CO NEW 2,806 239 0.76%
48 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
49 NEWMONT CORP 11,615 187 0.60%
50 NOW INC 14,083 208 0.66%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 EXTREME NETWORKS INC 458,181 1,539 1.43%
2 LIGHT & WONDER INC COM 113,256 1,184 1.10%
3 CONSOLIDATED TOMOKA LD CO 23,319 1,161 1.08%
4 MCKESSON CORP 6,244 1,155 1.08%
5 GENERAL MTRS CO 34,843 1,046 0.98%
6 PPG INDS INC 10,542 924 0.86%
7 KANSAS CITY SOUTHERN 9,952 904 0.84%
8 FIRST REP BK SAN FRANCISCO C 14,172 890 0.83%
9 SHUTTERFLY INC 24,433 873 0.81%
10 NEWS CORP CL A 69,131 872 0.81%
11 SPDR SERIES TRUST 25,527 849 0.79%
12 EPLUS INC COM 10,346 818 0.76%
13 TWENTY FIRST CENTY FOX INC 28,305 764 0.71%
14 ROCKWELL AUTOMATION INC 7,459 757 0.71%
15 LYONDELLBASELL INDUSTRIES N 9,015 751 0.70%
16 QTS RLTY TR INC 16,493 721 0.67%
17 QIHOO 360 TECHNOLOGY CO LTD 15,000 717 0.67%
18 EXELON CORP 23,929 711 0.66%
19 EAGLE MATERIALS INC 10,214 699 0.65%
20 EASTMAN CHEM CO 10,763 697 0.65%
21 ITT Corp 20,860 697 0.65%
22 SOLERA HOLDINGS INC 12,746 688 0.64%
23 AUTOZONE INC 921 667 0.62%
24 ADTRAN INC COM 45,449 664 0.62%
25 AIR PRODS & CHEMS INC 5,198 663 0.62%
26 ASTORIA FINL CORPORATION 41,099 662 0.62%
27 ARGAN INC 19,047 661 0.62%
28 KORN FERRY COM NEW 19,723 652 0.61%
29 EMERSON ELEC CO 14,569 644 0.60%
30 AV HOMES INC 47,425 641 0.60%
31 COMCAST CORP NEW 11,245 640 0.60%
32 Red Lion Hotels 75,203 639 0.60%
33 PATRICK INDS INC 16,130 637 0.59%
34 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.59%
35 SONUS NETWORKS INC 109,366 626 0.58%
36 NEXTERA ENERGY INC 6,378 622 0.58%
37 EASTERLY GOVT PPTYS INC 38,728 618 0.58%
38 KAR AUCTION SVCS INC 17,340 616 0.57%
39 NAUTILUS INC 40,806 612 0.57%
40 DEL FRISCOS RESTAURANT GROUP COM 43,958 611 0.57%
41 SPDR SERIES TRUST 8,993 607 0.57%
42 GOODYEAR TIRE & RUBR CO 20,217 593 0.55%
43 FEDEX CORP 4,117 593 0.55%
44 GENERAL DYNAMICS CORP 4,295 592 0.55%
45 DU PONT E I DE NEMOURS & CO 12,179 587 0.55%
46 GALLAGHER ARTHUR J & CO 14,065 581 0.54%
47 STARZ SERIES A 15,541 580 0.54%
48 SAFETY INS GROUP INC COM 10,684 579 0.54%
49 SELECT SECTOR SPDR TR 14,048 561 0.52%
50 PEPCO HOLDINGS INC 22,212 538 0.50%
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