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CLOUGH GLOBAL EQUITY FD
CLOUGH GLOBAL EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 33 Institutional holders with a total value of $66,583,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,023,165 12,953,000 19.45%
2 BANK OF AMERICA CORP /DE/ 877,309 11,107,000 16.68%
3 1607 Capital Partners, LLC 691,872 8,759,000 13.16%
4 RAYMOND JAMES & ASSOCIATES 473,614 5,996,000 9.01%
5 Advisors Asset Management, Inc. 470,167 5,952,000 8.94%
6 GUGGENHEIM CAPITAL LLC 377,303 4,778,000 7.18%
7 MORGAN STANLEY 268,907 3,404,000 5.11%
8 Raymond James Financial Services Advisors, Inc. 146,475 1,854,000 2.78%
9 Aviance Capital Partners, LLC 131,733 1,668,000 2.51%
10 Curi Capital, LLC 126,742 1,605,000 2.41%
11 WELLS FARGO & COMPANY/MN 102,350 1,295,000 1.94%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 83,282 1,054,000 1.58%
13 Invesco Ltd. 83,245 1,054,000 1.58%
14 UBS Group AG 56,543 716,000 1.08%
15 DOLIVER ADVISORS, LP 55,351 701,000 1.05%
16 LAZARD ASSET MANAGEMENT LLC 49,226 623,000 0.94%
17 Arete Wealth Advisors, LLC 47,227 598,000 0.90%
18 Shaker Financial Services, LLC 42,913 543,000 0.82%
19 ROYAL BANK OF CANADA 23,101 292,000 0.44%
20 RAYMOND JAMES TRUST N.A. 22,137 281,000 0.42%
21 BOOTHBAY FUND MANAGEMENT, LLC 20,736 263,000 0.39%
22 US FINANCIAL ADVISORS, LLC 20,434 259,000 0.39%
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 19,916 252,000 0.38%
24 LPL Financial LLC 16,726 216,000 0.32%
25 TFS CAPITAL LLC 10,100 128,000 0.19%
26 Gramercy Funds Management LLC 6,600 84,000 0.13%
27 AMERICAN INTERNATIONAL GROUP, INC. 6,200 78,000 0.12%
28 NEXT Financial Group, Inc 2,690 34,000 0.05%
29 PNC FINANCIAL SERVICES GROUP, INC. 1,530 19,000 0.03%
30 GLENMEDE TRUST CO NA 1,000 12,000 0.02%
31 Windsor Capital Management, LLC 300 3,000 0.00%
32 CITIGROUP INC 77 1,000 0.00%
33 Gradient Investments LLC 65 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.