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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 RUBICON TECHNOLOGY INC 12,890 13 0.01%
2 CIVEO CORP CDA 10,360 15 0.01%
3 SYSOREX GLOBAL COM NEW 19,316 20 0.01%
4 ATLANTIC PWR CORP 11,640 22 0.01%
5 VIVUS INC 16,050 26 0.01%
6 CHRISTOPHER & BANKS CORP 25,000 28 0.02%
7 CYMABAY THERAPEUTICS INC COM 15,747 31 0.02%
8 YAMANA GOLD INC 19,220 32 0.02%
9 ASTROTECH CORP 17,144 35 0.02%
10 DENBURY RES INC COM NEW 15,700 38 0.02% Put
11 RIGEL PHARMACEUTICALS INC 17,068 42 0.02%
12 MOBILEIRON INC COM NEW 15,313 47 0.03%
13 PARKER DRILLING COMPANY 18,311 48 0.03%
14 HARMONY GOLD MINING CO LTD 82,973 50 0.03%
15 Mizuho Financial Group Inc 14,486 54 0.03%
16 COMPANHIA ENERGETICA DE MINA 32,121 57 0.03%
17 WI-LAN INC 32,604 59 0.03%
18 GAMCO NAT RES GOLD & INCOME TR SHS BEN INT 10,800 63 0.04%
19 Aerohive Networks, Inc. 10,487 63 0.04%
20 BANCO BRADESCO S A 11,950 64 0.04%
21 PENN WEST PETE LTD NEW 142,718 64 0.04%
22 NEVSUN RES LTD 22,929 66 0.04%
23 SIRIUS XM HOLDINGS INC 17,520 66 0.04%
24 ITAU UNIBANCO HLDG SA 10,084 67 0.04%
25 VINCE HLDG CORP 20,048 69 0.04%
26 ADVANCED MICRO DEVICES INC 40,161 69 0.04%
27 VONAGE HLDGS CORP 11,950 70 0.04%
28 WESTERN ASSET HIGH INCM OPP FD 15,000 70 0.04%
29 STUDENT TRANSN INC 18,060 73 0.04%
30 CEMEX SAB DE CV 11,800 82 0.05% Call
31 DICE HOLDINGS INC 11,695 85 0.05%
32 MARIN SOFTWARE INC 27,225 85 0.05%
33 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.05%
34 Nuverra Environmental Solutions Inc 64,341 88 0.05%
35 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,931 89 0.05%
36 ZAGG INCORPORATED 13,181 89 0.05%
37 COSAN LTD SHS A 31,305 90 0.05%
38 FRONTIER COMMUNICATIONS CORP 19,955 95 0.05%
39 MORGAN STANLEY EMER MKTS DEB 11,521 96 0.05%
40 AMERESCO INC 16,748 98 0.06%
41 MGIC INVT CORP WIS 11,366 105 0.06%
42 BANKRATE INC DEL COM 10,157 105 0.06%
43 API TECHNOLOGIES CORP 48,873 106 0.06%
44 TERRAFORM GLOBAL INC CL A 16,055 107 0.06%
45 MUELLER WTR PRODUCTS INCORPORATED COM SER A 13,937 107 0.06%
46 TA Associates Management LP 10,431 112 0.06%
47 SUNEDISON INC 15,700 113 0.06% Put
48 ULTRA CLEAN HLDGS INC 19,901 114 0.06%
49 PDL BIOPHARMA INC 23,064 116 0.07%
50 ACCO BRANDS CORPORATION COM 16,810 119 0.07%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURENCYSHARES EURO TR EURO SHS 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
51 Neustar Inc CL A 8,214 224 0.71%
52 NVIDIA CORPORATION 9,074 224 0.71%
53 TREX CO INC COM 6,663 222 0.71%
54 EOG RES INC 3,053 222 0.71%
55 WESTERN REFNG INC 4,981 220 0.70%
56 CommVault Systems Inc 6,471 220 0.70%
57 AMERICAN AXLE & MFG HLDGS INC COM 10,985 219 0.70%
58 LILLY ELI & CO 2,590 217 0.69%
59 US BANCORP DEL 5,169 212 0.68%
60 VIRGIN AMERICA ORD 6,196 212 0.68%
61 PIONEER NAT RES CO 1,733 211 0.67%
62 HCP INC 5,632 210 0.67%
63 AMERICAN VANGUARD CORP 18,067 209 0.67%
64 NOW INC 14,083 208 0.66%
65 LIBERTY GLOBAL PLC 5,010 206 0.66%
66 ELECTRONIC ARTS INC 3,042 206 0.66%
67 VENTAS INC 3,655 205 0.65%
68 LOCKHEED MARTIN CORP 975 202 0.64%
69 CABOT OIL & GAS CORP 9,236 202 0.64%
70 VERISK ANALYTICS INC 2,716 201 0.64%
71 EVERSOURCE ENERGY 3,956 200 0.64%
72 RICE ENERGY 12,098 196 0.62%
73 MEMORIAL RESOURCE DEV CORP 11,070 195 0.62%
74 WESTERN UN CO 10,365 190 0.61%
75 NEWMONT CORP 11,615 187 0.60%
76 SUPERVALU INC 22,279 160 0.51%
77 MARINEMAX INC COM 10,017 142 0.45%
78 Xerox Corp 14,009 136 0.43%
79 OPOWER INC 15,157 135 0.43%
80 SRC ENERGY INC 12,808 126 0.40%
81 WEIGHT WATCHERS INTL INC NEW 18,752 120 0.38%
82 TIVO INC 13,389 116 0.37%
83 TALEN ENERGY CORP 10,448 106 0.34%
84 PIER 1 IMPORTS INC COM 15,128 104 0.33%
85 CONSTELLIUM NV CL A 16,809 102 0.33%
86 HUDSON CITY BANCORP INC 10,000 102 0.33%
87 GREAT LAKES DREDGE & DOCK CO 17,861 90 0.29%
88 EZCORP INC CL A NON VTG 13,713 85 0.27%
89 RITE AID CORP 13,202 80 0.25%
90 IRIDIUM COMMUNICATIONS INC 13,032 80 0.25%
91 BLACK DIAMOND INC COM 11,986 75 0.24%
92 WI-LAN INC 32,604 59 0.19%
93 COEUR MNG INC 19,325 54 0.17%
94 PRIMERO MNG CORP 17,036 40 0.13%
95 ALLIQUA BIOMEDICAL INC 10,242 32 0.10%
96 GLOBALSTAR INC 15,800 25 0.08%
97 CUMULUS MEDIA INC 30,000 21 0.07%
Page 2 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 EXTREME NETWORKS COM 458,181 1,539 1.43%
2 LIGHT & WONDER INC COM 113,256 1,184 1.10%
3 CONSOLIDATED TOMOKA LD CO 23,319 1,161 1.08%
4 MCKESSON CORP 6,244 1,155 1.08%
5 GENERAL MTRS CO 34,843 1,046 0.98%
6 PPG INDS INC 10,542 924 0.86%
7 KANSAS CITY SOUTHERN 9,952 904 0.84%
8 FIRST REP BK SAN FRANCISCO C 14,172 890 0.83%
9 SHUTTERFLY INC 24,433 873 0.81%
10 NEWS CORP CL A 69,131 872 0.81%
11 SPDR SERIES TRUST 25,527 849 0.79%
12 EPLUS INC COM 10,346 818 0.76%
13 TWENTY FIRST CENTY FOX INC 28,305 764 0.71%
14 ROCKWELL AUTOMATION INC 7,459 757 0.71%
15 LYONDELLBASELL INDUSTRIES N 9,015 751 0.70%
16 QTS Realty Trust Inc 16,493 721 0.67%
17 QIHOO 360 TECHNOLOGY CO LTD 15,000 717 0.67%
18 EXELON CORP 23,929 711 0.66%
19 EAGLE MATERIALS INC 10,214 699 0.65%
20 EASTMAN CHEM CO 10,763 697 0.65%
21 ITT Corp 20,860 697 0.65%
22 SOLERA HOLDINGS INC 12,746 688 0.64%
23 AUTOZONE INC 921 667 0.62%
24 ADTRAN INC COM 45,449 664 0.62%
25 AIR PRODS & CHEMS INC 5,198 663 0.62%
26 ASTORIA FINL CORPORATION 41,099 662 0.62%
27 ARGAN INC 19,047 661 0.62%
28 KORN FERRY COM NEW 19,723 652 0.61%
29 EMERSON ELEC CO 14,569 644 0.60%
30 AV HOMES INC COM 47,425 641 0.60%
31 COMCAST CORP NEW 11,245 640 0.60%
32 RED LION HOTELS CORP 75,203 639 0.60%
33 PATRICK INDS INC 16,130 637 0.59%
34 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.59%
35 SONUS NETWORKS INC 109,366 626 0.58%
36 NEXTERA ENERGY INC 6,378 622 0.58%
37 EASTERLY GOVT PPTYS INC 38,728 618 0.58%
38 KAR AUCTION SVCS INC 17,340 616 0.57%
39 NAUTILUS INC COM 40,806 612 0.57%
40 DEL FRISCOS RESTAURANT GROUP COM 43,958 611 0.57%
41 SPDR SERIES TRUST 8,993 607 0.57%
42 GOODYEAR TIRE & RUBR CO 20,217 593 0.55%
43 FEDEX CORP 4,117 593 0.55%
44 GENERAL DYNAMICS CORP 4,295 592 0.55%
45 DU PONT E I DE NEMOURS & CO 12,179 587 0.55%
46 GALLAGHER ARTHUR J & CO 14,065 581 0.54%
47 STARZ SERIES A 15,541 580 0.54%
48 SAFETY INS GROUP INC COM 10,684 579 0.54%
49 SELECT SECTOR SPDR TR 14,048 561 0.52%
50 PEPCO HOLDINGS INC 22,212 538 0.50%
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