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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,344 17.69% Call
2 SPDR SERIES TRUST 30,000 16,426 9.27% Call
3 SPDR S&P 500 ETF TR 23,000 4,407 2.49% Put
4 EXTREME NETWORKS INC 440,272 1,479 0.83%
5 Ryanair Hldgs Plc Adr 15,376 1,204 0.68%
6 CONSOLIDATED TOMOKA LD CO 23,319 1,161 0.66%
7 MCKESSON CORP 6,244 1,155 0.65%
8 PROSHARES TR II 20,100 1,125 0.63% Put
9 PPG INDS INC 12,500 1,096 0.62% Call
10 Pandora Media Inc 49,500 1,056 0.60% Call
11 WILLIAMS COS INC DEL 28,043 1,033 0.58%
12 LIGHT & WONDER INC COM 96,041 1,004 0.57%
13 GENERAL MTRS CO 31,750 953 0.54%
14 PPG INDS INC 10,667 947 0.53%
15 YELP INC 42,441 891 0.50%
16 FIRST REP BK SAN FRANCISCO C 14,172 890 0.50%
17 SHUTTERFLY INC 24,446 874 0.49%
18 SPDR SERIES TRUST 25,527 849 0.48%
19 EPLUS INC COM 10,346 818 0.46%
20 YAHOO INC 27,800 804 0.45% Call
21 NEWS CORP CL A 63,448 801 0.45%
22 KANSAS CITY SOUTHERN 8,668 791 0.45%
23 WATTS WATER TECHNOLOGIES INC 14,894 787 0.44%
24 KANSAS CITY SOUTHERN 8,300 754 0.43% Call
25 GOLAR LNG LTD 25,312 727 0.41%
26 QTS RLTY TR INC 16,419 717 0.40%
27 EXELON CORP 23,929 711 0.40%
28 EASTMAN CHEM CO 10,652 689 0.39%
29 SOLERA HOLDINGS INC 12,746 688 0.39%
30 TWENTY FIRST CENTY FOX INC 25,264 682 0.38%
31 LYONDELLBASELL INDUSTRIES N 8,072 673 0.38%
32 QIHOO 360 TECHNOLOGY CO LTD 13,813 665 0.38%
33 AIR PRODS & CHEMS INC 5,198 663 0.37%
34 ASTORIA FINL CORPORATION 40,825 657 0.37%
35 EAGLE MATERIALS INC 9,472 648 0.37%
36 COMCAST CORP NEW 11,245 640 0.36%
37 Red Lion Hotels 75,203 639 0.36%
38 PATRICK INDS INC 16,130 637 0.36%
39 AV HOMES INC 46,746 632 0.36%
40 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.36%
41 KORN FERRY COM NEW 18,922 626 0.35%
42 SONUS NETWORKS INC 109,366 626 0.35%
43 NEXTERA ENERGY INC 6,378 622 0.35%
44 ADTRAN INC COM 42,411 619 0.35%
45 EASTERLY GOVT PPTYS INC 38,728 618 0.35%
46 ARGAN INC 17,699 614 0.35%
47 KAR AUCTION SVCS INC 17,278 613 0.35%
48 NAUTILUS INC 40,806 612 0.35%
49 SPDR SERIES TRUST 8,993 607 0.34%
50 DEL FRISCOS RESTAURANT GROUP COM 42,779 594 0.34%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
51 Neustar Inc CL A 8,214 224 0.71%
52 NVIDIA CORPORATION 9,074 224 0.71%
53 TREX CO INC COM 6,663 222 0.71%
54 EOG RES INC 3,053 222 0.71%
55 WESTERN REFNG INC 4,981 220 0.70%
56 CommVault Systems Inc 6,471 220 0.70%
57 AMERICAN AXLE & MFG HLDGS INC COM 10,985 219 0.70%
58 LILLY ELI & CO 2,590 217 0.69%
59 US BANCORP DEL 5,169 212 0.68%
60 VIRGIN AMERICA ORD 6,196 212 0.68%
61 PIONEER NAT RES CO 1,733 211 0.67%
62 HCP INC 5,632 210 0.67%
63 AMERICAN VANGUARD CORP COM 18,067 209 0.67%
64 NOW INC 14,083 208 0.66%
65 LIBERTY GLOBAL PLC 5,010 206 0.66%
66 ELECTRONIC ARTS INC 3,042 206 0.66%
67 VENTAS INC 3,655 205 0.65%
68 LOCKHEED MARTIN CORP 975 202 0.64%
69 CABOT OIL & GAS CORP 9,236 202 0.64%
70 VERISK ANALYTICS INC 2,716 201 0.64%
71 EVERSOURCE ENERGY 3,956 200 0.64%
72 RICE ENERGY INCORPORATED 12,098 196 0.62%
73 MEMORIAL RESOURCE DEV CORP 11,070 195 0.62%
74 WESTERN UN CO 10,365 190 0.61%
75 NEWMONT CORP 11,615 187 0.60%
76 SUPERVALU INC 22,279 160 0.51%
77 MARINEMAX INC COM 10,017 142 0.45%
78 XEROX CORP 14,009 136 0.43%
79 OPOWER INC 15,157 135 0.43%
80 SRC ENERGY INC 12,808 126 0.40%
81 WEIGHT WATCHERS INTL INC NEW 18,752 120 0.38%
82 TIVO INC 13,389 116 0.37%
83 TALEN ENERGY CORP COM 10,448 106 0.34%
84 PIER 1 IMPORTS INC 15,128 104 0.33%
85 CONSTELLIUM NV CL A 16,809 102 0.33%
86 HUDSON CITY BANCORP INC 10,000 102 0.33%
87 GREAT LAKES DREDGE & DOCK CO 17,861 90 0.29%
88 EZCORP INC CL A NON VTG 13,713 85 0.27%
89 RITE AID CORP 13,202 80 0.25%
90 IRIDIUM COMMUNICATIONS INC 13,032 80 0.25%
91 BLACK DIAMOND INC 11,986 75 0.24%
92 WI-LAN INC 32,604 59 0.19%
93 COEUR MNG INC 19,325 54 0.17%
94 PRIMERO MNG CORP 17,036 40 0.13%
95 ALLIQUA BIOMEDICAL INC 10,242 32 0.10%
96 GLOBALSTAR INC 15,800 25 0.08%
97 CUMULUS MEDIA INC 30,000 21 0.07%
Page 2 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
201 NORTHERN OIL & GAS INC NEV 53,473 236 0.22%
202 DINE BRANDS GLOBAL INC 2,562 235 0.22%
203 COMMERCIAL METALS CO COM 17,276 234 0.22%
204 TIMKEN CO COM 8,382 230 0.21%
205 HARRIS CORP 3,139 230 0.21%
206 QUAD/GRAPHICS INC 18,687 226 0.21%
207 OLIN CORP 13,398 225 0.21%
208 PAYCHEX INC 3,920 223 0.21%
209 IAC INTERACTIVECORP 3,401 222 0.21%
210 NEWPORT CORP 16,107 221 0.21%
211 LINCOLN ELEC HLDGS INC 4,201 220 0.21%
212 FLAGSTAR BANCORP INC 10,665 219 0.20%
213 SUNCOKE ENERGY INC COM 27,978 218 0.20%
214 LAM RESEARCH CORP 3,337 218 0.20%
215 TRI CONTL CORP 11,163 218 0.20%
216 MAXWELL TECHNOLOGIES INC 40,266 218 0.20%
217 LATTICE SEMICONDUCTOR CORP 56,365 217 0.20%
218 GANNETT CO INC 14,728 217 0.20%
219 FINISH LINE INC CL A 11,201 216 0.20%
220 MID AMER APT CMNTYS INC 2,600 213 0.20%
221 APPLIED MATLS INC 14,495 213 0.20%
222 JUNIPER NETWORKS 8,296 213 0.20%
223 SunEdison Inc 29,391 211 0.20%
224 BOSTON SCIENTIFIC CORP 12,800 210 0.20%
225 Pandora Media Inc 495 210 0.20% Call
226 ENERSYS 3,898 209 0.19%
227 PRUDENTIAL FINL INC 2,737 209 0.19%
228 ANADARKO PETE CORP 3,446 208 0.19%
229 ATTUNITY LTD 15,232 208 0.19%
230 HOMEAWAY INC 7,825 208 0.19%
231 DR PEPPER SNAPPLE GROUP INC 2,562 203 0.19%
232 KADANT INC 5,216 203 0.19%
233 FRANCO NEVADA CORP 4,540 201 0.19%
234 JPMORGAN CHINA REGION FD INC 14,059 201 0.19%
235 RADIAN GROUP INC 12,569 200 0.19%
236 FRONTIER COMMUNICATIONS CORP 41,800 199 0.19%
237 MANITEX INTL INC COM 35,046 197 0.18%
238 SPECTRANETICS CORP 16,703 197 0.18%
239 RPX CORP 14,303 196 0.18%
240 SUPERNUS PHARMACEUTICALS INC 13,913 195 0.18%
241 CATALYST PHARMACEUTICALS INC 63,667 191 0.18%
242 Dynamic Materials 20,065 191 0.18%
243 STERLING CONSTRUCTION CO INC 45,960 189 0.18%
244 PICO HLDGS INC 19,562 189 0.18%
245 BANK AMER CORP 12,056 188 0.18%
246 QEP RES INC 14,682 184 0.17%
247 HALLADOR ENERGY COMPANY 26,506 184 0.17%
248 RIGHTSIDE GROUP LTD 24,019 184 0.17%
249 TRANSGLOBE ENERGY CORP 68,048 180 0.17%
250 SCICLONE PHARMACEUTICALS INC 25,644 178 0.17%
Page 5 of 7