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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
51 FLY LEASING LIMITED SPONSORED ADR 45,293 618 0.39%
52 SAFETY INS GROUP INC COM 10,950 617 0.39%
53 NEWS CORP CL A 46,194 617 0.39%
54 SPDR S&P 500 ETF TR 3,000 612 0.39% Call
55 AMERIPRISE FINL INC 5,736 610 0.39%
56 QTS RLTY TR INC 13,450 607 0.39%
57 AMPHENOL CORP NEW 11,600 606 0.39% Call
58 HARTFORD FINL SVCS GROUP INC 13,860 602 0.38%
59 COOPER STD HLDGS INC 7,760 602 0.38%
60 SALESFORCE COM INC 7,625 598 0.38%
61 NVIDIA CORPORATION 18,098 597 0.38%
62 ARM HOLDINGS PLC ADR 13,200 597 0.38% Call
63 Linear Technology Corp 14,000 595 0.38% Call
64 AUTONATION INC 9,861 588 0.37%
65 APPLE INC 5,600 586 0.37% Call
66 DISCOVER FINL SVCS 10,778 574 0.37%
67 DEL FRISCOS RESTAURANT GROUP COM 35,255 565 0.36%
68 Northstar Realty Fin REIT 32,753 558 0.36%
69 HD SUPPLY HLDGS INCORPORATED 18,359 551 0.35%
70 DUKE ENERGY CORP NEW 7,700 550 0.35% Call
71 NIELSEN HLDGS PLC 11,686 545 0.35%
72 ATLAS FINANCIAL HOLDINGS INC SHS NEW 27,033 538 0.34%
73 FEDEX CORP 3,584 534 0.34%
74 MASTEC INC 30,706 534 0.34%
75 NEXTERA ENERGY INC 5,097 530 0.34%
76 DISNEY WALT CO 5,000 525 0.33% Call
77 MICROCHIP TECHNOLOGY 11,280 525 0.33%
78 Lazard Glb Total Return & Income 39,580 514 0.33%
79 NAUTILUS INC 30,649 512 0.33%
80 TIME WARNER INC NEW 2,747 510 0.33%
81 VANGUARD INDEX FDS 6,335 505 0.32%
82 YY INC 8,000 500 0.32%
83 OWENS RLTY MTG INC 37,152 499 0.32%
84 LIBERTY GLOBAL PLC 11,757 498 0.32%
85 GREENBRIER COS INC 15,341 496 0.32%
86 HELEN OF TROY CORP LTD 5,241 494 0.31%
87 PG&E CORP 9,151 487 0.31%
88 CHARLES RIV LABS INTL INC 6,047 486 0.31%
89 Pandora Media Inc 36,100 484 0.31% Call
90 GILEAD SCIENCES INC 4,782 484 0.31%
91 GENERAC HLDGS INC 16,200 482 0.31% Put
92 LOWES COS INC 6,208 470 0.30%
93 TRINET GROUP INC COM 24,282 470 0.30%
94 DOVER CORP 7,600 466 0.30% Call
95 ACCUSHARES COMMODITIES TR I 23,298 466 0.30%
96 SCRIPPS NETWORKS INTERACT IN 8,400 464 0.30% Call
97 TIME WARNER INC 7,142 462 0.29%
98 LAS VEGAS SANDS CORP 10,500 460 0.29% Call
99 BOULDER GROWTH & INCOME FUND COM 59,681 460 0.29%
100 TRIPADVISOR INC 5,400 460 0.29% Call
Page 2 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
101 JOHNSON & JOHNSON 4,583 471 0.27%
102 SPDR SER TR 11,203 470 0.27%
103 DIVERSIFIED REAL ASSET INC F 30,091 467 0.26%
104 DANAHER CORP DEL 5,022 466 0.26%
105 SUNTRUST BKS INC 10,868 466 0.26%
106 DISNEY WALT CO 4,417 464 0.26%
107 EXXON MOBIL CORP 5,942 463 0.26%
108 APOLLO TACTICAL INCOME FD INCORPORATED 33,366 463 0.26%
109 BOULDER GROWTH & INCOME FUND COM 59,681 462 0.26%
110 VANTIV INC 9,729 461 0.26%
111 AECOM 15,296 459 0.26%
112 CITIGROUPINC 8,865 459 0.26%
113 INFINITY PROPERTY & CASUALTY CORP 5,540 456 0.26%
114 MVC CAPITAL INC 61,264 452 0.25%
115 S&P GLOBAL INC 4,571 451 0.25%
116 INVESCO LTD 13,369 448 0.25%
117 AIRMEDIA GROUP INC 80,000 447 0.25%
118 HEWLETT PACKARD ENTERPRISE C 28,961 440 0.25%
119 SELECT COMFORT CORP 20,364 436 0.25%
120 SILVER BAY RLTY TR CORP 27,800 435 0.25%
121 UNITED CONTL HLDGS INC 7,591 435 0.25%
122 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 60,000 431 0.24%
123 ARISTA NETWORKS INC 5,540 431 0.24%
124 TOLL BROTHERS INC 12,813 427 0.24%
125 NIKE INC 6,835 427 0.24%
126 EOG RES INC 5,971 423 0.24%
127 AVENUE INCOME 36,935 419 0.24%
128 LEAR CORP 3,396 417 0.24%
129 DELPHI AUTOMOTIVE PLC 4,864 417 0.24%
130 SCHLUMBERGER LTD 5,962 416 0.23%
131 CORE LABORATORIES N V 3,814 415 0.23%
132 STARZ SERIES A 12,269 411 0.23%
133 FCB FINL HLDGS INC CL A 11,415 409 0.23%
134 SPDR SERIES TRUST 11,977 409 0.23%
135 AMERICAN TOWER CORP NEW 4,206 408 0.23%
136 ST JUDE MED INC 6,537 404 0.23%
137 B/E AEROSPACE INC 9,512 403 0.23%
138 ROYCE MICRO CAP TR INC 55,092 400 0.23%
139 MGP INGREDIENTS INC NEW COM 15,426 400 0.23%
140 SEMPRA ENERGY 4,252 400 0.23%
141 ALLOT COMMUNICATIONS LTD 67,791 395 0.22%
142 CHEVRON CORP NEW 4,385 394 0.22%
143 GENERAL MTRS CO 11,538 392 0.22%
144 GARMIN LTD 10,543 392 0.22%
145 HANESBRANDS INC 13,287 391 0.22%
146 KEYCORP 29,605 390 0.22%
147 HALLIBURTON CO 11,409 388 0.22%
148 FLAGSTAR BANCORP INC 16,780 388 0.22%
149 FRESH MKT INC 16,499 386 0.22%
150 GAMESTOP CORP NEW 13,746 385 0.22%
Page 3 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION SV 24,987 1,514 1.05%
5 MCKESSON CORP 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.91%
8 LEVEL 3 COMM 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 LIGHT & WONDER INC COM 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG LTD 12,115 985 0.68%
16 ZAYO GROUP HOLDINGS 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO C 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 VISTEON CORP COM NEW 8,364 958 0.66%
20 GOODYEAR TIRE & RUBR CO 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD CO COM 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV HOMES INC 60,634 777 0.54%
29 Red Lion Hotels 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN FERRY COM NEW 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX INC 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM INC 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.50%
40 HD SUPPLY HLDGS INCORPORATED 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC COM 7,464 696 0.48%
43 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 ANTERO RES CORP 30,361 662 0.46%
48 AMERIPRISE FINL INC 6,217 662 0.46%
49 AUTOZONE INC 885 657 0.46%
50 NVIDIA CORPORATION 19,804 653 0.45%
Page 1 of 8