| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,165,526 | 16,189,000 | 22.17% | ||
| 2 | MORGAN STANLEY | 616,750 | 8,566,000 | 11.73% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 433,770 | 6,025,000 | 8.25% | ||
| 4 | BESSEMER GROUP INC | 426,882 | 5,929,000 | 8.12% | ||
| 5 | BlueSpruce Investments, LP | 321,133 | 4,461,000 | 6.11% | ||
| 6 | Invesco Ltd. | 299,471 | 4,160,000 | 5.70% | ||
| 7 | WELLS FARGO & COMPANY/MN | 217,517 | 3,022,000 | 4.14% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 210,022 | 2,917,000 | 3.99% | ||
| 9 | Saba Capital Management, L.P. | 183,965 | 2,555,000 | 3.50% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 161,565 | 2,244,000 | 3.07% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 119,579 | 1,661,000 | 2.27% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 119,253 | 1,656,000 | 2.27% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 101,198 | 1,406,000 | 1.93% | ||
| 14 | Shaker Financial Services, LLC | 94,408 | 1,311,000 | 1.80% | ||
| 15 | UBS Group AG | 88,377 | 1,228,000 | 1.68% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 81,564 | 1,133,000 | 1.55% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 69,646 | 967,000 | 1.32% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 58,833 | 817,000 | 1.12% | ||
| 19 | AQR ARBITRAGE LLC | 58,424 | 812,000 | 1.11% | ||
| 20 | Laurion Capital Management LP | 56,178 | 780,000 | 1.07% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 52,305 | 727,000 | 1.00% | ||
| 22 | Yorktown Management & Research Co Inc | 50,000 | 695,000 | 0.95% | ||
| 23 | SG Americas Securities, LLC | 43,353 | 602,000 | 0.82% | ||
| 24 | GREAT AMERICAN GROUP, INC. | 35,905 | 499,000 | 0.68% | ||
| 25 | BB&T SECURITIES, LLC | 33,384 | 463,000 | 0.63% | ||
| 26 | BOOTHBAY FUND MANAGEMENT, LLC | 33,366 | 463,000 | 0.63% | ||
| 27 | LPL Financial LLC | 25,900 | 362,000 | 0.50% | ||
| 28 | CITIGROUP INC | 21,495 | 298,000 | 0.41% | ||
| 29 | Squarepoint Ops LLC | 19,451 | 270,000 | 0.37% | ||
| 30 | Weiss Asset Management LP | 18,551 | 258,000 | 0.35% | ||
| 31 | B. Riley Wealth Management, Inc. | 10,000 | 138,000 | 0.19% | ||
| 32 | ROYAL BANK OF CANADA | 6,947 | 96,000 | 0.13% | ||
| 33 | JPMORGAN CHASE & CO | 6,000 | 83,000 | 0.11% | ||
| 34 | DEUTSCHE BANK AG\ | 5,500 | 76,000 | 0.10% | ||
| 35 | Apollo Management Holdings, L.P. | 5,236 | 73,000 | 0.10% | ||
| 36 | MSI Financial Services Inc | 3,000 | 42,000 | 0.06% | ||
| 37 | Creative Planning | 2,159 | 30,000 | 0.04% | ||
| 38 | BANK OF MONTREAL /CAN/ | 300 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
