| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,145,135 | 17,761,000 | 21.56% | ||
| 2 | WELLS FARGO & COMPANY/MN | 528,619 | 8,199,000 | 9.95% | ||
| 3 | Camelot Portfolios, LLC | 338,593 | 5,252,000 | 6.37% | ||
| 4 | Bulldog Investors, LLP | 317,845 | 4,930,000 | 5.98% | ||
| 5 | Sterneck Capital Management, LLC | 259,746 | 4,029,000 | 4.89% | ||
| 6 | FIRST FOUNDATION ADVISORS | 188,012 | 2,916,000 | 3.54% | ||
| 7 | Yorktown Management & Research Co Inc | 169,068 | 2,622,000 | 3.18% | ||
| 8 | DUBUQUE BANK & TRUST CO | 167,150 | 2,592,000 | 3.15% | ||
| 9 | ICON ADVISERS INC/CO | 167,098 | 2,592,000 | 3.15% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 165,543 | 2,568,000 | 3.12% | ||
| 11 | DOLIVER ADVISORS, LP | 144,322 | 2,238,000 | 2.72% | ||
| 12 | Grantham, Mayo, Van Otterloo & Co. LLC | 135,462 | 2,101,000 | 2.55% | ||
| 13 | Commonwealth Equity Services, Inc | 123,318 | 1,913,000 | 2.32% | ||
| 14 | NWAM LLC | 119,457 | 1,853,000 | 2.25% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 93,587 | 1,452,000 | 1.76% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 84,696 | 1,314,000 | 1.59% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 82,250 | 1,276,000 | 1.55% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 80,137 | 1,243,000 | 1.51% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 80,038 | 1,241,000 | 1.51% | ||
| 20 | BB&T SECURITIES, LLC | 73,337 | 1,137,000 | 1.38% | ||
| 21 | Windsor Capital Management, LLC | 67,222 | 1,042,000 | 1.26% | ||
| 22 | LPL Financial LLC | 63,946 | 988,000 | 1.20% | ||
| 23 | UBS Group AG | 61,300 | 951,000 | 1.15% | ||
| 24 | MORGAN STANLEY | 55,576 | 863,000 | 1.05% | ||
| 25 | BAIRD FINANCIAL GROUP, INC. | 46,230 | 717,000 | 0.87% | ||
| 26 | Roumell Asset Management, LLC | 45,735 | 709,000 | 0.86% | ||
| 27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 42,842 | 664,000 | 0.81% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 41,232 | 640,000 | 0.78% | ||
| 29 | Squarepoint Ops LLC | 40,300 | 625,000 | 0.76% | ||
| 30 | DAVENPORT & Co LLC | 36,596 | 567,604 | 0.69% | ||
| 31 | CSS LLC/IL | 33,321 | 517,000 | 0.63% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,852 | 478,000 | 0.58% | ||
| 33 | BOOTHBAY FUND MANAGEMENT, LLC | 30,091 | 467,000 | 0.57% | ||
| 34 | ROYAL BANK OF CANADA | 29,166 | 452,000 | 0.55% | ||
| 35 | TFS CAPITAL LLC | 27,487 | 426,000 | 0.52% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 24,974 | 387,000 | 0.47% | ||
| 37 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 22,275 | 345,000 | 0.42% | ||
| 38 | GSA CAPITAL PARTNERS LLP | 18,900 | 293,000 | 0.36% | ||
| 39 | Capital Investment Advisors, LLC | 17,552 | 272,000 | 0.33% | ||
| 40 | Atria Investments, Inc | 16,445 | 249,000 | 0.30% | ||
| 41 | OPPENHEIMER & CO INC | 15,226 | 236,000 | 0.29% | ||
| 42 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 13,704 | 213,000 | 0.26% | ||
| 43 | Virtu KCG Holdings LLC | 13,716 | 213,000 | 0.26% | ||
| 44 | STIFEL FINANCIAL CORP | 12,303 | 191,000 | 0.23% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 11,667 | 182,000 | 0.22% | ||
| 46 | UNITED FIRE GROUP INC | 8,747 | 136,000 | 0.17% | ||
| 47 | US BANCORP \DE\ | 6,625 | 103,000 | 0.13% | ||
| 48 | IFP ADVISORS, INC | 3,101 | 48,000 | 0.06% | ||
| 49 | D.A. DAVIDSON & CO. | 2,694 | 41,000 | 0.05% | ||
| 50 | SIGNATUREFD, LLC | 1,609 | 25,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
