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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
101 JACK IN THE BOX INC 5,975 458 0.29%
102 VANTIV INC 9,559 453 0.29%
103 FACEBOOK INC 4,323 452 0.29%
104 DANAHER CORP DEL 4,854 451 0.29%
105 TECH DATA CORP 6,800 451 0.29% Call
106 DIVERSIFIED REAL ASSET INC F 29,261 450 0.29%
107 INFINITY PROPERTY & CASUALTY CORP 5,476 450 0.29%
108 VISTEON CORP COM NEW 6,743 447 0.28%
109 BRANDYWINE RLTY TR 33,112 447 0.28%
110 AIRMEDIA GROUP INC 80,000 447 0.28%
111 GLOBAL PMTS INC 6,900 445 0.28% Call
112 EBAY INC 16,000 440 0.28% Call
113 MVC CAPITAL INC 59,604 439 0.28%
114 JABIL INC COM 18,800 438 0.28% Call
115 TOTAL SYS SVCS INC 8,800 438 0.28% Call
116 AECOM 14,566 437 0.28%
117 SILVER BAY RLTY TR CORP 27,800 435 0.28%
118 CROWN CASTLE INTL CORP NEW 4,999 432 0.28%
119 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 60,000 431 0.27%
120 INVESCO LTD 12,834 430 0.27%
121 PIONEER NAT RES CO 3,423 429 0.27%
122 AMERICAN TOWER CORP NEW 4,413 428 0.27%
123 CTRIP COM INTL LTD 9,200 426 0.27% Call
124 SUNTRUST BKS INC 9,774 419 0.27%
125 FIREEYE INC 20,131 418 0.27%
126 SOLAREDGE TECHNOLOGIES INC 14,678 413 0.26%
127 MAGNA INTL INC 10,148 412 0.26%
128 AVENUE INCOME 36,105 410 0.26%
129 SPDR SERIES TRUST 11,977 409 0.26%
130 CORE LABORATORIES N V 3,786 409 0.26%
131 APOLLO TACTICAL INCOME FD INCORPORATED 29,548 407 0.26%
132 UNITED CONTL HLDGS INC 7,105 407 0.26%
133 SEMPRA ENERGY 4,274 402 0.26%
134 FCB FINL HLDGS INC CL A 11,220 402 0.26%
135 B/E AEROSPACE INC 9,406 399 0.25%
136 Chubb Corporation 3,404 398 0.25%
137 ALLOT COMMUNICATIONS LTD 67,791 395 0.25%
138 ALIBABA GROUP HLDG LTD 4,759 387 0.25%
139 MACQUARIE GLOBAL INFRASTRUCT 20,273 386 0.25%
140 FLAGSTAR BANCORP INC 16,661 385 0.25%
141 WESTERN REFNG INC 10,884 384 0.24%
142 XENIA HOTELS & RESORTS INC COM 24,826 381 0.24%
143 HANESBRANDS INC 12,930 381 0.24%
144 COTT CORP QUE 34,487 379 0.24%
145 DELTA AIRLINES INC DEL 7,427 376 0.24%
146 YAHOO INC 11,290 376 0.24%
147 NQ MOBILE INC 102,915 375 0.24%
148 HEWLETT PACKARD ENTERPRISE C 24,697 375 0.24%
149 RACKSPACE HOSTING INC 14,769 374 0.24%
150 HONEYWELL INTL INC 3,583 371 0.24%
Page 3 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
501 CIVEO CORP CDA 17,090 24 0.01%
502 Rubicon Technology 21,260 24 0.01%
503 GALECTIN THERAPEUTICS INC COM 12,670 21 0.01%
504 WI-LAN INC 11,409 15 0.01%
505 CUMULUS MEDIA INC 30,000 10 0.01%
Page 11 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION SV 24,987 1,514 1.05%
5 MCKESSON CORP 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.91%
8 LEVEL 3 COMM 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 LIGHT & WONDER INC COM 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG LTD 12,115 985 0.68%
16 ZAYO GROUP HOLDINGS 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO C 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 VISTEON CORP COM NEW 8,364 958 0.66%
20 GOODYEAR TIRE & RUBR CO 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD CO COM 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV HOMES INC 60,634 777 0.54%
29 Red Lion Hotels 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN FERRY COM NEW 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX INC 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM INC 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.50%
40 HD SUPPLY HLDGS INCORPORATED 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC COM 7,464 696 0.48%
43 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 ANTERO RES CORP 30,361 662 0.46%
48 AMERIPRISE FINL INC 6,217 662 0.46%
49 AUTOZONE INC 885 657 0.46%
50 NVIDIA CORPORATION 19,804 653 0.45%
Page 1 of 8