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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.46%
52 AMERISOURCEBERGEN CORP 11,862 941 0.45%
53 AT&T INC 21,746 940 0.45%
54 EXTREME NETWORKS INC 276,552 938 0.45%
55 SYNOPSYS INC 17,321 937 0.45%
56 NIELSEN HLDGS PLC 17,598 915 0.44%
57 BIOGEN INC 27,238 912 0.43%
58 BOYD GAMING CORP COM 49,350 908 0.43%
59 AMAZON COM INC 1,243 890 0.42%
60 GALLAGHER ARTHUR J & CO 18,240 868 0.41%
61 YAHOO INC 22,751 855 0.41%
62 PATRICK INDS INC 14,079 849 0.40%
63 Liberty Ventures 22,586 837 0.40%
64 LIBERTY GLOBAL PLC 28,624 832 0.40%
65 AUTOZONE INC 1,046 830 0.39%
66 DOVER CORP 11,774 816 0.39%
67 NEWS CORP CL A 71,802 815 0.39%
68 SELECT SECTOR SPDR TR 18,555 805 0.38%
69 SELECT SECTOR SPDR TR 15,118 793 0.38%
70 NEXSTAR MEDIA GROUP INC 16,470 784 0.37%
71 CHEESECAKE FACTORY INC 16,021 771 0.37%
72 LIBERTY MEDIA CORP DELAWARE 39,951 765 0.36%
73 OLIN CORP 29,474 732 0.35%
74 DYCOM INDS INC 8,114 728 0.35%
75 CHARLES RIV LABS INTL INC 8,662 714 0.34%
76 ACACIA RESH CORP ACACIA TCH COM 157,279 692 0.33%
77 FACEBOOK INC 6,055 692 0.33%
78 A O SMITH 7,693 678 0.32%
79 CLAYMORE EXCHANGE TRD FD TR 17,130 676 0.32%
80 ISLE OF CAPRI CASINOS INC COM 36,301 665 0.32%
81 COGNIZANT TECHNOLOGY SOLUTIO 11,541 661 0.31%
82 CENTRAL GARDEN & PET CO 30,335 659 0.31%
83 SELECT SECTOR SPDR TR 28,331 648 0.31%
84 LIGHT & WONDER INC COM 70,046 644 0.31%
85 INTEL CORP 19,514 640 0.30%
86 HAWAIIAN ELEC INDUSTRIES COM 19,143 628 0.30%
87 PENNEY J C 70,634 627 0.30%
88 58 COM INC 13,514 620 0.29%
89 ASPEN TECHNOLOGY COM USD0.10 15,200 612 0.29%
90 ALIBABA GROUP HLDG LTD 7,595 604 0.29%
91 XENIA HOTELS & RESORTS INC COM 36,022 604 0.29%
92 DIGITALGLOBE INC 28,114 601 0.29%
93 RED ROBIN GOURMET BURGERS INC COM 12,600 598 0.28%
94 AIR PRODS & CHEMS INC 4,183 594 0.28%
95 CKEC 2017-01-20 33.000 C A OPQ 19,500 587 0.28%
96 GILEAD SCIENCES INC 7,014 585 0.28%
97 ALPHABET INC 820 577 0.27%
98 APPLE INC 5,998 573 0.27%
99 EXXON MOBIL CORP 5,996 562 0.27%
100 HELEN OF TROY CORP LTD 5,297 545 0.26%
Page 2 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology Corp 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 JENSYN ACQUISITION CORP 16,500 2 0.00%
2 JENSYN ACQUISITION CORP 125,200 9 0.00%
3 XTERA COMMUNICATIONS INC 18,657 17 0.01%
4 GALECTIN THERAPEUTICS INC COM 18,850 28 0.01%
5 Gastar Exploration, Ltd. 29,700 33 0.02%
6 VAALCO ENERGY INC 34,300 36 0.02%
7 SEACHANGE INTL INC 11,675 37 0.02%
8 PDL BIOPHARMA INC 11,952 38 0.02%
9 TERRAFORM GLOBAL INC 11,630 38 0.02%
10 OFFICE DEPOT INC 12,242 41 0.02%
11 NORTH AMERN ENERGY PARTNERS COM 14,917 42 0.02%
12 VIVUS INC 39,280 44 0.02%
13 AMERESCO INC 10,107 44 0.02%
14 HUDSON TECHNOLOGIES INC 12,532 45 0.02%
15 CIVEO CORP CDA 25,300 46 0.02%
16 DENBURY RESOURCES INC 12,755 46 0.02%
17 COMPANHIA ENERGETICA DE MINA 21,764 48 0.02%
18 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
19 TSAKOS ENERGY NAVIGATION LTD 11,239 53 0.03%
20 ROYAL BK SCOTLAND GROUP PLC 11,639 55 0.03%
21 Mizuho Financial Group 19,573 56 0.03%
22 MOBILEIRON INC COM NEW 19,140 58 0.03%
23 ASPEN AEROGELS INC COM 11,787 59 0.03%
24 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
25 TILLYS INC CL A 10,450 61 0.03%
26 ASTROTECH CORP 36,980 62 0.03%
27 FIAT CHRYSLER AUTOMOBILES N 10,057 62 0.03%
28 RIGEL PHARMACEUTICAL INC 30,830 69 0.03%
29 SCORPIO TANKERS INC 16,942 71 0.04%
30 OMNOVA SOLUTIONS INCORPORATED 10,259 74 0.04%
31 MITEK SYS INC 10,680 76 0.04%
32 CENTURY CASINOS INC COM 12,729 79 0.04%
33 Alon USA Energy, Inc. 12,168 79 0.04%
34 XCERRA CORP 14,069 81 0.04%
35 LATTICE SEMICONDUCTOR CORP 15,400 82 0.04%
36 VIAVI SOLUTIONS INC 12,474 83 0.04%
37 GENWORTH FINL INC 32,703 84 0.04%
38 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 12,300 84 0.04%
39 FRONTIER COMMUNICATIONS CORP 17,061 84 0.04%
40 SYNACOR INC COM 27,408 84 0.04%
41 FIVE STAR SENIOR LIVING INC 36,318 85 0.04%
42 SERVICESOURCE INTL 22,658 91 0.05%
43 PACIFIC BIOSCIENCES CALIF IN 13,080 92 0.05%
44 Old PSG Wind-down Ltd. 31,062 93 0.05%
45 PIER 1 IMPORTS INC 18,545 95 0.05%
46 Casella Waste SYS 12,415 97 0.05%
47 MODINE MFG CO COM 11,401 100 0.05%
48 DIAMONDROCK HOSPITALITY CO COM 11,569 104 0.05%
49 BANKRATE INC DEL COM 14,082 105 0.05%
50 ENERGY RECOVERY INC 11,892 106 0.05%
Page 1 of 10