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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 CVS HEALTH CORP 5,626 539 0.26%
102 TIER REIT INC 35,146 539 0.26%
103 KAR AUCTION SVCS INC 12,678 529 0.25%
104 NAUTILUS INC 29,306 523 0.25%
105 PEPSICO INC 4,934 523 0.25%
106 PATTERN ENERGY GROUP INC 22,562 518 0.25%
107 T MOBILE US INC 11,921 516 0.25%
108 INTERNATIONAL GAME TECHNOLOG 27,359 513 0.24%
109 PNC FINL SVCS GROUP INC 6,083 495 0.24%
110 CARNIVAL CORP 11,210 495 0.24%
111 DELPHI AUTOMOTIVE PLC 7,892 494 0.23%
112 BAIDU INC 2,994 494 0.23%
113 RAMCO-GERSHENSON PPTYS TR 25,056 491 0.23%
114 DIAMONDBACK ENERGY INC 5,376 490 0.23%
115 WENDYS CO 50,715 488 0.23%
116 WILLIAMS COS INC DEL 22,221 481 0.23%
117 DELTA AIRLINES INC DEL 13,205 481 0.23%
118 RSP PERMIAN INC COM 13,717 479 0.23%
119 CONSTELLATION BRANDS INC 2,888 478 0.23%
120 CONAGRA BRANDS INC 9,981 477 0.23%
121 JACK IN THE BOX INC 5,478 471 0.22%
122 EZCORP INC CL A NON VTG 61,255 463 0.22%
123 FARMER BROS CO 14,352 460 0.22%
124 ENTERGY CORP NEW 5,631 458 0.22%
125 CHEVRON CORP NEW 4,369 458 0.22%
126 TRAVELPORT WORLDWIDE LTD SHS 35,478 457 0.22%
127 NORTEK INC COM NEW 7,466 443 0.21%
128 XYLEM INC 9,923 443 0.21%
129 WELLS FARGO & CO NEW 9,358 443 0.21%
130 COOPER STD HLDGS INC 5,584 441 0.21%
131 MOHAWK INDS 2,307 438 0.21%
132 AMEREN CORP 8,120 435 0.21%
133 ON SEMICONDUCTOR CORP 49,226 434 0.21%
134 INTERACTIVE BROKERS GROUP IN 12,220 433 0.21%
135 ISHARES TR 12,954 431 0.21%
136 DISH NETWORK A 8,166 428 0.20%
137 INVESCO LTD 16,692 426 0.20%
138 BROOKDALE SR LIVING INC 27,394 423 0.20%
139 AMERIPRISE FINANCIAL, INC. 19,828 422 0.20%
140 WEBSITE PROS INC COM 22,939 417 0.20%
141 KEYCORP 37,478 414 0.20%
142 ENERNOC INC 65,274 413 0.20%
143 CONTINENTAL BLDG PRODS INC COM 18,544 412 0.20%
144 Carriage Services Inc. 17,189 407 0.19%
145 HEWLETT PACKARD ENTERPRISE C 22,070 403 0.19%
146 GULFPORT ENERGY CORP 12,717 398 0.19%
147 NUANCE COMM 25,343 396 0.19%
148 FORWARD AIR CORP COM 8,882 396 0.19%
149 EPLUS INC COM 4,835 395 0.19%
150 SKYWORKS SOLUTIONS INC 6,234 394 0.19%
Page 3 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology Corp 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 JENSYN ACQUISITION CORP 16,500 2 0.00%
2 JENSYN ACQUISITION CORP 125,200 9 0.00%
3 XTERA COMMUNICATIONS INC 18,657 17 0.01%
4 GALECTIN THERAPEUTICS INC COM 18,850 28 0.01%
5 Gastar Exploration, Ltd. 29,700 33 0.02%
6 VAALCO ENERGY INC 34,300 36 0.02%
7 SEACHANGE INTL INC 11,675 37 0.02%
8 PDL BIOPHARMA INC 11,952 38 0.02%
9 TERRAFORM GLOBAL INC 11,630 38 0.02%
10 OFFICE DEPOT INC 12,242 41 0.02%
11 NORTH AMERN ENERGY PARTNERS COM 14,917 42 0.02%
12 VIVUS INC 39,280 44 0.02%
13 AMERESCO INC 10,107 44 0.02%
14 HUDSON TECHNOLOGIES INC 12,532 45 0.02%
15 CIVEO CORP CDA 25,300 46 0.02%
16 DENBURY RESOURCES INC 12,755 46 0.02%
17 COMPANHIA ENERGETICA DE MINA 21,764 48 0.02%
18 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
19 TSAKOS ENERGY NAVIGATION LTD 11,239 53 0.03%
20 ROYAL BK SCOTLAND GROUP PLC 11,639 55 0.03%
21 Mizuho Financial Group 19,573 56 0.03%
22 MOBILEIRON INC COM NEW 19,140 58 0.03%
23 ASPEN AEROGELS INC COM 11,787 59 0.03%
24 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
25 TILLYS INC CL A 10,450 61 0.03%
26 ASTROTECH CORP 36,980 62 0.03%
27 FIAT CHRYSLER AUTOMOBILES N 10,057 62 0.03%
28 RIGEL PHARMACEUTICAL INC 30,830 69 0.03%
29 SCORPIO TANKERS INC 16,942 71 0.04%
30 OMNOVA SOLUTIONS INCORPORATED 10,259 74 0.04%
31 MITEK SYS INC 10,680 76 0.04%
32 CENTURY CASINOS INC COM 12,729 79 0.04%
33 Alon USA Energy, Inc. 12,168 79 0.04%
34 XCERRA CORP 14,069 81 0.04%
35 LATTICE SEMICONDUCTOR CORP 15,400 82 0.04%
36 VIAVI SOLUTIONS INC 12,474 83 0.04%
37 GENWORTH FINL INC 32,703 84 0.04%
38 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 12,300 84 0.04%
39 FRONTIER COMMUNICATIONS CORP 17,061 84 0.04%
40 SYNACOR INC COM 27,408 84 0.04%
41 FIVE STAR SENIOR LIVING INC 36,318 85 0.04%
42 SERVICESOURCE INTL 22,658 91 0.05%
43 PACIFIC BIOSCIENCES CALIF IN 13,080 92 0.05%
44 Old PSG Wind-down Ltd. 31,062 93 0.05%
45 PIER 1 IMPORTS INC 18,545 95 0.05%
46 Casella Waste SYS 12,415 97 0.05%
47 MODINE MFG CO COM 11,401 100 0.05%
48 DIAMONDROCK HOSPITALITY CO COM 11,569 104 0.05%
49 BANKRATE INC DEL COM 14,082 105 0.05%
50 ENERGY RECOVERY INC 11,892 106 0.05%
Page 1 of 10