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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
401 ARC DOCUMENT SOLUTIONS INC COM 29,880 116 0.06%
402 INFINERA CORP 10,117 114 0.05%
403 FRANCESCAS HLDGS CORP COM 10,213 113 0.05%
404 EXFO INC 32,790 113 0.05%
405 SUPERVALU INC 23,798 112 0.05%
406 ETSY INC 11,679 112 0.05%
407 TRAVELCENTERS AMER LLC COM 13,346 109 0.05%
408 ENERGY RECOVERY 11,892 106 0.05%
409 BANKRATE INC DEL 14,082 105 0.05%
410 DIAMONDROCK HOSPITALITY CO COM 11,569 104 0.05%
411 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,000 101 0.05%
412 MODINE MFG CO COM STK 11,401 100 0.05%
413 CASELLA WASTE SYS INC 12,415 97 0.05%
414 PIER 1 IMPORTS INC 18,545 95 0.05%
415 Old PSG Wind-down Ltd. 31,062 93 0.04%
416 PACIFIC BIOSCIENCES CALIF IN 13,080 92 0.04%
417 SERVICESOURCE INTL INC 22,658 91 0.04%
418 FIVE STAR SENIOR LIVING INC 36,318 85 0.04%
419 GENWORTH FINL INC 32,703 84 0.04%
420 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 12,300 84 0.04%
421 SYNACOR INC 27,408 84 0.04%
422 FRONTIER COMMUNICATIONS CORP C 17,061 84 0.04%
423 VIAVI SOLUTIONS IN 12,474 83 0.04%
424 LATTICE SEMICONDUCTOR CORP 15,400 82 0.04%
425 SRC ENERGY INC 12,132 81 0.04%
426 XCERRA CORP 14,069 81 0.04%
427 CENTURY CASINOS INC 12,729 79 0.04%
428 ALON USA ENERGY INC COM 12,168 79 0.04%
429 MITEK SYSTEMS INC. 10,680 76 0.04%
430 OMNOVA SOLUTIONS INC COM 10,259 74 0.04%
431 SCORPIO TANKERS INC 16,942 71 0.03%
432 RIGEL PHARMACEUT 30,830 69 0.03%
433 Fiat Chrysler Automobiles N.V. 10,057 62 0.03%
434 ASTROTECH CORP 36,980 62 0.03%
435 TILLYS INC 10,450 61 0.03%
436 ASPEN AEROGELS INC 11,787 59 0.03%
437 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
438 MOBILEIRON INC. 19,140 58 0.03%
439 MIZUHO FINL GROUP INC SPONSORED ADR 19,573 56 0.03%
440 ROYAL BK SCOTLAND GROUP PLC 11,639 55 0.03%
441 TSAKOS ENERGY NAVIGATION LTD SHS 11,239 53 0.03%
442 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
443 COMPANHIA ENERGETICA DE MINA 21,764 48 0.02%
444 CIVEO CORP CDA 25,300 46 0.02%
445 DENBURY RES INC 12,755 46 0.02%
446 HUDSON TECHNOLOGIES INC 12,532 45 0.02%
447 AMERESCO INC CL A 10,107 44 0.02%
448 VIVUS INC 39,280 44 0.02%
449 NORTH AMERICAN ENERGY PARTNE 14,917 42 0.02%
450 OFFICE DEPOT INC 12,242 41 0.02%
Page 9 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 S&P DEP Receipts 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 S&P DEP Receipts 20,000 4,190 7.39% Put
4 S&P DEP Receipts 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 Visa Inc. 28,400 2,106 3.71% Call
7 S&P DEP Receipts 10,000 2,095 3.69% Put
8 S&P DEP Receipts 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 Amazon.com Inc 1,100 787 1.39% Put
14 ISHARES TR U.S. PFD STK ETF 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 Autodesk Inc 10,800 585 1.03% Put
18 SCIENTIFIC GAMES CORP 59,900 550 0.97% Call
19 SONY CORP SPONSORED ADR 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHS LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP COM 8,700 444 0.78% Put
33 Check Point Software Technologies 5,500 438 0.77% Call
34 OPHTHOTECH CORP COM 8,500 434 0.77% Call
35 TRINSEO S A SHS 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS SHS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 NXP Semiconductors N.V. 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INC 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL 6,100 314 0.55% Call
45 COMMSCOPE HLDG CO INC 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL 5,300 273 0.48% Call
49 S&P DEP Receipts 1,300 272 0.48% Put
50 Chevron Corp. 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 S&P DEP Receipts 47,432 9,936 4.91%
2 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
3 JENSYN ACQUISITION CORP 246,817 2,436 1.20%
4 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
5 Broadcom Limited 15,151 2,354 1.16%
6 JENSYN ACQUISITION CORP 218,373 2,203 1.09%
7 VANECK VECTORS GOLD MINERS ETF 75,000 2,078 1.03%
8 QLOGIC CORP 138,700 2,044 1.01%
9 SHUTTERFLY INC 43,453 2,025 1.00%
10 Visa Inc. 23,498 1,743 0.86%
11 RMR GROUP INC CL A 56,159 1,739 0.86%
12 LEVEL 3 COMMUNICATIONS INC COM NEW 32,966 1,697 0.84%
13 APPLIED MATLS INC 70,779 1,697 0.84%
14 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.83%
15 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.76%
16 Owens Realty Mtg Inc 91,516 1,523 0.75%
17 YELP INC CL A 50,061 1,520 0.75%
18 IHS Markit Ltd. 12,800 1,480 0.73%
19 QTS RLTY TR INC CL A 26,359 1,476 0.73%
20 RED LION HOTELS CORP 202,962 1,474 0.73%
21 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.72%
22 MCKESSON CORP 7,804 1,457 0.72%
23 A V HOMES INC 111,614 1,364 0.67%
24 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
25 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
26 EASTERLY GOVT PPTYS INC 65,413 1,291 0.64%
27 CINTAS CORP COM 13,106 1,286 0.64%
28 Agnico Eagle 46,898 1,274 0.63%
29 APARTMENT INVT & MGMT CO CL A 27,715 1,224 0.61%
30 Taiwan Semiconductor MFG Co LTD SPO 46,219 1,212 0.60%
31 ISHARES TR IBOXX HI YD ETF 14,000 1,186 0.59%
32 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.59%
33 Northstar Realty Fin REIT 103,137 1,179 0.58%
34 ARGAN INC 27,431 1,144 0.57%
35 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
36 COMCAST CORP NEW 16,913 1,103 0.55%
37 KITE RLTY GROUP TR 38,829 1,088 0.54%
38 NORTHSTAR REALTY EUROPE CORP COM 114,000 1,055 0.52%
39 Autodesk Inc 19,113 1,035 0.51%
40 COMMSCOPE HLDG CO INC 33,022 1,025 0.51%
41 EMCORE CORP 172,035 1,022 0.51%
42 EXPEDIA INC DEL 9,563 1,017 0.50%
43 ZAYO GROUP HLDGS INC 36,400 1,017 0.50%
44 PIONEER NAT RES CO 6,660 1,007 0.50%
45 AMDOCS LTD SHS 17,429 1,006 0.50%
46 DDR CORP 54,884 996 0.49%
47 Lam Research Corporation 11,761 989 0.49%
48 NETEASE INC 5,000 966 0.48%
49 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.47%
50 AMERISOURCEBERGEN CORP 11,862 941 0.47%
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