Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 WESTLAKE CHEM PARTNERS LP 36,215 2 0.00%
2 JENSYN ACQUISITION CORP 16,500 2 0.00%
3 ALON USA PARTNERS LP UT LTDPART INT 17,535 3 0.00%
4 JENSYN ACQUISITION CORP 125,200 9 0.00%
5 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 15,000 9 0.00%
6 XTERA COMMUNICATIONS INC 18,657 17 0.01%
7 GALECTIN THERAPEUTICS INC COM 18,850 28 0.01%
8 GASTAR EXPL INC NEW COM 29,700 33 0.02%
9 VAALCO ENERGY INC 34,300 36 0.02%
10 SEACHANGE INTL INC 11,675 37 0.02%
11 TERRAFORM GLOBAL INC CL A 11,630 38 0.02%
12 PDL BIOPHARMA INC 11,952 38 0.02%
13 OFFICE DEPOT INC 12,242 41 0.02%
14 NORTH AMERN ENERGY PARTNERS 14,917 42 0.02%
15 VIVUS INC 39,280 44 0.02%
16 AMERESCO INC 10,107 44 0.02%
17 HUDSON TECHNOLOGIES INC COM 12,532 45 0.02%
18 CIVEO CORP CDA 25,300 46 0.02%
19 DENBURY RES INC COM NEW 12,755 46 0.02%
20 COMPANHIA ENERGETICA DE MINA 21,764 48 0.02%
21 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
22 TSAKOS ENERGY NAVIGATION LTD 11,239 53 0.03%
23 ROYAL BK SCOTLAND GROUP PLC 11,639 55 0.03%
24 Mizuho Financial Group Inc 19,573 56 0.03%
25 MOBILEIRON INC COM NEW 19,140 58 0.03%
26 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
27 ASPEN AEROGELS INC COM 11,787 59 0.03%
28 TILLYS INC CL A 10,450 61 0.03%
29 ASTROTECH CORP 36,980 62 0.03%
30 FIAT CHRYSLER AUTOMOBILES N V SHS 10,057 62 0.03%
31 RIGEL PHARMACEUTICALS INC 30,830 69 0.03%
32 SCORPIO TANKERS INC 16,942 71 0.03%
33 OMNOVA SOLUTIONS INC COM 10,259 74 0.04%
34 MITEK SYS INC 10,680 76 0.04%
35 CENTURY CASINOS INC COM 12,729 79 0.04%
36 Alon USA Energy, Inc. 12,168 79 0.04%
37 SRC ENERGY INC 12,132 81 0.04%
38 XCERRA CORP COM 14,069 81 0.04%
39 LATTICE SEMICONDUCTOR CORP 15,400 82 0.04%
40 VIAVI SOLUTIONS INC 12,474 83 0.04%
41 JA SOLAR HOLDINGS CO LTD 12,300 84 0.04%
42 FRONTIER COMMUNICATIONS CORP 17,061 84 0.04%
43 SYNACOR INC 27,408 84 0.04%
44 GENWORTH FINL INC 32,703 84 0.04%
45 FIVE STAR SENIOR LIVING INC 36,318 85 0.04%
46 SERVICESOURCE INTL 22,658 91 0.04%
47 PACIFIC BIOSCIENCES CALIF IN 13,080 92 0.04%
48 Old PSG Wind-down Ltd. 31,062 93 0.04%
49 PIER 1 IMPORTS INC COM 18,545 95 0.05%
50 Casella Waste SYS 12,415 97 0.05%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 LINEAR TECHNOLOGY CORP 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
251 VERIZON COMMUNICATIONS INC 4,629 258 0.13%
252 LINCOLN NATL CORP IND 6,616 257 0.13%
253 BUNGE LIMITED 4,318 255 0.13%
254 UNISYS CORP 34,920 254 0.13%
255 FLEETMATICS GROUP PLC 5,857 254 0.13%
256 WABASH NATL CORP 19,884 253 0.13%
257 BRINKS CO 8,865 253 0.13%
258 SCHLUMBERGER LTD 3,179 251 0.12%
259 GREENBRIER COS INC 8,617 251 0.12%
260 MCDONALDS CORP 2,078 250 0.12%
261 RITE AID CORP 33,248 249 0.12%
262 HALLIBURTON CO 5,466 248 0.12%
263 Invacare Corp 6,051 248 0.12%
264 SUNOPTA INC 59,027 247 0.12%
265 FERRO CORP 18,431 247 0.12%
266 PPL CORP 6,528 246 0.12%
267 MUELLER WTR PRODUCTS INCORPORATED COM SER A 21,326 244 0.12%
268 MOVADO GROUP INC 11,217 243 0.12%
269 AMGEN INC 1,598 243 0.12%
270 HALYARD HEALTH INC 7,474 243 0.12%
271 MOTOROLA SOLUTIONS INC 3,669 242 0.12%
272 FEDEX CORP 1,594 242 0.12%
273 TIFFANY 3,999 242 0.12%
274 TABLEAU SOFTWARE INC 4,938 242 0.12%
275 LYONDELLBASELL INDUSTRIES N 3,239 241 0.12%
276 PROCTER AND GAMBLE CO 2,844 241 0.12%
277 EVERSOURCE ENERGY 4,009 240 0.12%
278 METLIFE INC 6,014 240 0.12%
279 HORMEL FOODS CORP 6,563 240 0.12%
280 EVERTEC INC 15,299 238 0.12%
281 MEMORIAL RESOURCE DEV CORP 15,000 238 0.12%
282 CHENIERE ENERGY INC 6,351 238 0.12%
283 MONOLITHIC PWR SYS INC 3,468 237 0.12%
284 MATERION CORP COM 9,571 237 0.12%
285 LIBERTY MEDIA CORP DELAWARE 7,525 236 0.12%
286 ACTIVISION BLIZZARD INC 5,937 235 0.12%
287 ABBOTT LABS 5,951 234 0.12%
288 EQUITY RESIDENTIAL 3,384 233 0.12%
289 FIRSTENERGY CORP 6,579 230 0.11%
290 PROLOGIS INC 4,674 229 0.11%
291 PINNACLE ENTMT INC NEW COM 20,663 229 0.11%
292 FISERV INC 2,108 229 0.11%
293 ENERSYS 3,829 228 0.11%
294 SEMPRA ENERGY 2,003 228 0.11%
295 CALIX INC COM 32,908 227 0.11%
296 BLOOMIN BRANDS INC 12,686 227 0.11%
297 CHURCHILL DOWNS INC 1,800 227 0.11%
298 HCP INC 6,368 225 0.11%
299 CELGENE CORP 2,268 224 0.11%
300 EASTMAN CHEM CO 3,280 223 0.11%
Page 6 of 10