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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 695 holdings with a total value of $461,114,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 Marinus Pharmaceuticals Inc 52,432 95,000 0.02%
52 ULTRA CLEAN HLDGS INC 12,950 96,000 0.02%
53 Jive Software Inc 23,007 98,000 0.02%
54 FRONTLINE LTD 13,684 98,000 0.02%
55 LEE ENTERPRISES INC 26,316 99,000 0.02%
56 EARTHLINK HOLDINGS ORD 15,984 99,000 0.02%
57 LATTICE SEMICONDUCTOR CORP 15,400 100,000 0.02%
58 RENEWABLE ENERGY GROUP INC 11,972 101,000 0.02%
59 CEMEX SAB DE CV 12,828 102,000 0.02%
60 Agile Therapeutics, Inc. 14,724 103,000 0.02%
61 UNIQURE NV 13,450 103,000 0.02%
62 KINDRED HEALTHCARE INC 10,116 103,000 0.02%
63 B2GOLD CORP 40,394 106,000 0.02%
64 ENSCO PLC 12,714 108,000 0.02%
65 LSB INDS INC COM 12,611 108,000 0.02%
66 INTRALINKS HLDGS INC 10,984 110,000 0.02%
67 VIAVI SOLUTIONS INC 14,917 110,000 0.02%
68 KLR ENERGY ACQUISITION CORP 265,165 111,000 0.02%
69 QUOTIENT LTD 14,289 112,000 0.02%
70 CALIX INC COM 15,370 113,000 0.02%
71 PLATFORM SPECIALTY PRODS COR 14,100 114,000 0.02%
72 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,000 117,000 0.03%
73 Del Taco Restaurants, Inc. 10,000 119,000 0.03%
74 CROSS CTRY HEALTHCARE INC COM 10,075 119,000 0.03%
75 RENTECH INC 40,952 120,000 0.03%
76 SERVICESOURCE INTL 24,858 121,000 0.03%
77 EXFO INC 32,790 122,000 0.03%
78 Alcoa 12,103 123,000 0.03%
79 ARRAY BIOPHARMA INC 18,163 123,000 0.03%
80 EXPRESS INC COM 10,798 127,000 0.03%
81 FLAMEL TECHNOLOGIES SA SPONSORED ADR 10,300 128,000 0.03%
82 TECHTARGET INC 15,837 128,000 0.03%
83 ACCO BRANDS CORPORATION COM 13,392 129,000 0.03%
84 CAMECO CORP 15,231 130,000 0.03%
85 TTM TECHNOLOGIES 11,333 130,000 0.03%
86 CAREER EDUCATION CRP 19,316 131,000 0.03%
87 AEGEAN MARINE PETROLEUM NETW 13,201 132,000 0.03%
88 GANNETT CO INC 11,304 132,000 0.03%
89 ENZO BIOCHEM INC 26,137 133,000 0.03%
90 Marchex Inc 47,859 133,000 0.03%
91 GRAY TELEVISION INC COM 13,028 135,000 0.03%
92 RYERSON HLDG CORP COM 12,074 136,000 0.03%
93 DICE HOLDINGS INC 17,625 139,000 0.03%
94 ARC DOCUMENT SOLUTIONS INC COM 38,017 142,000 0.03%
95 POTBELLY CORP 11,451 142,000 0.03%
96 Meet Group, Inc. 23,140 143,000 0.03%
97 ASHFORD HOSPITALITY TR INC 24,543 145,000 0.03%
98 AVID TECHNOLOGY 18,300 145,000 0.03%
99 GRAPHIC PACKAGING HLDG CO 10,478 147,000 0.03%
100 NET 1 UEPS TECHNOLOGIES INC 17,281 148,000 0.03%
Page 2 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001493152-16-014832, filed 2016.11.14). and New Holdings filing (0001493152-17-007926, filed 2017.07.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.