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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 PROSHARES TR 13,978 229 0.07%
452 PROTO LABS INC COM 3,661 219 0.07%
453 Pandora Media Inc 40,500 580 0.18%
454 Patterson UTI Energy Inc Com 9,588 214 0.07%
455 QEP RES INC 97,179 1,898 0.59%
456 QORVO INC 3,989 222 0.07%
457 QTS RLTY TR INC 20,359 1,076 0.33%
458 QUALCOMM INC 18,243 1,250 0.39%
459 QUOTIENT LTD 14,289 112 0.03%
460 RADIAN GROUP INC 25,455 345 0.11%
461 RADIO ONE INC CL D NON VTG 10,146 31 0.01%
462 RALPH LAUREN CORP 3,928 397 0.12%
463 RAMCO-GERSHENSON PPTYS TR 67,196 1,259 0.39%
464 RAYTHEON CO 1,519 207 0.06%
465 REALOGY HLDGS CORP 8,978 232 0.07%
466 RED ROBIN GOURMET BURGERS INC COM 14,787 665 0.21%
467 REGIS CORP MINN COM 14,480 182 0.06%
468 RELIANCE STEEL & ALUMINUM CO 3,480 251 0.08%
469 RENEWABLE ENERGY GROUP INC 11,972 101 0.03%
470 RENTECH INC 40,952 120 0.04%
471 RETAILMENOT INC COM SER 1 17,692 175 0.05%
472 REXNORD CORP NEW COM 68,352 1,463 0.45%
473 RICE ENERGY INCORPORATED 47,461 1,239 0.39%
474 RICHARDSON ELECTRS LTD 38,908 264 0.08%
475 RIGEL PHARMACEUTICAL INC 15,163 56 0.02%
476 RITE AID CORP 36,779 283 0.09%
477 RLJ LODGING TR COM 11,102 233 0.07%
478 RMR GROUP INC 41,854 1,588 0.49%
479 ROBERT HALF INTL INC 7,018 266 0.08%
480 ROYAL DUTCH SHELL PLC 13,993 701 0.22%
481 RSP PERMIAN INC COM 37,712 1,462 0.45%
482 RUBY TUESDAY INC COM 15,498 39 0.01%
483 RUTHS CHRIS STEAK HSE INC COM 11,413 161 0.05%
484 RYDER SYS INC 3,544 234 0.07%
485 RYERSON HLDG CORP COM 12,074 136 0.04%
486 Red Lion Hotels 200,083 1,669 0.52%
487 S&P GLOBAL INC 2,066 261 0.08%
488 SALESFORCE COM INC 7,273 519 0.16%
489 SANOFI SPOND FUNSPONSORED ADR 10,000 64 0.02%
490 SAREPTA THERAPEUTICS INC 7,830 481 0.15%
491 SCANA 5,639 408 0.13%
492 SCHLUMBERGER LTD 3,948 310 0.10%
493 SCHWAB CHARLES CORP 8,828 279 0.09%
494 SCICLONE PHARMACEUTICALS INC 15,941 163 0.05%
495 SCORPIO TANKERS INC 78,367 363 0.11%
496 SELECT MED HLDGS CORP COM 14,287 193 0.06%
497 SELECT SECTOR SPDR TR 24,000 463 0.14%
498 SELECT SECTOR SPDR TR 23,040 1,100 0.34%
499 SELECT SECTOR SPDR TR 8,521 614 0.19%
500 SELECT SECTOR SPDR TR 7,230 422 0.13%
Page 10 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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